13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 4,244 holding rows worth $93,060,483,000 by the sum of the rows.
- Accession
- 0000950123-17-007298
- Filer
- CIK 713676
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,893 entries on the cover page, a total value of $76,182,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,060,483,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $76,182,563,000, 18% less than the sum of the rows, $93,060,483,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,600 | $42,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,124 | $42,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $42,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,224 | $42,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 278 | $41,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,896 | $41,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,400 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,724 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,756 | $41,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 636 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 396 | $41,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 3,924 | $41,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,191 | $41,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,156 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,171 | $41,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,500 | $41,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $41,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,600 | $41,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 727 | $40,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,657 | $40,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,589 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,675 | $40,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $40,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 6,500 | $40,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,411 | $40,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,150 | $40,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,600 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 824 | $40,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $40,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,104 | $40,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,601 | $40,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,600 | $40,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 14,700 | $40,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 1,400 | $40,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,200 | $40,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,726 | $40,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,082 | $40,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 4,985 | $40,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,200 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,902 | $40,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,906 | $39,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $39,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $39,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 720 | $39,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,617 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 760 | $39,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,530 | $39,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,047 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,853 | $39,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 1,888 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 904 | $39,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 451 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,600 | $39,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,187 | $38,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,202 | $38,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,123 | $38,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,000 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 3,879 | $38,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,666 | $38,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,932 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,451 | $38,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,000 | $38,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $38,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,823 | $38,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,343 | $38,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,900 | $38,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,400 | $38,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,822 | $37,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 794 | $37,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,926 | $37,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,543 | $37,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $37,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 715 | $37,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,049 | $37,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,669 | $37,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 2,437 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,174 | $37,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,300 | $36,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 644 | $36,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,854 | $36,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 422 | $36,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,415 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 815 | $36,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 693 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 675 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 628 | $36,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,641 | $36,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $36,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 499 | $35,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,820 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,605 | $35,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 169 | $35,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,438 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 650 | $35,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,825 | $35,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,883 | $35,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,079 | $35,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 736 | $35,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,300 | $35,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,993 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,185 | $35,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $35,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 278 | $34,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 256 | $34,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,664 | $34,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,000 | $34,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,753 | $34,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,500 | $34,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 1,019 | $34,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,212 | $33,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,521 | $33,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,839 | $33,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,215 | $33,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 690 | $33,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,000 | $33,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 294 | $33,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 371 | $33,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 9,000 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 576 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,214 | $33,000 | thousands by filing date | |
| NXP SEMICONDUCTORS XXX | N65990017 | COM | 300 | $33,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 905 | $32,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,013 | $32,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 138 | $32,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 828 | $32,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $32,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $32,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,000 | $32,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,656 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 743 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,367 | $32,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,212 | $32,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 840 | $32,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $32,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 694 | $31,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 161 | $31,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,619 | $31,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,410 | $31,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,960 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,000 | $31,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,191 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,021 | $31,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $31,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,693 | $31,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 444 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,273 | $31,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 1,150 | $31,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 613 | $30,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,300 | $30,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 914 | $30,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,121 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,488 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,029 | $30,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,171 | $30,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,000 | $30,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,000 | $30,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $30,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 767 | $30,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,578 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $30,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 687 | $30,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 481 | $29,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 870 | $29,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,359 | $29,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,244 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,741 | $29,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,443 | $29,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,490 | $29,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 974 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $29,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,054 | $29,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 898 | $29,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 2,992 | $29,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,253 | $28,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 758 | $28,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 471 | $28,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,772 | $28,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 684 | $28,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,000 | $28,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 327 | $28,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $28,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $28,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $28,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 2,000 | $28,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 850 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 662 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,123 | $28,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 671 | $28,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,120 | $27,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 381 | $27,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 423 | $27,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 2,350 | $27,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,736 | $27,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,419 | $27,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 680 | $27,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $27,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,694 | $27,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,502 | $27,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,492 | $27,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 620 | $27,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,972 | $27,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 1,035 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 775 | $27,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 265 | $27,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 23,264 | $27,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 402 | $26,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 595 | $26,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,897 | $26,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,879 | $26,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,090 | $26,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,780 | $26,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,192 | $26,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 977 | $26,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,540 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 980 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 500 | $26,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,009 | $26,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 206 | $26,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $26,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 1,100 | $26,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,081 | $26,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 400 | $26,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 6,000 | $26,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,000 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $25,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,578 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 425 | $25,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,569 | $25,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,875 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 419 | $25,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,000 | $25,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 950 | $25,000 | thousands by filing date | |
| MERCEDES BENZ GROU ORDF US SHRS | 233825207 | COM | 347 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 684 | $25,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,131 | $25,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,269 | $25,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,935 | $25,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 2,487 | $25,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,717 | $25,000 | thousands by filing date | |
| HIGHWOODS | 431284207 | Preferred Stock | 20 | $25,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,333 | $24,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,000 | $24,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,702 | $24,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,394 | $24,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,500 | $24,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,101 | $24,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,811 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $24,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,285 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $24,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,280 | $24,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,000 | $24,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $24,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,447 | $23,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,840 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 200 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 196 | $23,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,754 | $23,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,148 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,332 | $23,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 230 | $23,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,700 | $23,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,000 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,250 | $23,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,205 | $23,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 758 | $23,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 725 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 854 | $23,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,000 | $23,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 489 | $23,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 1,292 | $23,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 980 | $23,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 430 | $23,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,483 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,600 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 191 | $23,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 35,000 | $23,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 298 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 153 | $22,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 917 | $22,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 862 | $22,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,872 | $22,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 300 | $22,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,000 | $22,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 389 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $22,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 659 | $22,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,000 | $22,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $22,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 900 | $22,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,100 | $22,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 2,000 | $22,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 700 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 856 | $22,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $22,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 875 | $22,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 880 | $22,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $22,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 498 | $21,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 608 | $21,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 482 | $21,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $21,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,575 | $21,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,509 | $21,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,055 | $21,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 996 | $21,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 395 | $20,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,798 | $20,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,644 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,740 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 299 | $20,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 907 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 775 | $20,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,504 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 587 | $20,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 684 | $20,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $20,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,750 | $20,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 931 | $20,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $20,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 800 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 712 | $20,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $20,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 503 | $20,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 750 | $20,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 800 | $20,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD ADR ADR | 83546A104 | COM | 1,058 | $20,000 | thousands by filing date | |
| ISTAR INC. 8 PFD | 45031U408 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,367 | $19,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 136 | $19,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 514 | $19,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,020 | $19,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,008 | $19,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 565 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,680 | $19,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,384 | $19,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 739 | $19,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,021 | $19,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,200 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,258 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,088 | $19,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 753 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,454 | $19,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $19,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 292 | $18,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 790 | $18,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 631 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 281 | $18,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 660 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 152 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,254 | $18,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 510 | $18,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,255 | $18,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 506 | $18,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 1,253 | $18,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,738 | $18,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,188 | $18,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,679 | $18,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,030 | $18,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,018 | $18,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 850 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,000 | $18,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 618 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,091 | $18,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 625 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 333 | $17,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,746 | $17,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,500 | $17,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,063 | $17,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 91 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 634 | $17,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 472 | $17,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 475 | $17,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 393 | $17,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $17,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,147 | $17,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 125 | $17,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 700 | $17,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 311 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 765 | $17,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 543 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,441 | $17,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 975 | $17,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 690 | $17,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,116 | $17,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 650 | $17,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $16,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 806 | $16,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,656 | $16,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 199 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 987 | $16,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 321 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 473 | $16,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 1,973 | $16,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 168 | $16,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 200 | $16,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 681 | $16,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,642 | $16,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 163 | $16,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 316 | $16,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 758 | $16,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 550 | $16,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 600 | $16,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 220 | $16,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 500 | $16,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $16,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,260 | $16,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 800 | $16,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,000 | $16,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 548 | $15,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 416 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,479 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 152 | $15,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,137 | $15,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 581 | $15,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 389 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 982 | $15,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,500 | $15,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 439 | $15,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 762 | $15,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 326 | $15,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 517 | $15,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 400 | $15,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 725 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,551 | $15,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 616 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 540 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 12,650 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 366 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 319 | $15,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 590 | $15,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 700 | $15,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,000 | $15,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 1,472 | $15,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 206 | $14,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 396 | $14,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 390 | $14,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 492 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 618 | $14,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 384 | $14,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 642 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 869 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 346 | $14,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 471 | $14,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 715 | $14,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 682 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 356 | $14,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,320 | $14,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 944 | $14,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 329 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 8,742 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,150 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 230 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 850 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 161 | $14,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 74,000 | $14,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,300 | $14,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 1,000 | $14,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 5,986 | $14,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 950 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,000 | $14,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $14,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $13,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 117 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 98 | $13,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 324 | $13,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,756 | $13,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 629 | $13,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 206 | $13,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 782 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 241 | $13,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,996 | $13,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 250 | $13,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $13,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $13,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 20,021 | $13,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,243 | $13,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 1,239 | $13,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,200 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007298 | this filing | 2017-08-11 | acceptance time not in the bulk data set |