13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENVESTNET INC | 29404K106 | COM | 553,352 | $21,912,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 469,436 | $21,891,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,622,774 | $21,865,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 700,254 | $21,785,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 262,153 | $21,733,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 312,334 | $21,701,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 865,769 | $21,662,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 485,000 | $21,660,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,229,357 | $21,604,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,117,601 | $21,346,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,464,412 | $21,307,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 992,408 | $21,238,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,317,721 | $21,207,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 161,517 | $21,147,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 271,900 | $21,081,000 | thousands by filing date | put |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,411,706 | $21,048,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 807,297 | $20,982,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 281,200 | $20,941,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 326,704 | $20,820,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 303,100 | $20,817,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 221,656 | $20,807,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,185,506 | $20,723,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 15,661,000 | $20,711,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 447,242 | $20,703,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 462,400 | $20,697,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,545,553 | $20,634,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 123,523 | $20,580,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 650,852 | $20,580,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 530,000 | $20,575,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 156,206 | $20,541,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,350,000 | $20,534,000 | thousands by filing date | put |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 164,413 | $20,519,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 331,798 | $20,469,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 746,551 | $20,440,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,469,109 | $20,391,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 653,257 | $20,375,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,021,282 | $20,313,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 703,469 | $20,288,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 316,700 | $20,234,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 187,455 | $20,127,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 15,325,000 | $20,085,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,494,372 | $20,039,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,311,909 | $20,033,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 497,303 | $19,977,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 745,816 | $19,958,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,201,902 | $19,916,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 612,877 | $19,887,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 400,000 | $19,836,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 479,350 | $19,835,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 233,148 | $19,811,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 643,119 | $19,760,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 877,064 | $19,751,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 256,685 | $19,693,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 187,500 | $19,622,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 16,985,000 | $19,618,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,513,647 | $19,587,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 646,198 | $19,502,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 759,200 | $19,473,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 158,026 | $19,461,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 419,228 | $19,423,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 845,924 | $19,380,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 165,000 | $19,379,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 143,659 | $19,267,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 240,094 | $19,260,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 33,700 | $19,225,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 1,719,137 | $19,185,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 217,081 | $19,184,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 215,383 | $19,128,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 570,000 | $19,095,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 177,583 | $19,094,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 210,700 | $19,073,000 | thousands by filing date | call |
| FQF TR | 351680855 | OSHARS FTSE US | 651,759 | $19,057,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 59,900 | $19,025,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 513,942 | $19,016,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 369,010 | $18,993,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 81,873 | $18,956,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 565,581 | $18,947,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,110,423 | $18,921,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 542,135 | $18,855,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 335,309 | $18,848,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 373,800 | $18,743,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 171,708 | $18,730,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 65,001 | $18,678,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 405,914 | $18,676,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 83,900 | $18,675,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 346,674 | $18,540,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 303,274 | $18,428,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 218,600 | $18,415,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,094,128 | $18,414,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 144,995 | $18,368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 217,352 | $18,275,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 297,620 | $18,268,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 105,900 | $18,239,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 386,120 | $18,229,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 209,350 | $18,207,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 344,989 | $18,167,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 559,337 | $18,084,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,054,265 | $18,078,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 335,000 | $18,070,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 248,851 | $18,029,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 12,274,000 | $18,027,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 599,600 | $18,018,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 940,189 | $17,958,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 258,280 | $17,940,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 270,000 | $17,928,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 556,763 | $17,927,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 99,761 | $17,922,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 66,638 | $17,917,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 192,022 | $17,913,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 360,578 | $17,889,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 651,687 | $17,844,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 321,900 | $17,833,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 388,623 | $17,830,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 253,817 | $17,825,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 204,516 | $17,741,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,026,611 | $17,678,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 150,000 | $17,663,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 150,000 | $17,663,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 190,581 | $17,577,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 108,520 | $17,576,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 553,512 | $17,563,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 779,700 | $17,551,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 144,774 | $17,527,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 335,291 | $17,488,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 215,339 | $17,476,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,013,595 | $17,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 344,999 | $17,460,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 440,956 | $17,418,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 698,055 | $17,382,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 436,283 | $17,377,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 300,890 | $17,370,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 137,462 | $17,326,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 289,751 | $17,290,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 564,649 | $17,284,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 729,457 | $17,274,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 742,500 | $17,256,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 232,924 | $17,232,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 518,410 | $17,222,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 742,495 | $17,204,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 134,680 | $17,173,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 291,523 | $17,142,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 89,266 | $17,106,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 699,253 | $17,097,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 376,020 | $17,071,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 964,963 | $17,041,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 206,000 | $17,034,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 92,632 | $17,029,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 93,761 | $16,927,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 663,200 | $16,918,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 125,082 | $16,874,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 367,318 | $16,864,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 297,526 | $16,858,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 371,183 | $16,845,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 750,000 | $16,838,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 750,000 | $16,838,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 314,677 | $16,825,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 582,436 | $16,803,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,517,399 | $16,768,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 119,342 | $16,731,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 221,306 | $16,713,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 319,178 | $16,702,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 472,347 | $16,697,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 223,400 | $16,637,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 214,544 | $16,559,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 379,819 | $16,534,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 252,737 | $16,489,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 295,835 | $16,451,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 335,242 | $16,444,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 240,600 | $16,387,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 180,032 | $16,350,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 391,662 | $16,344,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 659,035 | $16,311,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 498,496 | $16,236,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 334,585 | $16,228,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,215,444 | $16,214,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 615,539 | $16,102,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 638,703 | $16,089,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,125,541 | $16,084,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,411,989 | $16,068,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 231,000 | $16,045,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 200,000 | $16,044,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 766,300 | $16,016,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,942,000 | $15,944,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,419,431 | $15,926,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 82,851 | $15,880,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 716,790 | $15,869,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 443,300 | $15,852,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 668,454 | $15,843,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 285,719 | $15,837,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 556,961 | $15,806,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 515,676 | $15,795,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 89,848 | $15,794,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 725,230 | $15,788,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 492,700 | $15,746,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 291,700 | $15,696,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 889,345 | $15,670,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 346,903 | $15,670,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 128,955 | $15,646,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 290,600 | $15,637,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 956,258 | $15,587,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 347,609 | $15,577,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 899,800 | $15,567,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 94,000 | $15,535,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 621,063 | $15,520,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 754,754 | $15,511,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 894,400 | $15,473,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 331,982 | $15,470,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 667,500 | $15,466,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 360,915 | $15,447,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 12,853,000 | $15,432,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 64,448 | $15,430,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 358,051 | $15,399,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 201,218 | $15,393,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 162,600 | $15,371,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 249,169 | $15,364,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 269,705 | $15,332,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 277,519 | $15,327,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 804,837 | $15,308,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 609,800 | $15,294,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 925,000 | $15,281,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 430,323 | $15,276,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 63,179 | $15,270,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 684,674 | $15,261,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 129,552 | $15,247,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,385,859 | $15,246,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 349,345 | $15,235,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,529,257 | $15,231,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,566,907 | $15,231,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 310,000 | $15,206,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 114,800 | $15,187,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,334,563 | $15,187,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 255,822 | $15,173,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 65,000 | $15,148,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 723,069 | $15,113,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 341,070 | $15,065,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 315,224 | $15,033,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 355,000 | $15,020,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,205,929 | $15,002,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 862,150 | $14,993,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15,324 | $14,955,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 122,800 | $14,924,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 476,483 | $14,909,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 492,407 | $14,905,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 211,462 | $14,887,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 231,351 | $14,823,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300,000 | $14,811,000 | thousands by filing date | put |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 458,142 | $14,803,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 732,651 | $14,770,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 585,364 | $14,739,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 228,200 | $14,678,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 650,802 | $14,630,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 703,651 | $14,622,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 5,676,000 | $14,619,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 660,000 | $14,612,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 756,838 | $14,599,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 120,068 | $14,591,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 488,895 | $14,589,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 566,192 | $14,540,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,031,619 | $14,535,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 636,163 | $14,524,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 288,848 | $14,518,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 72,193 | $14,517,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 164,984 | $14,467,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 297,267 | $14,448,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 624,200 | $14,444,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 370,900 | $14,398,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 762,098 | $14,335,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 374,465 | $14,309,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 336,674 | $14,262,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 264,635 | $14,261,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 145,000 | $14,259,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 473,118 | $14,204,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 306,377 | $14,194,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 193,629 | $14,181,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 443,154 | $14,168,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 191,761 | $14,156,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 519,705 | $14,146,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 863,927 | $14,125,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 155,868 | $14,097,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 88,000 | $14,043,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 57,700 | $14,026,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $14,025,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 138,891 | $14,010,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,324,435 | $13,970,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 135,295 | $13,954,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 117,615 | $13,917,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 246,862 | $13,908,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 127,247 | $13,902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 168,798 | $13,894,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 251,100 | $13,846,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 134,066 | $13,835,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 250,000 | $13,785,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 605,444 | $13,713,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 133,059 | $13,704,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 250,322 | $13,655,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 194,854 | $13,624,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 64,213 | $13,583,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,178,845 | $13,556,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 178,800 | $13,532,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 1,000,000 | $13,530,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 570,000 | $13,509,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 683,900 | $13,493,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 691,409 | $13,483,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 232,802 | $13,426,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,797,734 | $13,406,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 980,889 | $13,389,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 155,944 | $13,317,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 345,160 | $13,299,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 904,682 | $13,244,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 690,523 | $13,237,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 91,613 | $13,212,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 170,000 | $13,206,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 41,856 | $13,170,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 561,842 | $13,164,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 686,890 | $13,154,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 900,000 | $13,140,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 216,600 | $13,130,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 792,702 | $13,096,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 389,700 | $13,090,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 11,218,000 | $13,083,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 411,051 | $13,068,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,194,641 | $13,045,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 229,076 | $13,032,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 784,627 | $13,017,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 359,173 | $12,955,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 175,460 | $12,949,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 678,478 | $12,926,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,407,944 | $12,911,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 118,000 | $12,871,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 204,860 | $12,865,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 193,800 | $12,863,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 1,273,210 | $12,859,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 327,500 | $12,845,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 203,910 | $12,771,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 518,404 | $12,753,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 193,100 | $12,729,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,430,717 | $12,728,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 79,700 | $12,719,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 835,708 | $12,711,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 233,307 | $12,711,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 409,428 | $12,709,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,000,000 | $12,680,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,000,000 | $12,680,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 667,893 | $12,657,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 201,865 | $12,651,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 194,621 | $12,619,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 446,584 | $12,615,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 330,968 | $12,609,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 393,400 | $12,577,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 598,747 | $12,568,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 256,070 | $12,550,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 448,572 | $12,542,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,500,000 | $12,534,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,179,000 | $12,533,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,280,457 | $12,520,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 865,513 | $12,507,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 81,100 | $12,476,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,447,035 | $12,459,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 298,287 | $12,451,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 747,849 | $12,445,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 416,460 | $12,429,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 9,330,000 | $12,426,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 95,600 | $12,416,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 105,634 | $12,410,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 239,539 | $12,382,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 151,200 | $12,377,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 134,782 | $12,377,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 10,740,000 | $12,371,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 345,968 | $12,367,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 312,379 | $12,342,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,375,138 | $12,335,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 870,141 | $12,278,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 602,175 | $12,266,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 488,605 | $12,264,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 255,082 | $12,226,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,141,922 | $12,218,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,508,546 | $12,209,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 373,413 | $12,192,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 351,836 | $12,163,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 129,528 | $12,162,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 331,000 | $12,134,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 570,717 | $12,133,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 84,452 | $12,121,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 237,191 | $12,114,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,020,148 | $12,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 218,219 | $12,089,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 176,827 | $12,086,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 178,330 | $12,082,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 215,498 | $12,081,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 110,431 | $12,076,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 134,604 | $12,042,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 231,890 | $12,030,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 136,139 | $12,028,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 529,551 | $11,995,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 222,936 | $11,990,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 183,240 | $11,968,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 451,512 | $11,916,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,146,526 | $11,912,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 356,899 | $11,885,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 661,274 | $11,884,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 119,584 | $11,882,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,142,098 | $11,878,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 534,381 | $11,869,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 391,671 | $11,859,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 545,834 | $11,850,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 450,000 | $11,822,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 349,283 | $11,816,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,051,652 | $11,810,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 76,548 | $11,799,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112,568 | $11,782,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 205,262 | $11,768,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 63,157 | $11,757,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 708,938 | $11,719,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 200,000 | $11,718,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,059,386 | $11,664,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,132,077 | $11,661,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 757,675 | $11,638,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 437,198 | $11,625,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 226,143 | $11,624,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 104,146 | $11,613,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 117,973 | $11,602,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 345,829 | $11,582,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 125,382 | $11,573,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 129,508 | $11,572,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 83,083 | $11,568,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 330,600 | $11,548,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 273,024 | $11,524,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 159,696 | $11,523,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 579,373 | $11,501,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 96,866 | $11,453,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 383,976 | $11,442,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 100,994 | $11,408,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 227,029 | $11,388,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,272,500 | $11,351,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,534,980 | $11,344,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 103,741 | $11,336,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 79,046 | $11,315,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 383,230 | $11,305,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,201,000 | $11,299,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 102,736 | $11,297,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 412,173 | $11,290,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 119,724 | $11,254,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 300,000 | $11,250,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 453,600 | $11,245,000 | thousands by filing date | call |
| GUGGENHEIM ETF | 78355W866 | cs | 212,627 | $11,225,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 549,015 | $11,222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 352,934 | $11,216,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 188,620 | $11,204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 203,222 | $11,179,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 436,715 | $11,176,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 190,100 | $11,149,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 125,093 | $11,127,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 211,592 | $11,115,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 517,267 | $11,111,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 59,900 | $11,107,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 605,895 | $11,088,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,364,319 | $11,078,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 783,427 | $11,054,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 82,500 | $11,039,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,376,813 | $11,005,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 188,909 | $11,004,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 287,882 | $10,995,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 407,018 | $10,977,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 93,449 | $10,934,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 746,016 | $10,884,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 266,200 | $10,869,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 107,800 | $10,868,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 127,660 | $10,862,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 303,363 | $10,848,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 371,899 | $10,840,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 703,529 | $10,813,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200,000 | $10,804,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 220,388 | $10,790,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 810,016 | $10,781,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 83,800 | $10,760,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 119,081 | $10,756,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 259,001 | $10,756,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 320,575 | $10,749,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 163,262 | $10,748,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 808,893 | $10,718,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 420,981 | $10,689,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 209,278 | $10,679,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 82,922 | $10,646,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160,300 | $10,644,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 640,889 | $10,639,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 147,635 | $10,627,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 583,300 | $10,616,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 170,000 | $10,605,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 849,000 | $10,596,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 241,147 | $10,579,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,262,024 | $10,576,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 550,552 | $10,549,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 130,700 | $10,549,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 184,516 | $10,519,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 318,381 | $10,513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 174,897 | $10,501,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 411,144 | $10,492,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,360,000 | $10,483,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 459,014 | $10,479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 243,351 | $10,471,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |