13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 2,819 holding rows worth $3,601,969,000.
- Accession
- 0000950123-17-007477
- Filer
- CIK 1569391
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,819 entries on the cover page, a total value of $3,601,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,601,969,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,644 | $231,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 14,356 | $231,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,225 | $230,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,278 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,274 | $230,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 141,808 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,989 | $230,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,039 | $230,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,551 | $229,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,267 | $229,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,595 | $229,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,377 | $229,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 8,759 | $229,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,727 | $229,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 7,293 | $228,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,427 | $228,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 33,927 | $228,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,901 | $228,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 8,897 | $228,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,466 | $228,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 46,067 | $228,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 11,885 | $227,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,444 | $227,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 3,819 | $227,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,193 | $227,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,946 | $227,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,277 | $227,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 24,236 | $227,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 11,542 | $227,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,963 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,401 | $226,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,025 | $226,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50,279 | $226,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,938 | $225,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 178 | $225,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,053 | $225,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 237,678 | $225,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 23,641 | $225,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,898 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,061 | $224,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,405 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 10,929 | $224,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,242 | $224,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,266 | $224,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,549 | $224,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,419 | $224,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 9,752 | $224,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,532 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,143 | $223,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 11,302 | $223,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8,478 | $223,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,583 | $223,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,121 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,475 | $222,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,639 | $222,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 94,534 | $222,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 18,127 | $222,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,477 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,403 | $221,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,284 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,506 | $221,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,898 | $221,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,723 | $221,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 126,106 | $221,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,968 | $220,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,133 | $220,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,239 | $220,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 19,775 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 8,725 | $220,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,021 | $219,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,341 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,437 | $219,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 6,580 | $218,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,699 | $218,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,472 | $217,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,786 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 4,162 | $217,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,277 | $216,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,067 | $216,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,757 | $216,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 12,503 | $216,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,684 | $216,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 16,208 | $216,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 2,783 | $216,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,485 | $215,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 11,339 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 3,683 | $215,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 35,456 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,229 | $215,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,935 | $214,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 7,499 | $214,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 34,345 | $214,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 28,888 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,474 | $213,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 17,606 | $213,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 27,527 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,132 | $213,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,465 | $213,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,932 | $212,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,693 | $212,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 98,548 | $212,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,214 | $212,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 18,173 | $212,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 11,765 | $212,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 35,931 | $211,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 16,103 | $211,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,816 | $211,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,048 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,630 | $211,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 4,656 | $211,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,249 | $210,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,730 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,037 | $210,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,518 | $210,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 6,460 | $210,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 56,000 | $210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 10,062 | $210,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 294 | $209,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 5,448 | $209,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,325 | $208,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,700 | $208,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,085 | $208,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,673 | $208,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 148,902 | $208,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 7,875 | $208,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 7,012 | $208,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 8,254 | $208,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 21,401 | $208,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 6,592 | $208,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 76,910 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 6,766 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,503 | $207,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,100 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 6,024 | $207,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 55,815 | $207,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,418 | $206,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 420 | $206,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,203 | $206,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 5,401 | $206,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,782 | $206,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 6,014 | $206,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 8,650 | $205,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 28,576 | $205,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 75,646 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 4,595 | $205,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,226 | $204,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,268 | $204,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,073 | $203,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,697 | $203,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 20,492 | $202,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,714 | $202,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,395 | $202,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 44,403 | $202,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 47,580 | $202,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,823 | $201,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 11,689 | $201,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 80,183 | $201,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 9,007 | $201,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,550 | $201,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 87,886 | $201,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 17,916 | $201,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 13,914 | $201,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 5,400 | $201,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,204 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 8,659 | $200,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 38,474 | $200,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,478 | $199,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 20,994 | $199,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,635 | $198,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 18,153 | $198,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,567 | $198,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 11,957 | $198,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 10,985 | $196,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 20,888 | $196,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 53,315 | $195,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 12,584 | $194,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,110 | $193,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,222 | $192,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 23,615 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 11,328 | $192,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 11,299 | $191,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 40,453 | $190,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 105,998 | $190,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 92,497 | $189,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 79,877 | $189,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13,757 | $188,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,358 | $187,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 77,446 | $187,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 316,532 | $187,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 34,977 | $186,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,849 | $186,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,730 | $185,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,819 | $184,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 20,055 | $184,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,538 | $184,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 64,394 | $184,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 31,613 | $183,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 24,151 | $183,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 10,816 | $182,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,465 | $182,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 30,327 | $182,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 21,670 | $181,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 137,109 | $181,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 10,121 | $181,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 44,324 | $180,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,241 | $180,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 25,086 | $180,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,962 | $179,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 23,619 | $178,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 66,985 | $178,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,348 | $178,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 30,364 | $178,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 13,380 | $178,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 34,843 | $178,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 13,431 | $177,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 26,252 | $177,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 11,725 | $177,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 14,873 | $177,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 38,577 | $176,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,054 | $176,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 16,414 | $176,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,395 | $175,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 137,710 | $175,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 111,480 | $175,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,500 | $174,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 36,780 | $174,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 260,387 | $174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,875 | $173,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,238 | $172,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 336,414 | $172,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 461,522 | $171,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,614 | $170,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 12,401 | $170,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 11,330 | $170,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 19,723 | $170,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 33,353 | $170,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 82,537 | $169,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,470 | $169,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 53,053 | $168,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 13,650 | $168,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 44,343 | $167,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,189 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 14,068 | $167,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,991 | $167,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 866,676 | $167,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,891 | $166,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 47,458 | $166,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 18,243 | $166,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 103,723 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 14,671 | $165,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 17,557 | $164,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 111,311 | $164,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,073 | $163,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 176,378 | $163,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 22,730 | $163,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 101,760 | $162,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 21,324 | $161,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 99,267 | $161,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 13,514 | $161,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,942 | $161,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 49,660 | $161,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 44,140 | $160,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 26,978 | $160,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 39,708 | $160,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,759 | $160,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,384 | $159,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,407 | $159,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,341 | $158,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 110,372 | $158,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 45,041 | $157,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,323 | $157,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,406 | $157,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,863 | $157,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,341 | $157,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 198,639 | $157,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 66,218 | $157,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 54,908 | $154,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 59,163 | $154,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,709 | $154,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 52,091 | $154,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 53,160 | $154,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 36,814 | $153,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,706 | $153,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 2,120,027 | $153,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 18,644 | $152,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,433 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 11,718 | $152,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 112,621 | $152,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,579 | $151,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,329 | $151,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 63,754 | $150,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 12,669 | $150,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 278,219 | $150,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,316 | $149,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,439 | $149,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 51,282 | $149,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 108,132 | $149,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 222,934 | $149,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 179,301 | $149,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 15,801 | $148,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 14,127 | $148,000 | thousands by filing date | |
| ELKHORN ETF TR | 287711709 | S&P MIDCP CONS | 10,077 | $148,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,997 | $147,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 52,511 | $147,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 92,494 | $147,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 20,585 | $147,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,555 | $146,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 13,961 | $146,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 27,792 | $146,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 30,075 | $146,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 165,521 | $146,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 28,590 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 12,819 | $146,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 67,465 | $145,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 70,439 | $144,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,636 | $144,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 57,631 | $144,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 385,233 | $143,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 112,427 | $142,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 19,586 | $141,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 60,365 | $141,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 16,634 | $140,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 208,458 | $140,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 91,349 | $140,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 17,512 | $138,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,365 | $138,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 16,714 | $138,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 11,236 | $138,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 234,491 | $137,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 110,468 | $136,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 58,660 | $135,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 77,060 | $134,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,511 | $133,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 13,616 | $133,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 12,929 | $133,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 49,745 | $132,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 22,827 | $132,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 12,744 | $132,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 199,347 | $132,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 94,494 | $131,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,285 | $131,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 17,765 | $130,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,881 | $130,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,817 | $130,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 224,050 | $130,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,231 | $129,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 10,036 | $129,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 29,081 | $128,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 94,398 | $127,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 11,602 | $126,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 62,465 | $126,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 182,390 | $126,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,077 | $125,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 38,988 | $125,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 114,507 | $124,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,806 | $124,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,061 | $124,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,001 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 10,977 | $124,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 78,635 | $123,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 48,040 | $123,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 311,063 | $122,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 71,103 | $122,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,232 | $121,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,268 | $120,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,948 | $120,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,452 | $119,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 84,343 | $119,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 184,371 | $119,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,955 | $118,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,017 | $117,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 11,659 | $117,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 35,601 | $117,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 75,011 | $117,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 21,653 | $117,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 154,070 | $116,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 16,475 | $116,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 10,685 | $116,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,472 | $115,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 281,304 | $115,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 105,483 | $114,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 23,905 | $112,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 22,439 | $112,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 369,918 | $111,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 12,218 | $110,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 89,020 | $110,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 19,176 | $109,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,421 | $108,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,990 | $108,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 32,033 | $108,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 22,221 | $108,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 41,591 | $108,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 36,950 | $107,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 152,515 | $107,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,827 | $106,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 113,595 | $106,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,696 | $106,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 42,941 | $106,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 408,350 | $106,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 64,864 | $106,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 25,870 | $105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,441 | $105,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 146,267 | $105,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,431 | $104,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 41,972 | $104,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 50,661 | $104,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 10,275 | $104,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,175 | $103,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 42,044 | $103,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,335 | $103,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 10,079 | $103,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,443 | $101,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 141,507 | $101,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 25,654 | $100,000 | thousands by filing date | |
| AUXILIO INC | 05334N204 | COM NEW | 21,942 | $100,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 79,410 | $99,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 137,499 | $99,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 83,505 | $99,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 13,745 | $99,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,685 | $98,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 41,154 | $98,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 37,000 | $98,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 60,677 | $97,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,722 | $97,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 27,694 | $97,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 60,844 | $96,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 33,832 | $96,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 28,250 | $96,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,856 | $96,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,788 | $95,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 62,794 | $95,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 18,817 | $95,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,414 | $94,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,349 | $94,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,892 | $94,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 64,247 | $94,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 18,639 | $94,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 39,441 | $93,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 22,464 | $93,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 58,314 | $93,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 175,444 | $93,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,617 | $92,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,271 | $92,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 37,721 | $92,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,671 | $91,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 128,431 | $91,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,116 | $90,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 21,240 | $90,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 192,872 | $89,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 40,373 | $89,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 145,330 | $89,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,271 | $88,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 11,297 | $88,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 27,200 | $88,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 11,080 | $87,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 21,572 | $87,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 12,348 | $86,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 50,014 | $86,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 26,168 | $86,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 29,505 | $86,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,647 | $84,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 27,287 | $84,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 21,118 | $84,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 221,225 | $84,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 35,346 | $84,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 150,330 | $84,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 33,476 | $83,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 23,542 | $83,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 16,819 | $83,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 60,603 | $82,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,335 | $82,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,091 | $81,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,490 | $81,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 13,968 | $81,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,141 | $80,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,270 | $80,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,987 | $80,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,497 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,650 | $79,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 720,158 | $79,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,049 | $78,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 16,013 | $78,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 52,136 | $78,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,100 | $77,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,097 | $77,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,430 | $77,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 85,960 | $77,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 23,125 | $77,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,119 | $76,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,201 | $75,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 52,594 | $75,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 30,661 | $75,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 34,638 | $75,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 23,367 | $74,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 46,802 | $74,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,329 | $74,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 14,185 | $74,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,157 | $74,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 198,555 | $74,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,341 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007477 | this filing | 2017-08-11 | acceptance time not in the bulk data set |