13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOROX CO DEL | 189054109 | COM | 460,941 | $61,415,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,563,700 | $61,328,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 689,560 | $61,094,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 925,000 | $60,976,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,300,445 | $60,952,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 566,800 | $60,908,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,616,003 | $60,482,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,233,545 | $60,296,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 430,932 | $60,253,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,408,700 | $60,166,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 1,916,600 | $59,990,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 233,472 | $59,935,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,840,109 | $59,752,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,086,000 | $59,665,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 490,000 | $59,633,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 420,872 | $59,229,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 945,204 | $59,094,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,903,070 | $59,033,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,846,400 | $58,937,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 578,891 | $58,578,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 906,828 | $58,472,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,045,400 | $58,250,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 5,699,697 | $58,137,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 939,744 | $58,123,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 744,886 | $57,951,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,154,076 | $57,808,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 833,619 | $56,527,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,213,730 | $56,305,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,419,400 | $56,137,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 312,782 | $55,944,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 890,000 | $55,892,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 483,400 | $55,828,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,126,316 | $55,663,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 1,258,594 | $55,491,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 885,804 | $55,044,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,045,507 | $54,962,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,015,383 | $54,952,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,390,445 | $54,825,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,001,000 | $54,615,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,099,353 | $54,550,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 355,100 | $54,472,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 698,220 | $54,426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,020,157 | $54,232,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,563,200 | $54,165,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,619,046 | $53,963,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,791,878 | $53,846,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,148,864 | $53,752,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,244,650 | $53,692,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 666,298 | $53,624,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 718,861 | $53,462,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,446,784 | $53,243,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 876,360 | $53,204,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 244,200 | $53,072,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 848,756 | $52,954,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,090,810 | $52,261,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,339,500 | $52,117,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,288,803 | $51,849,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,463,065 | $51,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,091,004 | $51,334,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 931,067 | $51,320,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 366,549 | $50,870,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,855,660 | $50,604,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 540,444 | $50,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,798,043 | $50,579,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,807,048 | $50,543,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 337,710 | $50,457,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,022,100 | $50,128,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 911,884 | $49,871,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,920,584 | $49,129,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,068,547 | $48,820,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 313,632 | $48,770,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 202,578 | $48,745,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400,604 | $48,741,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,017,160 | $48,703,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 851,985 | $48,512,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 415,014 | $48,386,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300,000 | $48,243,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,944,027 | $48,192,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,615,021 | $48,160,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 205,400 | $47,868,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 754,059 | $47,770,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 136,088 | $47,761,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 153,400 | $47,566,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,191,280 | $47,506,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 482,630 | $47,471,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 594,900 | $47,455,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 855,506 | $47,412,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,461,847 | $47,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 977,012 | $47,268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,281,012 | $47,116,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,318,752 | $47,053,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 489,177 | $46,951,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,878,510 | $46,735,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,230,654 | $46,494,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,905,739 | $46,492,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,165,561 | $46,401,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,527,198 | $45,819,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,438,278 | $45,693,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 274,491 | $45,637,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 440,577 | $45,542,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,472,653 | $45,519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 496,024 | $45,372,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 561,400 | $45,322,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 311,556 | $45,319,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,371,807 | $45,282,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,345,937 | $45,183,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,404,800 | $45,094,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 722,713 | $45,083,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 958,562 | $44,890,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 683,209 | $44,669,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 936,157 | $44,626,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,355,787 | $44,560,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 593,272 | $44,406,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 443,551 | $44,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 663,503 | $44,362,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,226,539 | $44,171,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,590,239 | $44,081,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 650,000 | $44,077,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 279,755 | $44,019,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 598,456 | $43,951,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,253,173 | $43,761,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 842,100 | $43,756,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 684,247 | $43,717,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 340,374 | $43,707,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,903,600 | $43,681,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 1,883,336 | $43,617,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 753,356 | $43,574,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 461,435 | $43,439,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 913,958 | $43,349,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,444,465 | $43,290,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 746,285 | $43,187,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,594,780 | $43,173,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 404,000 | $42,925,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 491,500 | $42,834,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 1,980,293 | $42,636,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,312,244 | $42,621,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 254,521 | $42,605,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 845,536 | $42,530,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,799,402 | $42,520,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 660,793 | $42,145,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 772,854 | $42,128,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 519,058 | $42,070,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 675,050 | $41,981,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 554,700 | $41,980,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,143,242 | $41,911,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 342,048 | $41,846,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,889,200 | $41,714,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 337,200 | $41,675,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 835,741 | $41,629,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,793,907 | $41,511,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 312,104 | $41,450,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 719,251 | $41,407,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 751,544 | $41,380,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 748,475 | $41,368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 640,968 | $41,362,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,410,023 | $41,328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,680,000 | $41,177,000 | thousands by filing date | put |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,717,962 | $41,069,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 310,000 | $41,010,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 649,400 | $40,957,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 675,360 | $40,886,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1,557,377 | $40,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 740,545 | $40,689,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 263,600 | $40,550,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 545,459 | $40,479,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 193,640 | $40,380,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 894,396 | $40,284,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,447,122 | $40,157,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 133,500 | $40,134,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,200,700 | $40,103,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,233,295 | $39,959,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 626,500 | $39,958,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 2,234,200 | $39,925,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,876,495 | $39,876,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 940,962 | $39,812,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 589,022 | $39,806,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 512,215 | $39,789,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,342,288 | $39,772,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 407,817 | $39,766,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 505,318 | $39,758,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,643,555 | $39,495,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,481,100 | $39,475,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 345,937 | $39,451,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 842,196 | $39,432,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 390,800 | $39,240,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 243,964 | $39,232,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 736,700 | $39,185,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 913,038 | $39,170,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,792,123 | $39,089,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 197,500 | $39,056,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 529,428 | $38,950,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,424,508 | $38,704,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 768,000 | $38,646,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 655,455 | $38,573,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 435,990 | $38,560,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 403,105 | $38,271,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,364,155 | $38,223,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 236,189 | $38,207,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 438,570 | $38,116,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 302,289 | $38,060,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 849,568 | $37,857,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 521,600 | $37,821,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 630,311 | $37,816,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,277,404 | $37,811,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 310,866 | $37,801,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 2,010,047 | $37,789,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 154,800 | $37,630,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 419,293 | $37,622,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 418,059 | $37,525,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,110,800 | $37,478,000 | thousands by filing date | call |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 221,716 | $37,428,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 562,079 | $37,401,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 755,452 | $37,274,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,111,335 | $37,230,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 823,950 | $37,160,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 187,800 | $37,138,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,050,100 | $37,132,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 333,500 | $36,882,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 620,317 | $36,717,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 686,810 | $36,621,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 450,000 | $36,473,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 725,455 | $36,418,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 398,077 | $36,384,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 802,100 | $36,367,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 547,571 | $36,359,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 671,454 | $36,164,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,148,413 | $35,968,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 606,241 | $35,950,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,112,334 | $35,825,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 291,412 | $35,788,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,754,100 | $35,766,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 806,912 | $35,762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 997,223 | $35,701,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,920,822 | $35,631,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,332,849 | $35,614,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 333,703 | $35,373,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 37,700 | $35,263,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 673,800 | $35,011,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 590,000 | $34,987,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 18,700 | $34,979,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 575,243 | $34,871,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 332,651 | $34,812,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 9,529,627 | $34,688,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,233,818 | $34,386,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 186,984 | $34,222,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 323,608 | $34,212,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 316,416 | $34,211,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,562,042 | $34,162,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,559,162 | $34,114,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 405,558 | $34,104,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,017,258 | $34,028,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,128,785 | $33,948,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,236,970 | $33,890,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,042,400 | $33,763,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 106,495 | $33,664,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 224,618 | $33,645,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 334,848 | $33,589,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,680,093 | $33,501,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,788,319 | $33,316,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,219,560 | $33,172,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 303,216 | $33,120,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 726,676 | $32,998,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 278,786 | $32,989,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 76,485 | $32,824,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 224,800 | $32,819,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 150,900 | $32,795,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,335,369 | $32,757,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 499,628 | $32,720,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 325,643 | $32,688,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,734,670 | $32,543,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 687,327 | $32,538,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,495,000 | $32,531,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,416,106 | $32,497,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 293,555 | $32,491,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 240,148 | $32,419,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 66,000 | $32,415,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 1,387,402 | $32,354,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 705,170 | $32,283,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 822,606 | $32,254,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 728,858 | $32,135,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,018,186 | $32,129,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,026,000 | $32,114,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 637,975 | $32,103,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 540,000 | $32,076,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 540,000 | $32,076,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 449,400 | $32,056,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 173,980 | $31,949,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 287,005 | $31,883,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 402,694 | $31,853,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,771,996 | $31,723,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,100,000 | $31,542,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 244,581 | $31,520,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,110,846 | $31,481,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 478,020 | $31,473,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 378,911 | $31,408,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 1,036,455 | $31,249,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,192,275 | $31,142,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 715,333 | $31,131,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 937,100 | $31,093,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 407,828 | $31,003,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,208,484 | $30,997,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,011,435 | $30,990,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 62,913 | $30,900,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 481,900 | $30,885,000 | thousands by filing date | put |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 565,381 | $30,802,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 1,715,248 | $30,703,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 327,200 | $30,685,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,213,083 | $30,651,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 623,501 | $30,651,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,250,555 | $30,561,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,307,234 | $30,548,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 606,834 | $30,542,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,668,728 | $30,521,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 919,100 | $30,339,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,381,450 | $30,309,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 256,000 | $30,300,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 381,800 | $30,254,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,321,921 | $30,233,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 447,500 | $30,188,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 345,473 | $30,125,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 300,000 | $30,123,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 901,000 | $30,048,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 338,500 | $29,991,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,051,962 | $29,959,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 771,188 | $29,814,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,363,140 | $29,752,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 941,477 | $29,751,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 354,127 | $29,744,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 620,012 | $29,717,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 327,580 | $29,643,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 879,150 | $29,636,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 275,000 | $29,552,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,176,651 | $29,510,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 398,357 | $29,462,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 302,518 | $29,407,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 389,903 | $29,341,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 260,217 | $29,329,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 593,010 | $29,194,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 730,000 | $29,112,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 1,100,060 | $29,097,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,421,785 | $28,962,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,292,205 | $28,933,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,742,297 | $28,891,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 362,677 | $28,862,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 325,844 | $28,824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 414,062 | $28,790,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 802,352 | $28,555,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,607,219 | $28,429,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 3,489,037 | $28,401,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 571,130 | $28,374,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,587,580 | $28,370,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,377,807 | $28,340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 545,935 | $28,334,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 635,950 | $28,288,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 943,700 | $28,179,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 426,601 | $28,172,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,527,061 | $27,969,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,366,901 | $27,953,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,569,100 | $27,883,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 228,000 | $27,691,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 159,057 | $27,598,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,185,757 | $27,486,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,764,941 | $27,400,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 627,999 | $27,396,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 552,970 | $27,251,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $27,124,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 631,379 | $27,080,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 581,072 | $27,014,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 417,446 | $26,850,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,384,359 | $26,848,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,442,959 | $26,775,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 231,700 | $26,759,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 516,723 | $26,714,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 139,200 | $26,674,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 238,800 | $26,600,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,060,837 | $26,598,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 166,200 | $26,580,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 492,000 | $26,538,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 161,696 | $26,536,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 579,776 | $26,525,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 183,945 | $26,135,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333,314 | $26,132,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,537,664 | $26,110,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 720,168 | $26,077,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 759,965 | $26,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,098,609 | $26,048,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,734,435 | $26,016,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 321,594 | $25,991,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,216,231 | $25,894,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 456,753 | $25,829,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 864,800 | $25,823,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 159,526 | $25,751,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,999,374 | $25,675,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 255,000 | $25,605,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 403,652 | $25,559,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 275,251 | $25,533,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 250,732 | $25,367,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 435,000 | $25,365,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 282,672 | $25,248,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 188,000 | $25,215,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 379,075 | $25,197,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 643,807 | $25,186,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 268,900 | $25,169,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 468,000 | $25,118,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 838,141 | $25,111,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 447,011 | $25,109,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 274,435 | $25,083,000 | thousands by filing date | call |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 42,603 | $25,074,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 472,221 | $25,070,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,010,153 | $25,062,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $25,024,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,584,885 | $25,009,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,307,924 | $25,008,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 962,495 | $24,986,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 476,923 | $24,957,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 203,429 | $24,882,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 165,729 | $24,879,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 187,090 | $24,874,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 933,807 | $24,867,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,649,749 | $24,812,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 317,005 | $24,701,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 576,450 | $24,620,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 220,852 | $24,550,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 143,219 | $24,513,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 546,150 | $24,495,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 346,069 | $24,395,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 266,778 | $24,305,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,635,296 | $24,300,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,468,959 | $24,267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 738,372 | $24,248,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,613,170 | $24,230,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,041,374 | $24,202,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,621,779 | $24,197,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 425,270 | $24,121,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 384,311 | $24,119,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 170,642 | $24,064,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 403,167 | $24,017,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 721,128 | $23,992,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 219,436 | $23,937,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 379,500 | $23,931,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 4,226,470 | $23,922,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 671,785 | $23,915,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,992,900 | $23,913,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,065,100 | $23,911,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 273,430 | $23,906,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 645,096 | $23,842,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 269,000 | $23,833,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 195,719 | $23,825,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 618,195 | $23,775,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 215,487 | $23,774,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 136,555 | $23,765,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 397,584 | $23,732,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 413,616 | $23,725,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 528,136 | $23,713,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 216,588 | $23,706,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 233,028 | $23,620,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 222,495 | $23,538,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 577,187 | $23,503,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 304,990 | $23,414,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 363,587 | $23,386,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,701,300 | $23,365,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 1,382,225 | $23,359,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 453,282 | $23,262,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 55,696 | $23,175,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 394,764 | $23,148,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,171,773 | $23,142,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 5,067,870 | $23,109,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 168,848 | $23,095,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 975,789 | $23,048,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 144,088 | $23,028,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 675,000 | $23,011,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 1,782,219 | $23,009,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,872,402 | $22,950,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,165,428 | $22,901,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,401,840 | $22,864,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 527,997 | $22,846,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,165,165 | $22,843,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,007,203 | $22,773,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 224,981 | $22,750,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 909,199 | $22,730,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,614,172 | $22,663,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 205,100 | $22,635,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,194,851 | $22,523,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 518,675 | $22,508,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,250,000 | $22,450,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 466,091 | $22,424,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 250,000 | $22,408,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 171,600 | $22,286,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 649,203 | $22,254,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 402,500 | $22,226,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,128,002 | $22,195,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 152,983 | $22,127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 247,770 | $22,121,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 361,422 | $22,087,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 194,787 | $22,083,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 483,683 | $22,032,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 207,713 | $22,026,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 409,283 | $21,966,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 21,976,000 | $21,962,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 534,311 | $21,950,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |