13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,361 holding rows worth $109,432,411,000.
- Accession
- 0000950123-17-004839
- Filer
- CIK 1423053
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 9,412 entries on the cover page, a total value of $109,432,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,432,411,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,000 | $61,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,700 | $61,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 13,600 | $60,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,492 | $60,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 12,238 | $60,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,297 | $60,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 10,500 | $60,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,200 | $59,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 40,500 | $59,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,220 | $59,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 11,977 | $59,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,500 | $58,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,700 | $58,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,937 | $58,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,449 | $58,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,220 | $58,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,846 | $57,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,000 | $57,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 10,366 | $56,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,625 | $56,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,536 | $55,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 22,000 | $55,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 30,508 | $55,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 24,600 | $54,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 11,404 | $54,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,300 | $54,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 18,246 | $54,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 19,656 | $54,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,800 | $54,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,300 | $53,000 | thousands by filing date | put |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 17,373 | $53,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,700 | $53,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 32,100 | $53,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 10,500 | $53,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 31,358 | $52,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,166 | $52,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 13,230 | $51,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,100 | $50,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 13,200 | $50,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 19,916 | $50,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,395 | $50,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 10,649 | $50,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,900 | $49,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 50,700 | $49,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 17,770 | $49,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 18,200 | $49,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,999 | $48,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,880 | $48,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 57,764 | $48,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 26,800 | $48,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 22,500 | $48,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,000 | $48,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 37,249 | $48,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,300 | $47,000 | thousands by filing date | call |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 13,923 | $47,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 65,200 | $47,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 26,414 | $46,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 26,800 | $46,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 15,000 | $46,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 38,990 | $46,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 38,500 | $46,000 | thousands by filing date | call |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 26,173 | $46,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E112 | NEW SHS | 19,859 | $46,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 37,300 | $45,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 27,944 | $45,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 10,759 | $45,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 22,700 | $45,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 22,936 | $44,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,300 | $44,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 29,964 | $44,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 19,500 | $44,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 11,100 | $44,000 | thousands by filing date | put |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 15,337 | $44,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 23,600 | $44,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 21,960 | $44,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 15,300 | $43,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,428 | $43,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 91,456 | $43,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 32,830 | $43,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 80,200 | $43,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 55,216 | $43,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 26,301 | $43,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 18,990 | $43,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 60,032 | $43,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,000 | $42,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,200 | $42,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,100 | $42,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 14,136 | $42,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,100 | $42,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,800 | $42,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 17,156 | $42,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 22,676 | $42,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,490 | $41,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 61,857 | $41,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 13,052 | $41,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 14,449 | $41,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 28,458 | $41,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 84,867 | $41,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,900 | $40,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,500 | $40,000 | thousands by filing date | put |
| ParkerVision Inc | 701354300 | USD | 19,900 | $40,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 34,649 | $40,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 36,710 | $40,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 78,108 | $40,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 12,666 | $39,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 26,722 | $39,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,538 | $39,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 12,923 | $39,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 13,860 | $39,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 28,289 | $39,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 26,700 | $39,000 | thousands by filing date | call |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 32,998 | $39,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 28,900 | $38,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 18,200 | $38,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 315,344 | $38,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 13,700 | $38,000 | thousands by filing date | put |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 64,745 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,900 | $37,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,900 | $37,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,500 | $36,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 67,200 | $36,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,700 | $36,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 23,122 | $36,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 14,600 | $36,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 22,300 | $36,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 19,300 | $36,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,700 | $35,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,269 | $35,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,300 | $35,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 11,900 | $35,000 | thousands by filing date | put |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 25,535 | $35,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25,400 | $35,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 15,941 | $35,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 10,613 | $35,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 32,557 | $35,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,519 | $34,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,700 | $34,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 12,500 | $34,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 29,700 | $34,000 | thousands by filing date | put |
| HUDSON GLOBAL INC | 443787106 | COM | 26,713 | $34,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,100 | $34,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 28,000 | $34,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 12,500 | $34,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L207 | COM NEW | 26,848 | $34,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 21,813 | $34,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 20,400 | $34,000 | thousands by filing date | call |
| SPHERIX INC | 84842R403 | COM PAR NEW | 27,570 | $34,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 15,538 | $34,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,300 | $33,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,400 | $33,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 17,500 | $33,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 22,340 | $33,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,400 | $33,000 | thousands by filing date | call |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 20,435 | $33,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,200 | $32,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 18,900 | $32,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 10,500 | $32,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,900 | $32,000 | thousands by filing date | put |
| EUROSEAS LTD | Y23592309 | SHS NEW | 21,952 | $32,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 12,700 | $32,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,409 | $31,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,700 | $31,000 | thousands by filing date | put |
| KOSS CORP | 500692108 | COM | 14,559 | $31,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,500 | $31,000 | thousands by filing date | put |
| Timmins Gold Corp | 88741P103 | COM | 82,146 | $31,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 18,900 | $31,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 11,000 | $30,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,100 | $30,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 10,600 | $30,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 85,888 | $30,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 27,400 | $30,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 27,200 | $30,000 | thousands by filing date | put |
| TROVAGENE INC | 897238309 | COM | 26,181 | $30,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 37,396 | $30,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 16,900 | $30,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 28,746 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,003 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 65,104 | $29,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,465 | $29,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 10,400 | $29,000 | thousands by filing date | call |
| PYXIS TANKERS INC | Y71726106 | COM | 13,401 | $29,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 18,966 | $28,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 11,227 | $28,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 23,766 | $28,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 46,404 | $28,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 20,100 | $28,000 | thousands by filing date | put |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 17,671 | $28,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $27,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 24,334 | $27,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 23,300 | $27,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,317 | $27,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 186,801 | $27,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 17,897 | $27,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,900 | $26,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 27,744 | $26,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 60,070 | $26,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 14,342 | $26,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 10,718 | $26,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,400 | $25,000 | thousands by filing date | put |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,882 | $25,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,500 | $25,000 | thousands by filing date | call |
| INFOSONICS CORP | 456784107 | COM | 46,633 | $25,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,375 | $25,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 42,720 | $25,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,565 | $25,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,700 | $25,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,200 | $24,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,847 | $24,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 26,655 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,482 | $24,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 10,839 | $24,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 11,716 | $24,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 29,340 | $24,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,858 | $23,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 19,413 | $23,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 40,100 | $23,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 12,804 | $23,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 15,355 | $23,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 28,802 | $23,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 22,431 | $23,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 29,892 | $23,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,600 | $23,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V204 | COM NEW | 10,805 | $23,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 27,736 | $23,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 82,000 | $23,000 | thousands by filing date | call |
| Neothetics Inc | 64066G101 | COM | 14,090 | $23,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 23,558 | $22,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,800 | $22,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 11,617 | $22,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 25,700 | $22,000 | thousands by filing date | put |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 13,766 | $22,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 12,467 | $22,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 47,851 | $22,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 15,728 | $21,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 11,000 | $21,000 | thousands by filing date | call |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 15,759 | $21,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 44,800 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,300 | $20,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 11,600 | $20,000 | thousands by filing date | call |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 21,826 | $20,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 19,198 | $20,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 19,955 | $20,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 13,388 | $20,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 13,589 | $20,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 17,304 | $20,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,568 | $20,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 10,292 | $20,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 22,860 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 12,377 | $20,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 16,881 | $20,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 21,730 | $20,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 12,659 | $20,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 15,304 | $20,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 70,543 | $20,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 11,000 | $19,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,400 | $19,000 | thousands by filing date | put |
| SMTC CORP | 832682207 | COM NEW | 15,184 | $19,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,052 | $19,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,300 | $19,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $19,000 | thousands by filing date | put |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 16,727 | $19,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 19,300 | $19,000 | thousands by filing date | put |
| ELTEK LTD | M40184109 | ORD | 27,618 | $19,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 10,084 | $19,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 11,972 | $19,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 27,853 | $19,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 34,638 | $19,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 16,183 | $19,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 16,870 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,000 | $18,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 29,400 | $18,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,800 | $18,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,300 | $18,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 13,500 | $18,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 17,042 | $18,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 12,216 | $18,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 21,129 | $18,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 13,799 | $18,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 15,624 | $18,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 12,751 | $18,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,123 | $18,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 16,100 | $18,000 | thousands by filing date | call |
| COGENTIX MED INC COM | 19243A104 | Stock | 10,200 | $18,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 10,000 | $18,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,787 | $17,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 14,700 | $17,000 | thousands by filing date | put |
| TAITRON COMPONENTS INC | 874028103 | CL A | 14,125 | $17,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,600 | $17,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 16,705 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 29,395 | $17,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 26,500 | $17,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 34,497 | $17,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 20,100 | $17,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 40,359 | $17,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 29,823 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 42,687 | $17,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 18,710 | $17,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 12,284 | $17,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 60,800 | $17,000 | thousands by filing date | put |
| BIOSTAGE INC | 09074M103 | COM | 45,460 | $17,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 22,793 | $17,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 24,525 | $17,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 19,892 | $16,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 11,390 | $16,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 19,500 | $16,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 39,879 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,900 | $16,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,666 | $16,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 14,189 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 181,249 | $16,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 12,511 | $16,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 23,694 | $16,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,500 | $15,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 27,927 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 32,800 | $15,000 | thousands by filing date | call |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 13,874 | $15,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 20,799 | $15,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 13,100 | $15,000 | thousands by filing date | call |
| BIOPHARMX CORP | 09072X101 | COM | 30,075 | $15,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 50,612 | $15,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 48,939 | $15,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 12,860 | $15,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,352 | $14,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 17,349 | $14,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 28,985 | $13,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 11,069 | $13,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 21,417 | $12,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 25,058 | $12,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,930 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $12,000 | thousands by filing date | put |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 46,642 | $12,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 15,619 | $12,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 12,866 | $12,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 10,401 | $11,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 11,547 | $11,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 29,570 | $11,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,000 | $10,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 11,000 | $10,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 14,505 | $9,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,042 | $9,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,400 | $9,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 28,947 | $9,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 11,464 | $9,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 11,280 | $9,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 70,200 | $8,000 | thousands by filing date | put |
| RENTECH INC | 760112201 | COMMON STOCK | 13,345 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 26,844 | $7,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,000 | $7,000 | thousands by filing date | put |
| AMERICAN LORAIN CORP | 027297100 | COM | 12,340 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,971 | $6,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,983 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,711,056 | $6,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,725 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 15,000 | $6,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 14,800 | $6,000 | thousands by filing date | call |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 12,800 | $6,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 11,984 | $5,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 53,504 | $5,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 16,200 | $5,000 | thousands by filing date | call |
| GLOWPOINT INC | 379887201 | CMN | 10,315 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 12,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004839 | this filing | 2017-05-12 | acceptance time not in the bulk data set |