13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-31, with 3,262 holding rows worth $25,084,362,000 by the sum of the rows.
- Accession
- 0000950123-17-006463
- Filer
- CIK 350894
- Filed
- 2017-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 6,670 entries on the cover page, a total value of $25,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,084,362,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $25,084,000, about 1/1,000 of the sum of the rows, $25,084,362,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerArdevora Asset Management 028-16500
- reports for this filerAres Management LLC 028-12990
- reports for this filerAJO, LP 028-05508
- reports for this filerArrowpoint Asset Management LLC 028-13791
- reports for this filerAshmore Equities Investment Management LLC 028-05804
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerBank of New York Mellon (CenterSquare) 028-12592
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerJupiter Asset Management Ltd 028-13273
- reports for this filerKettle Hill Capital Management Ltd 028-17689
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerManulife Asset Management Ltd 028-04428
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNWQ Investment Management Company LLC 028-01474
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James & Associates LLC 028-00925
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBenefit Street Partners LLC
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerEARNEST Partners LLC
- included managerJupiter Asset Management Ltd
- included managerKettle Hill Capital Management
- included managerManulife Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerRice Hall James & Associates LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,000 | $15,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,311 | $15,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,789 | $15,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 201 | $15,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,296 | $15,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 246 | $15,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,414 | $15,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 151 | $15,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $15,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 670 | $15,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,005 | $15,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 333 | $15,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $15,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,000 | $15,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 556 | $14,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 437 | $14,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 365 | $14,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,250 | $14,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 145 | $14,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 883 | $14,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 975 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 696 | $14,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 290 | $14,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,340 | $14,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,000 | $14,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,299 | $14,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 1,337 | $14,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,790 | $13,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,033 | $13,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 229 | $13,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,451 | $13,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 681 | $13,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 400 | $13,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,782 | $13,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 354 | $13,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 727 | $13,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,226 | $13,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 973 | $13,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 500 | $13,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,140 | $13,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 459 | $13,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 500 | $13,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 86 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 114 | $12,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 779 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 278 | $12,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 257 | $12,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 79 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 535 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 105 | $12,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 500 | $12,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 244 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,019 | $12,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,225 | $12,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,491 | $12,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 918 | $12,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 20,500 | $12,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 155 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 120 | $11,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 176 | $11,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 303 | $11,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 654 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 157 | $11,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 178 | $11,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,192 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 900 | $11,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 531 | $11,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 120 | $11,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 191 | $11,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 432 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 96 | $11,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 503 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 428 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 422 | $11,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 425 | $11,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 400 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 429 | $11,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 190 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 332 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,534 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 683 | $10,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 247 | $10,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 943 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 243 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,247 | $10,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 2,470 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 477 | $10,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 979 | $10,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,025 | $10,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $10,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 496 | $10,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,577 | $10,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,425 | $10,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 299 | $10,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 5,601 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $10,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,000 | $10,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 414 | $10,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 4,839 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 83 | $9,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 70 | $9,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 200 | $9,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 117 | $9,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 242 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,108 | $9,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,069 | $9,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $9,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 251 | $9,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 191 | $9,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 415 | $9,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,800 | $9,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 428 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 331 | $9,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 185 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 175 | $9,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,015 | $9,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,034 | $9,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 161 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,005 | $9,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 977 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,000 | $9,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,343 | $9,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 56 | $8,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 245 | $8,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 150 | $8,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 122 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,642 | $8,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 118 | $8,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 68 | $8,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 664 | $8,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 500 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 170 | $8,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 83 | $8,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 232 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 296 | $8,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $8,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 515 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 500 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 245 | $8,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 504 | $8,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 246 | $8,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,060 | $8,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,800 | $8,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 500 | $8,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,186 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 486 | $8,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 102 | $8,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 380 | $8,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 129 | $8,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 739 | $8,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 423 | $8,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 492 | $8,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19 | $7,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 887 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 69 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 400 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 72 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 139 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 35 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 553 | $7,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 125 | $7,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 398 | $7,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 182 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 70 | $7,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 258 | $7,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 840 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 232 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 186 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 100 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $7,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,000 | $7,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 227 | $7,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 297 | $7,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 135 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 271 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,000 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 954 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 130 | $7,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 852 | $7,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,107 | $7,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 562 | $7,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 206 | $7,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 2,200 | $7,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 500 | $7,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 531 | $7,000 | thousands by filing date | |
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| PRA Group Inc | 69354N106 | COM | 146 | $5,000 | thousands by filing date | |
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| BJS RESTAURANTS INC | 09180C106 | COM | 142 | $5,000 | thousands by filing date | |
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| KLX INC | 482539103 | COM | 104 | $5,000 | thousands by filing date | |
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| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 348 | $5,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
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| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 50 | $5,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 119 | $5,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 417 | $5,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 3,410 | $5,000 | thousands by filing date | |
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| iShares International Equity Factor ETF | 46434V274 | SHS | 168 | $4,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 70 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
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| HECLA MNG CO | 422704106 | COM | 754 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 109 | $4,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 117 | $4,000 | thousands by filing date | |
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| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 199 | $4,000 | thousands by filing date | |
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| RESOURCES CONNECTION INC | 76122Q105 | COM | 325 | $4,000 | thousands by filing date | |
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| ISHARES INC | 464286210 | EURO HIGH YIELD | 82 | $4,000 | thousands by filing date | |
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| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,331 | $4,000 | thousands by filing date | |
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| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 42 | $4,000 | thousands by filing date | |
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| 180 DEGREE CAP CORP | 68235B109 | COM | 2,162 | $4,000 | thousands by filing date | |
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| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 30 | $3,000 | thousands by filing date | |
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| SM ENERGY COMPANY COM | 78454L100 | Stock | 195 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 55 | $3,000 | thousands by filing date | |
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| QUAKER HOUGHTON | 747316107 | COM | 19 | $3,000 | thousands by filing date | |
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| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 109 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 125 | $3,000 | thousands by filing date | |
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| CENTRAL SECURITIES CORP | 155123102 | COM | 108 | $3,000 | thousands by filing date | |
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| INPHI CORP | 45772F107 | COM | 78 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 626 | $3,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 34 | $3,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 250 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 667 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 454 | $3,000 | thousands by filing date | |
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| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 80 | $3,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 153 | $3,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 112 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 117 | $3,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 264 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 407 | $3,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
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| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 263 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,785 | $3,000 | thousands by filing date | |
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| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 702 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 122 | $3,000 | thousands by filing date | |
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| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 69 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 129 | $3,000 | thousands by filing date | |
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| S & T BANCORP INC COM | 783859101 | Stock | 51 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 442 | $2,000 | thousands by filing date | |
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| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 31 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 77 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 43 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 28 | $2,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 56 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $2,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 20 | $2,000 | thousands by filing date | |
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| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 35 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 53 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 49 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 375 | $2,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 116 | $2,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 220 | $2,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 175 | $2,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 39 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 100 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 108 | $2,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 67 | $2,000 | thousands by filing date | |
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| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $2,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100 | $2,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 64 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 200 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 75 | $2,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 130 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 91 | $2,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 142 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 89 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 147 | $2,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 46 | $2,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 117 | $2,000 | thousands by filing date | |
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| VOXELJET AG | 92912L107 | ADS | 450 | $2,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 57 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 95 | $2,000 | thousands by filing date | |
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| ISHARES TR | 464287523 | COM | 9 | $1,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 12 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 160 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 14 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 362 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 19 | $1,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 27 | $1,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 12 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 51 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 45 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 18 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 441 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32 | $1,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 23 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 66 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 83 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 75 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 40 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 20 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 55 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 40 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 39 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 18 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 40 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 49 | $1,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 50 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 24 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 89 | $1,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 71 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 27 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 50 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 116 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 42 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20 | $1,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4 | $1,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 42 | $1,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15 | $1,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 24 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 92 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 111 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 150 | $1,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 41 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 32 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 99 | $1,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 23 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 27 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 24 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 88 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 160 | $1,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 28 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 76 | $1,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 27 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 278 | $1,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4 | $1,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 136 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 404 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 31 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 217 | $1,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 89 | $1,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 63 | $1,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 22 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 129 | $1,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 35 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 68 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006463 | this filing | 2017-07-31 | acceptance time not in the bulk data set |