13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-16, with 4,228 holding rows worth $109,187,149,000.
- Accession
- 0000950123-17-009075
- Filer
- CIK 927971
- Filed
- 2017-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 14,034 entries on the cover page, a total value of $109,187,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,187,149,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTEON CORP | 92839U206 | COM NEW | 7,673 | $950,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 123,050 | $949,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 17,711 | $947,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 53,501 | $942,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 14,091 | $941,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 78,998 | $939,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 31,301 | $938,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,607 | $937,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,800 | $934,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 130,976 | $928,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 43,868 | $926,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 50,542 | $925,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 22,545 | $925,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,721 | $924,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 7,155 | $924,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,656 | $922,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,332 | $921,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 13,851 | $920,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,780 | $918,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 36,261 | $913,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,113 | $911,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 28,666 | $910,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,092 | $908,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 187,987 | $906,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,862 | $905,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 20,000 | $904,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 38,209 | $903,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 17,183 | $902,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 81,981 | $898,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 18,140 | $893,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 26,982 | $893,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,042 | $892,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,141 | $888,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 79,157 | $888,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 14,830 | $888,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 30,533 | $880,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 95,000 | $880,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 15,304 | $877,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 46,580 | $876,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 31,690 | $873,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,705 | $873,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 63,505 | $868,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 19,600 | $865,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,978 | $863,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 23,655 | $861,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 36,727 | $861,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $860,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 24,449 | $852,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 826,758 | $852,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 81,563 | $851,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 58,620 | $848,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 61,243 | $846,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 32,641 | $846,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 21,351 | $845,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 81,957 | $845,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,975 | $842,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 15,700 | $838,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 20,000 | $837,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 42,586 | $834,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 622,918 | $834,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 37,098 | $830,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 67,112 | $829,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 421,607 | $826,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 36,612 | $826,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,000 | $826,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 21,621 | $825,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24,682 | $822,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,890 | $817,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,645 | $812,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 28,527 | $808,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 33,257 | $807,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 363,261 | $807,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 26,606 | $805,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,500 | $803,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 32,051 | $800,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 43,300 | $799,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 127,312 | $798,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 65,400 | $798,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 15,163 | $796,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 16,794 | $793,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 32,121 | $792,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 27,267 | $789,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,523 | $787,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,515 | $784,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 13,993 | $779,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 34,155 | $774,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,855 | $773,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 59,226 | $773,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 29,055 | $772,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,676 | $769,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,495 | $769,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,335 | $765,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,888 | $764,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 303,849 | $763,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 23,760 | $761,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 34,500 | $755,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 52,714 | $753,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,968 | $752,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,792 | $752,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 155,100 | $748,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 65,600 | $745,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 13,475 | $745,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 44,925 | $744,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 23,400 | $743,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 45,000 | $742,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 161,100 | $741,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 44,574 | $740,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,475 | $740,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,700 | $739,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,954 | $738,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 32,917 | $737,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 16,560 | $733,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,632 | $732,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,518 | $732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 30,158 | $732,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 16,355 | $731,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,757 | $729,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 50,019 | $728,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 71,437 | $727,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 114,970 | $722,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 25,266 | $720,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 56,412 | $715,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 14,959 | $712,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 30,452 | $712,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 65,791 | $711,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 72,598 | $711,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,100 | $709,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 11,501 | $702,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 45,820 | $701,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 15,779 | $700,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 23,296 | $692,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 17,792 | $691,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,916 | $689,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,324 | $686,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,400 | $684,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 8,143 | $684,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 271,700 | $682,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 13,901 | $681,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,785 | $681,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 161,474 | $676,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,330 | $675,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 31,270 | $674,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 65,958 | $672,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,060 | $671,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 67,000 | $671,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 19,345 | $665,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 9,782 | $663,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 30,847 | $663,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 26,108 | $662,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 6,974 | $661,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,905 | $661,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 90,289 | $658,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 19,923 | $657,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 73,100 | $656,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 12,123 | $654,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 18,095 | $652,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 28,980 | $648,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,000 | $647,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 40,100 | $645,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 99,821 | $643,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 7,120 | $641,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 105,000 | $641,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 19,566 | $641,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 11,447 | $641,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 31,600 | $640,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,067 | $640,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 45,619 | $640,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 13,000 | $637,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 11,700 | $637,000 | thousands by filing date | principal |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 62,100 | $635,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 50,313 | $635,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 70,000 | $633,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,552 | $633,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 29,565 | $630,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 68,834 | $630,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,267 | $627,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 44,600 | $626,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 85,900 | $626,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 72,220 | $626,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,711 | $625,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,557 | $625,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,012 | $624,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 15,113 | $621,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 338,909 | $620,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 18,060 | $620,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 23,381 | $620,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 12,039 | $618,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 47,838 | $618,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 12,500 | $618,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 44,070 | $617,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 120,000 | $616,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 15,000 | $615,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 21,219 | $614,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 10,832 | $614,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 39,822 | $613,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 65,976 | $613,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 83,325 | $613,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 24,138 | $611,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,777 | $609,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 53,304 | $606,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,166 | $605,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 41,000 | $603,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 131,066 | $603,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 71,007 | $601,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 100,445 | $600,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 104,200 | $599,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 104,200 | $599,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,900 | $597,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 227,810 | $595,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 18,991 | $595,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 20,470 | $594,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 21,500 | $593,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,488 | $589,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 68,300 | $589,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 16,232 | $586,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11,682 | $583,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,231 | $582,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 65,500 | $582,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,609 | $581,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 40,000 | $581,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,031 | $580,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 221,800 | $579,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 52,562 | $579,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,204 | $578,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 65,100 | $578,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 7,455 | $577,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,803 | $577,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,400 | $572,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 24,276 | $572,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,164 | $570,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $570,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,246 | $570,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 25,000 | $564,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,556 | $563,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 27,956 | $558,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,160 | $557,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 58,409 | $550,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,928 | $546,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 15,040 | $540,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,000 | $538,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,917 | $536,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,985 | $534,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 122,172 | $534,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,646 | $532,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,200 | $532,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,260 | $531,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,961 | $529,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 61,145 | $528,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 14,757 | $525,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,161 | $524,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 41,682 | $523,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,000 | $521,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,000 | $521,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 70,254 | $519,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,366 | $519,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,281 | $518,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,318 | $518,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 76,042 | $517,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 144,349 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,219 | $512,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,252 | $512,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,316 | $512,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 17,372 | $512,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 30,966 | $511,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 24,854 | $509,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 27,052 | $508,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 34,921 | $508,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,362 | $506,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,830 | $505,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 49,393 | $505,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 27,775 | $503,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 22,713 | $503,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,443 | $502,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,083 | $501,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 12,116 | $497,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 122,633 | $497,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 86,191 | $496,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,500 | $494,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,602 | $494,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 19,266 | $493,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 8,238 | $491,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 9,009 | $487,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,391 | $484,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 8,669 | $480,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 500,000 | $476,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 23,090 | $476,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 10,044 | $475,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 50,000 | $475,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 40,000 | $474,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10,050 | $474,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,373 | $473,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 51,500 | $472,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 19,247 | $470,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,737 | $468,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 19,121 | $467,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 56,103 | $467,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 29,758 | $465,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 34,000 | $465,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 57,077 | $463,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,003 | $462,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 9,800 | $462,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,871 | $461,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 8,753 | $461,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 20,000 | $460,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 50,525 | $459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,160 | $459,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 22,208 | $459,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 10,500 | $459,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 7,964 | $458,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 81,986 | $457,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,482 | $457,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,029 | $456,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 33,234 | $456,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,050 | $455,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,910 | $455,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,358 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,405 | $454,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 26,500 | $454,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,526 | $453,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,689 | $453,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 23,999 | $453,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 11,790 | $450,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 9,047 | $449,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 14,055 | $445,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 34,000 | $444,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 21,140 | $443,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,871 | $442,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 22,750 | $442,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 37,771 | $440,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,975 | $439,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,710 | $437,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 15,277 | $437,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,300 | $436,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 11,756 | $436,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,833 | $435,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 14,649 | $435,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $435,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,650 | $435,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,513 | $435,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 17,565 | $432,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 30,839 | $431,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,669 | $430,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 55,025 | $430,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 59,976 | $429,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 7,519 | $427,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 30,000 | $425,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 26,639 | $424,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 25,995 | $422,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22,191 | $422,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 24,000 | $420,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 8,443 | $419,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,684 | $418,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,584 | $418,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 150,900 | $418,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 150,900 | $418,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 16,371 | $416,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,355 | $414,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 77,522 | $414,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 11,641 | $414,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,956 | $413,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,588 | $413,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 28,389 | $413,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,843 | $412,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,324 | $411,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 9,741 | $411,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,746 | $411,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,429 | $410,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 90,000 | $409,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,509 | $404,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,047 | $403,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,575 | $403,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 19,500 | $403,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,575 | $402,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,024 | $402,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,922 | $401,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 40,700 | $401,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,642 | $400,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,195 | $399,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 19,827 | $399,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,836 | $397,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,821 | $396,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,436 | $394,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,401 | $394,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,449 | $394,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 15,506 | $392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,071 | $392,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,889 | $390,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 30,000 | $388,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 10,000 | $386,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 73,000 | $386,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,644 | $384,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,900 | $382,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 14,000 | $382,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 16,677 | $381,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 7,194 | $380,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,899 | $379,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 34,372 | $379,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $378,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 25,100 | $377,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,630 | $376,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 34,755 | $375,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 16,273 | $375,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,500 | $374,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,500 | $374,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 62,100 | $373,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,268 | $372,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 120,100 | $372,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 25,960 | $371,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 12,900 | $369,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 11,900 | $369,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,000 | $368,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 800,000 | $368,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,542 | $367,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,792 | $363,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 11,738 | $363,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,100 | $361,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,437 | $361,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 8,619 | $361,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 613 | $359,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 13,632 | $357,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 46,092 | $357,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,172 | $356,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 42,500 | $355,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 42,500 | $355,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,684 | $354,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 16,696 | $354,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,500 | $353,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15,509 | $353,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 21,979 | $353,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 15,210 | $353,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 825 | $351,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,584 | $349,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,853 | $349,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $349,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,520 | $348,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,144 | $347,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 23,498 | $346,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 10,050 | $346,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,124 | $345,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,726 | $344,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,547 | $343,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,791 | $342,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 24,379 | $342,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,000 | $341,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 28,446 | $339,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,198 | $339,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,559 | $337,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,753 | $337,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,072 | $337,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,408 | $336,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 37,723 | $335,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 115,511 | $335,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 14,246 | $335,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 19,844 | $332,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 62,242 | $331,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 11,618 | $331,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,366 | $330,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,663 | $329,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,246 | $328,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,728 | $328,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,774 | $328,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 150,560 | $327,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,379 | $327,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 150,000 | $326,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 10,173 | $324,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,168 | $323,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,309 | $323,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 21,340 | $322,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 475 | $319,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 8,846 | $318,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 26,554 | $318,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,995 | $317,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,947 | $316,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 91,141 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,996 | $314,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 17,686 | $311,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,624 | $311,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,025 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,461 | $310,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,049 | $310,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,963 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,132 | $308,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 12,000 | $306,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 6,558 | $306,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 11,300 | $303,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,139 | $303,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 19,790 | $302,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 15,869 | $301,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,764 | $300,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,190 | $300,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 39,345 | $300,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,154 | $299,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,995 | $299,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 37,500 | $299,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,781 | $298,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 388,000 | $298,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,803 | $296,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 18,982 | $295,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,500 | $295,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 43,764 | $293,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009075 | this filing | 2017-10-16 | acceptance time not in the bulk data set |