13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 2,819 holding rows worth $3,601,969,000.
- Accession
- 0000950123-17-007477
- Filer
- CIK 1569391
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,819 entries on the cover page, a total value of $3,601,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,601,969,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 116,590 | $73,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 40,572 | $73,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 11,045 | $73,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 70,169 | $72,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 11,942 | $72,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,927 | $72,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 47,932 | $72,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 42,312 | $72,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 57,255 | $72,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 25,247 | $72,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 55,242 | $71,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,178 | $71,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 29,098 | $71,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 15,724 | $71,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 26,494 | $71,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 10,173 | $70,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 34,103 | $70,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,961 | $69,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 20,150 | $69,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 30,216 | $69,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 28,078 | $68,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,173 | $68,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 48,833 | $68,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 94,629 | $67,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 11,070 | $67,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 210,141 | $67,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 73,720 | $66,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 149,700 | $66,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 24,840 | $65,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,070 | $64,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 23,115 | $64,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,319 | $63,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,379 | $63,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 27,180 | $63,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 85,353 | $63,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 15,834 | $63,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 20,973 | $62,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 38,137 | $62,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 19,186 | $62,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 55,873 | $62,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 36,142 | $62,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,667 | $61,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 27,562 | $61,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 33,868 | $60,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 46,595 | $59,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 51,219 | $59,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 12,635 | $59,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 41,456 | $59,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,033 | $58,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,315 | $58,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 33,100 | $58,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 13,148 | $58,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 61,326 | $58,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,087 | $57,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,618 | $57,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 31,807 | $57,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 153,448 | $57,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 10,720 | $57,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 12,472 | $57,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 22,210 | $57,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,721 | $56,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 19,732 | $56,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 55,055 | $56,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 12,155 | $56,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y503 | SHS NEW | 133,775 | $56,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 119,142 | $56,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,717 | $55,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15,020 | $55,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 13,918 | $55,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 124,389 | $55,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 13,900 | $55,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,526 | $54,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,435 | $54,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 10,606 | $54,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 20,409 | $54,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,598 | $54,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 10,848 | $53,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 30,606 | $53,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 27,440 | $53,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,990 | $52,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,335 | $52,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,360 | $52,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 42,826 | $52,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 89,870 | $52,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 18,217 | $52,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 68,377 | $52,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 27,463 | $52,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,056 | $51,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,680 | $51,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 15,858 | $51,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 11,491 | $51,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 30,943 | $51,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 78,516 | $50,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,339 | $50,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 47,216 | $49,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 311,606 | $49,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 24,737 | $49,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 11,200 | $48,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 18,877 | $48,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,326 | $48,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,924 | $48,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,284 | $47,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 20,822 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 14,089 | $47,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 15,222 | $47,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,119 | $46,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,611 | $46,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 34,335 | $46,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 24,297 | $46,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 162,947 | $46,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,086 | $46,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 11,130 | $46,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,433 | $45,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 29,506 | $45,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 16,928 | $45,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 77,328 | $45,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 27,346 | $45,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,549 | $44,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,670 | $44,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 33,625 | $44,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 42,155 | $44,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,972 | $43,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,015 | $43,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 14,070 | $43,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 35,336 | $43,000 | thousands by filing date | |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 789,057 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,869 | $42,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,158 | $42,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 50,699 | $42,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 31,731 | $42,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 11,311 | $42,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 13,002 | $42,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 11,042 | $41,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 22,831 | $41,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 27,012 | $41,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 14,238 | $41,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 12,376 | $40,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 154,127 | $40,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 16,249 | $39,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 49,840 | $39,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 21,987 | $39,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 22,044 | $39,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 21,565 | $39,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 23,526 | $39,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,176 | $38,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,550 | $38,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,731 | $38,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 58,051 | $38,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 31,029 | $38,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 16,313 | $38,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,867 | $37,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 17,393 | $37,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 29,282 | $37,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 21,538 | $36,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 10,669 | $36,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 44,189 | $35,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q102 | COM | 34,000 | $35,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 28,109 | $35,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 16,036 | $35,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 26,671 | $35,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18,392 | $35,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 14,062 | $34,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 15,601 | $34,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 19,033 | $34,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 60,432 | $34,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 24,221 | $33,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 40,898 | $33,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 42,635 | $33,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,779 | $32,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 24,421 | $32,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 21,326 | $32,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 63,148 | $32,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 17,511 | $32,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 66,085 | $32,000 | thousands by filing date | |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 186,109 | $32,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 86,824 | $31,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 30,550 | $31,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 58,173 | $31,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 22,983 | $31,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 342,436 | $31,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,304 | $30,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 18,295 | $30,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 13,100 | $30,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 11,259 | $30,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 13,403 | $30,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 130,938 | $29,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 22,812 | $29,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 20,591 | $29,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 12,094 | $29,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,770 | $28,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 16,033 | $28,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 19,124 | $27,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 27,832 | $27,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 53,735 | $27,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 26,616 | $26,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 14,862 | $26,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 18,181 | $26,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 32,187 | $26,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 40,126 | $25,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 39,662 | $25,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,019 | $25,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 11,674 | $25,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 44,426 | $25,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544114 | *W EXP 03/10/202 | 23,103 | $25,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 10,803 | $24,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,787 | $24,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,023 | $24,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 45,120 | $24,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 75,193 | $24,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 17,372 | $24,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 29,398 | $23,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 27,154 | $23,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 40,203 | $23,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,711 | $22,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 48,183 | $22,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,132 | $22,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 36,838 | $22,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 13,083 | $22,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 48,400 | $21,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 23,149 | $21,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 37,578 | $21,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 13,942 | $21,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 12,067 | $20,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,924 | $20,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 23,660 | $19,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 18,577 | $19,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 15,107 | $19,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 52,062 | $18,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 46,122 | $18,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 260,141 | $18,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 121,560 | $18,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,139 | $18,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 36,202 | $18,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 12,467 | $18,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 13,718 | $17,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 14,907 | $17,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,100 | $17,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 20,203 | $17,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 10,055 | $17,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,374 | $16,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 25,326 | $16,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 15,731 | $16,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 51,281 | $16,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 14,534 | $16,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 10,453 | $16,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 19,472 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,034 | $16,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 23,854 | $16,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 11,276 | $15,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 13,027 | $15,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 15,698 | $14,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,986 | $14,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 11,295 | $14,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 15,390 | $14,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 37,013 | $14,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 10,129 | $14,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 12,778 | $14,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 98,035 | $14,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 12,549 | $14,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 33,932 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 31,267 | $13,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 20,834 | $13,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 109,354 | $13,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 33,619 | $12,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 159,723 | $12,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 17,145 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 614,834 | $12,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 14,163 | $12,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 23,007 | $12,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 69,796 | $12,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 32,787 | $12,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,662 | $11,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 30,608 | $11,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 19,889 | $11,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 17,578 | $11,000 | thousands by filing date | |
| Soleno Therapeutics Inc Wt S E | 834203119 | W | 62,657 | $11,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 20,703 | $10,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 10,132 | $10,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 11,322 | $10,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971109 | SHS | 19,204 | $10,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 42,927 | $10,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 12,628 | $10,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 22,891 | $9,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 15,318 | $9,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255195 | *W EXP 05/29/202 | 76,028 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 18,486 | $9,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 43,362 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,967 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 32,632 | $8,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 11,689 | $8,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 13,390 | $8,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 42,311 | $8,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 11,468 | $8,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 11,613 | $7,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 17,757 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 10,754 | $7,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 13,472 | $6,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 12,875 | $6,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 15,183 | $6,000 | thousands by filing date | |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 107,292 | $6,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 10,492 | $5,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 80,095 | $5,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 12,262 | $5,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 66,073 | $5,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,649 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 38,136 | $4,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 20,867 | $4,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 12,359 | $4,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 10,267 | $4,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 12,087 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 14,002 | $3,000 | thousands by filing date | |
| Functionx Inc New Com New | 36077T207 | COMMON | 12,333 | $3,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 11,100 | $3,000 | thousands by filing date | |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 10,670 | $2,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 12,958 | $2,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 11,304 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 39,564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 53,748 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 21,526 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007477 | this filing | 2017-08-11 | acceptance time not in the bulk data set |