13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-31, with 3,262 holding rows worth $25,084,362,000 by the sum of the rows.
- Accession
- 0000950123-17-006463
- Filer
- CIK 350894
- Filed
- 2017-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 6,670 entries on the cover page, a total value of $25,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,084,362,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $25,084,000, about 1/1,000 of the sum of the rows, $25,084,362,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerArdevora Asset Management 028-16500
- reports for this filerAres Management LLC 028-12990
- reports for this filerAJO, LP 028-05508
- reports for this filerArrowpoint Asset Management LLC 028-13791
- reports for this filerAshmore Equities Investment Management LLC 028-05804
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerBank of New York Mellon (CenterSquare) 028-12592
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerJupiter Asset Management Ltd 028-13273
- reports for this filerKettle Hill Capital Management Ltd 028-17689
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerManulife Asset Management Ltd 028-04428
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNWQ Investment Management Company LLC 028-01474
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James & Associates LLC 028-00925
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBenefit Street Partners LLC
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerEARNEST Partners LLC
- included managerJupiter Asset Management Ltd
- included managerKettle Hill Capital Management
- included managerManulife Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerRice Hall James & Associates LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,313 | $127,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 4,890 | $127,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 120,000 | $127,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,320 | $125,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,007 | $125,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,008 | $125,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,851 | $124,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 6,898 | $124,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 127,000 | $124,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,132 | $123,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 9,622 | $123,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 83,968 | $123,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,097 | $122,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,732 | $122,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,247 | $120,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,005 | $120,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,310 | $120,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,135 | $120,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 100,000 | $120,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 3,182 | $119,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,284 | $119,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,252 | $118,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,206 | $118,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 111,000 | $118,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,572 | $117,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,923 | $117,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 117,000 | $116,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,386 | $115,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,289 | $115,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 100,000 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,339 | $114,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,919 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 363 | $113,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 7,257 | $113,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 98,000 | $113,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,188 | $112,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,303 | $111,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,327 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,306 | $110,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 4,577 | $110,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,571 | $109,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 3,600 | $109,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4,831 | $109,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 4,916 | $109,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,726 | $108,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,906 | $108,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 109,000 | $108,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,914 | $107,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 2,598 | $107,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 61,234 | $107,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 106,000 | $106,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,165 | $105,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 14,672 | $105,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 8,312 | $105,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 72 | $104,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,386 | $103,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 86,000 | $103,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 6,187 | $103,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,260 | $102,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,776 | $102,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,926 | $102,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 9,390 | $102,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 109,000 | $102,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 134,357 | $102,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,157 | $101,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 4,797 | $101,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 5,265 | $100,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,125 | $100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,470 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 820 | $99,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,115 | $98,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 6,300 | $98,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,100 | $98,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 3,000 | $97,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 902 | $96,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,450 | $96,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 868 | $95,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 942 | $95,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,434 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,228 | $95,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,907 | $95,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 7,473 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,146 | $94,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 5,844 | $94,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 22,000 | $92,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 5,410 | $92,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,051 | $91,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,614 | $91,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,882 | $91,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,342 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,185 | $91,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 2,294 | $91,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 957 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 577 | $90,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,813 | $89,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,556 | $89,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 808 | $89,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,798 | $88,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,453 | $88,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 7,750 | $87,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 970 | $87,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,816 | $87,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,875 | $86,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 2,146 | $86,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 9,052 | $86,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 29,376 | $85,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,270 | $85,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,825 | $85,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,778 | $84,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 939 | $84,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,919 | $84,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 683 | $83,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,601 | $82,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,941 | $82,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 6,425 | $82,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,516 | $81,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 75,000 | $81,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 47,973 | $80,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,954 | $80,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,174 | $80,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 5,506 | $80,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 6,743 | $80,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,373 | $80,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 79,000 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 719 | $79,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,398 | $79,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,230 | $78,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,494 | $78,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,069 | $78,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 585 | $77,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,104 | $77,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,957 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 5,980 | $77,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,134 | $76,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,055 | $76,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,210 | $76,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 9,617 | $76,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,253 | $76,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 52,000 | $76,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 4,325 | $76,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 65,000 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,027 | $75,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,178 | $75,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 3,318 | $75,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 72,000 | $75,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 78,000 | $75,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 850 | $74,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,285 | $74,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 4,429 | $74,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 9,526 | $74,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,578 | $74,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 7,795 | $73,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 71,000 | $73,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,302 | $72,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 657 | $72,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,231 | $72,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,876 | $72,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,382 | $72,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,378 | $72,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,105 | $71,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,820 | $71,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 3,556 | $71,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6,742 | $71,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,420 | $71,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 62,000 | $71,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,482 | $70,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,760 | $70,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,696 | $70,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,841 | $70,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,820 | $69,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,460 | $69,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 939 | $68,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,028 | $68,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,455 | $68,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 12,528 | $68,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 88,769 | $68,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 1,233 | $68,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,298 | $67,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,934 | $67,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 7,389 | $66,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,146 | $66,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 602 | $65,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 3,504 | $65,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,109 | $65,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,872 | $65,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 63,000 | $65,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 428 | $65,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,606 | $64,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,751 | $64,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 386 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,880 | $64,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,087 | $64,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,504 | $64,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,797 | $64,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,217 | $64,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,227 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,883 | $63,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,793 | $63,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,330 | $63,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 6,817 | $63,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,865 | $62,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 3,873 | $62,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,818 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 658 | $61,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,384 | $61,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 7,354 | $61,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 3,179 | $61,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 5,478 | $61,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,396 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,547 | $60,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 726 | $60,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 8,026 | $60,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 589 | $59,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,331 | $59,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,675 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,496 | $59,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,599 | $59,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 6,045 | $59,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,091 | $58,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,381 | $58,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 807 | $58,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,232 | $56,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,314 | $56,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,157 | $55,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 57,000 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,017 | $54,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 39,000 | $54,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 45,000 | $54,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 5,251 | $54,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,000 | $53,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 950 | $53,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,965 | $53,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 973 | $52,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,650 | $52,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,645 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 588 | $52,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,605 | $52,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 50,000 | $52,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,012 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 302 | $51,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,623 | $51,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 585 | $51,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 35,000 | $51,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 13,827 | $51,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,325 | $51,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 976 | $50,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 320 | $50,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,649 | $50,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,325 | $50,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,260 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,100 | $49,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,639 | $49,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 4,600 | $49,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,857 | $49,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,709 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,317 | $49,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 500 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 824 | $48,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,703 | $48,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,689 | $48,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 19,868 | $48,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 606 | $47,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,343 | $47,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,948 | $47,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,395 | $47,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 52,000 | $47,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,100 | $46,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 268 | $46,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 260 | $46,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 423 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 876 | $45,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,487 | $45,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,464 | $45,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 7,831 | $45,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,713 | $44,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 512 | $44,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,217 | $44,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,068 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,407 | $44,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 637 | $43,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,809 | $43,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,201 | $43,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,212 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 941 | $43,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 649 | $42,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 358 | $42,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 700 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,413 | $42,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 7,963 | $42,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,425 | $42,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,099 | $41,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,200 | $41,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 8,159 | $41,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,549 | $41,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 633 | $40,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 732 | $40,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 927 | $40,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,006 | $40,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,205 | $40,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 276 | $39,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,297 | $39,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,429 | $39,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,464 | $39,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 610 | $38,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,296 | $38,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 308 | $38,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 3,192 | $38,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 623 | $37,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 958 | $37,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,461 | $37,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,554 | $36,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,011 | $36,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 992 | $36,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,056 | $36,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,511 | $36,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,527 | $36,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,840 | $35,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 721 | $35,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,094 | $35,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,100 | $35,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 537 | $35,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,000 | $35,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,866 | $35,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 422 | $34,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 891 | $34,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 677 | $34,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 840 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 334 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1,554 | $34,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,225 | $34,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $33,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,269 | $33,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 651 | $33,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,258 | $33,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,300 | $33,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 514 | $33,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,041 | $33,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,695 | $33,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 606 | $33,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 3,500 | $33,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 1,235 | $33,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 564 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 913 | $32,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,730 | $32,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,692 | $32,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,915 | $32,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 415 | $32,000 | thousands by filing date | |
| MGC | 921910873 | COM | 370 | $31,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,870 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 850 | $31,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 959 | $31,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 605 | $31,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,700 | $31,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,273 | $31,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 141 | $30,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,568 | $30,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 460 | $30,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 703 | $30,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,212 | $30,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 8,027 | $30,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,501 | $29,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 631 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 562 | $29,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 470 | $29,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,270 | $29,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,600 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 714 | $29,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,592 | $29,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 12,007 | $29,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 271 | $28,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,641 | $28,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,714 | $28,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,348 | $28,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,811 | $28,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 16,000 | $28,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 405 | $27,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 238 | $27,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 375 | $27,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,000 | $27,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,750 | $27,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 6,736 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,000 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 547 | $27,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,846 | $27,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 173 | $27,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 415 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,070 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 515 | $26,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 9,159 | $26,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,629 | $26,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $26,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 344 | $25,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 513 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 599 | $25,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,000 | $25,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 819 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 291 | $25,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,200 | $25,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,227 | $25,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 210 | $25,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 755 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,330 | $24,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 263 | $24,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,092 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,625 | $24,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,866 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 473 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 511 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 800 | $24,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,515 | $24,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $24,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 481 | $24,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 308 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,126 | $23,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,160 | $23,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,033 | $23,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 814 | $23,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 8,659 | $23,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 607 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,242 | $23,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,000 | $23,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 251 | $22,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 353 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 177 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 220 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 500 | $22,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 394 | $22,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,174 | $22,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,091 | $22,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,996 | $22,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,500 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 362 | $22,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 980 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 427 | $22,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,095 | $22,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 672 | $21,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,000 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 379 | $21,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 585 | $21,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,046 | $21,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,678 | $21,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,380 | $21,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 595 | $21,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 949 | $21,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 780 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 688 | $21,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,112 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,092 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 248 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 478 | $20,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,256 | $20,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 219 | $20,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,210 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 623 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 608 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 775 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 810 | $20,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,658 | $19,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,137 | $19,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,688 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 578 | $19,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,719 | $19,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 221 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 359 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,500 | $19,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,307 | $19,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,172 | $19,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,401 | $19,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 728 | $18,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 470 | $18,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 249 | $18,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 356 | $18,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,000 | $18,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,421 | $18,000 | thousands by filing date | |
| RH | 74967X103 | COM | 269 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 302 | $18,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 419 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,779 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,140 | $18,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,685 | $18,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 209 | $17,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,110 | $17,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,924 | $17,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,109 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,000 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 234 | $17,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 896 | $17,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,024 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 6,586 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,000 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 885 | $16,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 122 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 96 | $16,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 400 | $16,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 913 | $16,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 300 | $16,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,000 | $16,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 879 | $16,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 313 | $15,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 112 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006463 | this filing | 2017-07-31 | acceptance time not in the bulk data set |