13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 4,244 holding rows worth $93,060,483,000 by the sum of the rows.
- Accession
- 0000950123-17-007298
- Filer
- CIK 713676
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,893 entries on the cover page, a total value of $76,182,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,060,483,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $76,182,563,000, 18% less than the sum of the rows, $93,060,483,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,291 | $13,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 256 | $13,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,718 | $13,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 223 | $13,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 586 | $13,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $13,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $13,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 521 | $13,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 505 | $13,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $13,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 114 | $12,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,451 | $12,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $12,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 177 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 246 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 164 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,000 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 300 | $12,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 855 | $12,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 207 | $12,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 662 | $12,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,598 | $12,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $12,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $12,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,260 | $12,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 313 | $12,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 265 | $12,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 228 | $12,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,183 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,392 | $12,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,607 | $12,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $12,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,000 | $12,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,390 | $12,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,036 | $12,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,740 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,100 | $12,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,600 | $12,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,000 | $12,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 927 | $12,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 249 | $11,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,400 | $11,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 259 | $11,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 220 | $11,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 400 | $11,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 732 | $11,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 928 | $11,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 56 | $11,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 586 | $11,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 475 | $11,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 139 | $11,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 365 | $11,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 236 | $11,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 401 | $11,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 350 | $11,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $11,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 400 | $11,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 400 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 165 | $11,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 212 | $10,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 500 | $10,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,200 | $10,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,000 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 590 | $10,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 374 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 220 | $10,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 201 | $10,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 146 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 370 | $10,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 237 | $10,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 500 | $10,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,000 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,220 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 324 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 190 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 235 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 800 | $10,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 381 | $10,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 960 | $10,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,500 | $10,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 625 | $10,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 627 | $10,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 76 | $10,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 288 | $10,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 422 | $10,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 262 | $10,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 622 | $10,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 218 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 329 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 500 | $10,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $10,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 742 | $10,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 617 | $10,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 400 | $10,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 400 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 105 | $9,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 183 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,034 | $9,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 225 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 487 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 264 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 704 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 108 | $9,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 273 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 433 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 111 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 200 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 422 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 425 | $9,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 337 | $9,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 261 | $9,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 744 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $9,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $9,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,318 | $9,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 310 | $9,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $9,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 216 | $9,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 200 | $9,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 1,900 | $9,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 888 | $9,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 232 | $9,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 555 | $9,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 259 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 181 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 284 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 266 | $9,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 601 | $9,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,001 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $9,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 336 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 260 | $8,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,200 | $8,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 612 | $8,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 145 | $8,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $8,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 540 | $8,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,020 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,037 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 221 | $8,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 702 | $8,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 292 | $8,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 118 | $8,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $8,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 494 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 657 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 594 | $8,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 397 | $8,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 300 | $8,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $8,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 440 | $8,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 232 | $8,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 550 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 124 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 156 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 370 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 170 | $8,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 375 | $8,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 350 | $8,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $8,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 603 | $8,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 650 | $8,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 89 | $8,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 77 | $8,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 300 | $8,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 273 | $8,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 192 | $8,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $8,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 205 | $8,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 195 | $8,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $8,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 400 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 455 | $8,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 598 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $8,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 65 | $8,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 300 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 92 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 654 | $7,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 327 | $7,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 820 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 273 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 326 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 343 | $7,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 112 | $7,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 294 | $7,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 300 | $7,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 181 | $7,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 323 | $7,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 156 | $7,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 349 | $7,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,165 | $7,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 318 | $7,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 308 | $7,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 316 | $7,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 490 | $7,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 216 | $7,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 452 | $7,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 349 | $7,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 81 | $7,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 610 | $7,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,507 | $7,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,262 | $7,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 711 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 277 | $7,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 255 | $7,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 333 | $7,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,475 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 242 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $6,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 56 | $6,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 235 | $6,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 600 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 88 | $6,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 182 | $6,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 152 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 193 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 140 | $6,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 169 | $6,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 196 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 200 | $6,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 148 | $6,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 153 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 242 | $6,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 228 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 100 | $6,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 409 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 175 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 242 | $6,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 535 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 87 | $6,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 335 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 766 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 622 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 145 | $6,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 200 | $6,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 79 | $6,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,928 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 5,000 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,144 | $6,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,223 | $6,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 292 | $6,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $6,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 585 | $6,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 460 | $6,000 | thousands by filing date | |
| RECRUIT HLDGS CO LTD COM STK | J6433A101 | Common Stock | 321 | $6,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 169 | $6,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,003 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 98 | $6,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $6,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 258 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 231 | $6,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,240 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 8,000 | $6,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 213 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 5,155 | $6,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 206 | $6,000 | thousands by filing date | |
| MOBILEYE N V XXX SUBMITTED FOR TENDER AMSTELVEEN | N51990013 | CS | 100 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 54 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 200 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 967 | $5,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 174 | $5,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 413 | $5,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,333 | $5,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 193 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 102 | $5,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 162 | $5,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 299 | $5,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 126 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 299 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 162 | $5,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 413 | $5,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 144 | $5,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 223 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 262 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 132 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 215 | $5,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 185 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 430 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 191 | $5,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 239 | $5,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 223 | $5,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 100 | $5,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 96 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 291 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,000 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,200 | $5,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 493 | $5,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,000 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 105 | $5,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 200 | $5,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 497 | $5,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 87 | $5,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 285 | $5,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 135 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 634 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 257 | $5,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 769 | $5,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 521 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 148 | $5,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 500 | $5,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 134 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 650 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 65 | $5,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 218 | $5,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 177 | $5,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 55 | $5,000 | thousands by filing date | |
| PACIFIC GA | 694308602 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 170 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 236 | $4,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 310 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 92 | $4,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 564 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 301 | $4,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 293 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 102 | $4,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 333 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 355 | $4,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 477 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 110 | $4,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 319 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 109 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 155 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 156 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 133 | $4,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 177 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 70 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 225 | $4,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 9 | $4,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 414 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 52 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $4,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 338 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 187 | $4,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 171 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 554 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,924 | $4,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 325 | $4,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 276 | $4,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 181 | $4,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 100 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 176 | $4,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 93 | $4,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 700 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 423 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,020 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 125 | $4,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 219 | $4,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 94 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 82 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 350 | $4,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 243 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,000 | $4,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $4,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 62 | $4,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 169 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 165 | $3,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 49 | $3,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 165 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 132 | $3,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 64 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 163 | $3,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 70 | $3,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,012 | $3,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 119 | $3,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 181 | $3,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 179 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 243 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 159 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 178 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,831 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 244 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 175 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 185 | $3,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 195 | $3,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 81 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 155 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 257 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 105 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $3,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 195 | $3,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 316 | $3,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 355 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 333 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 452 | $3,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 591 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 259 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 500 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 182 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 320 | $3,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 120 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 398 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 261 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $3,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 238 | $3,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 373 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 41 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 445 | $3,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 222 | $3,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 118 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 98 | $3,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 118 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 55 | $3,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 423 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 115 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 125 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 140 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 500 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 320 | $3,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 243 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 103 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 4 | $3,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 15,790 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 14 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 95 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 339 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 95 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 81 | $2,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 81 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 242 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 113 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 85 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 32 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 87 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 31 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 89 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 114 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 59 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 107 | $2,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 127 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 67 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 81 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 55 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 238 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 166 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 125 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 250 | $2,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 188 | $2,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 45 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007298 | this filing | 2017-08-11 | acceptance time not in the bulk data set |