13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,361 holding rows worth $109,432,411,000.
- Accession
- 0000950123-17-004839
- Filer
- CIK 1423053
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 9,412 entries on the cover page, a total value of $109,432,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,432,411,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KADANT INC | 48282T104 | COM | 3,419 | $203,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,100 | $203,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 12,100 | $203,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,100 | $203,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,975 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,867 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,200 | $203,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 14,000 | $203,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 43,600 | $203,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 34,500 | $203,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 7,325 | $203,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,800 | $202,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 20,200 | $202,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 14,590 | $202,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,515 | $202,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 7,500 | $202,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 8,313 | $202,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,260 | $202,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,800 | $202,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,700 | $202,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 8,668 | $202,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 78,800 | $202,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 13,300 | $202,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 47,464 | $202,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,905 | $202,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,400 | $202,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 7,416 | $202,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,200 | $201,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,900 | $201,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,900 | $201,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,500 | $200,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 8,700 | $200,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,800 | $200,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,293 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 21,117 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,380 | $199,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,719 | $199,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 13,000 | $199,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 13,097 | $199,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,503 | $198,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,965 | $197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 13,923 | $197,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,112 | $196,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,600 | $196,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 27,604 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 14,375 | $196,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,900 | $195,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 22,100 | $195,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 25,900 | $195,000 | thousands by filing date | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 17,373 | $194,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,700 | $194,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 15,100 | $193,000 | thousands by filing date | put |
| GREEN BANCORP INC | 39260X100 | COM | 10,854 | $193,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 24,700 | $192,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 25,600 | $192,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,100 | $191,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,100 | $191,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,500 | $191,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 15,174 | $191,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,300 | $190,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,098 | $190,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A867 | MASTER INC ETF | 10,243 | $190,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,100 | $189,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 11,081 | $189,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 20,672 | $189,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,000 | $189,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,000 | $189,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 13,600 | $188,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 91,600 | $188,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,700 | $187,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 12,200 | $187,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 72,600 | $187,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,000 | $186,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 12,439 | $186,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 29,700 | $186,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 48,775 | $186,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 38,800 | $186,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 10,100 | $185,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 10,807 | $185,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 29,600 | $185,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 129,362 | $184,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,400 | $184,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,900 | $184,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 10,815 | $184,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,344 | $183,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,733 | $183,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 14,400 | $183,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,200 | $183,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,300 | $182,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,300 | $182,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17,400 | $181,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 15,814 | $181,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 34,898 | $181,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 50,825 | $181,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 14,100 | $181,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,600 | $180,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 35,472 | $180,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,041 | $179,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 26,900 | $179,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,700 | $179,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,596 | $179,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,300 | $179,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 31,113 | $179,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 83,537 | $179,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 14,600 | $179,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 22,400 | $178,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 11,740 | $177,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,096 | $177,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,900 | $177,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 27,000 | $177,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 27,030 | $177,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 71,892 | $177,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 30,583 | $177,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,413 | $176,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 19,553 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 13,100 | $176,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 24,088 | $175,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 41,900 | $175,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,993 | $174,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,700 | $173,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 69,616 | $173,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 17,700 | $173,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,560 | $172,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,100 | $172,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,898 | $172,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 13,600 | $172,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,200 | $171,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 31,200 | $171,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,299 | $171,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 29,700 | $170,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 69,500 | $170,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,700 | $170,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 12,168 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,000 | $169,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 13,270 | $169,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,000 | $169,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 55,497 | $169,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 12,900 | $169,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 37,600 | $168,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,100 | $167,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,900 | $167,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,268 | $167,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,400 | $167,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,700 | $167,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50,726 | $166,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,358 | $165,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 13,268 | $163,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,400 | $163,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 13,600 | $163,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 27,100 | $163,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 12,671 | $162,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 19,300 | $162,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 13,082 | $162,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,167 | $162,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 13,377 | $162,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 16,200 | $161,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 94,972 | $161,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 52,200 | $160,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 21,500 | $160,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,205 | $159,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 17,775 | $159,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,300 | $158,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 16,700 | $158,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 13,000 | $157,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,900 | $157,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,400 | $157,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 24,707 | $157,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 90,539 | $156,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,468 | $156,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 12,059 | $156,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 12,700 | $154,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 31,100 | $154,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,100 | $154,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 12,031 | $154,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 26,000 | $153,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 17,953 | $152,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 33,300 | $152,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 34,400 | $152,000 | thousands by filing date | put |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 31,697 | $152,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 30,700 | $152,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,500 | $152,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 61,600 | $151,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,000 | $151,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 40,200 | $151,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 39,000 | $151,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 12,700 | $150,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 31,377 | $150,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 15,524 | $150,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 15,869 | $149,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,578 | $149,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,274 | $148,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 106,900 | $148,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 115,600 | $148,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,100 | $148,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,901 | $148,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 21,426 | $148,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,900 | $147,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 52,414 | $147,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 48,975 | $147,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 23,000 | $147,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,500 | $147,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 59,779 | $146,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,500 | $146,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,924 | $146,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,000 | $146,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 29,506 | $146,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 10,945 | $145,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 16,951 | $145,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 12,100 | $144,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,300 | $144,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,676 | $144,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 169,689 | $144,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,100 | $144,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,400 | $143,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 63,000 | $143,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,300 | $143,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 24,318 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 11,100 | $142,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 34,115 | $142,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,700 | $141,000 | thousands by filing date | put |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 10,700 | $141,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 97,400 | $139,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26,800 | $139,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 102,496 | $139,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,762 | $138,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,300 | $138,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,000 | $138,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 29,600 | $138,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,527 | $138,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 15,100 | $137,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,141 | $137,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,076 | $137,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,500 | $137,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,900 | $136,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 42,900 | $136,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 13,871 | $136,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,000 | $135,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 11,200 | $135,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 37,300 | $135,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 20,059 | $135,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,800 | $135,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 205,651 | $134,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 22,707 | $134,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,100 | $133,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 24,179 | $133,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,100 | $133,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 11,600 | $132,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,000 | $132,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 17,100 | $132,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 11,000 | $132,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 36,179 | $132,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 38,300 | $131,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 15,300 | $131,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 31,613 | $131,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 12,200 | $131,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 12,400 | $130,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 30,500 | $130,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 14,000 | $129,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 37,300 | $129,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,700 | $129,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 89,200 | $128,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,900 | $128,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 15,900 | $128,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,000 | $128,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 55,700 | $128,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,046 | $127,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,600 | $127,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,841 | $127,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,300 | $127,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 21,805 | $126,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,400 | $126,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,000 | $125,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 28,200 | $125,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,835 | $125,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 69,607 | $125,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 10,500 | $124,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 32,100 | $124,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 34,163 | $124,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 69,925 | $124,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 23,400 | $124,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 14,400 | $123,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 11,800 | $122,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 10,700 | $122,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 22,409 | $121,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,700 | $121,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 20,500 | $121,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,900 | $120,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 22,300 | $120,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 18,200 | $120,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 20,800 | $120,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 47,400 | $120,000 | thousands by filing date | put |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,197 | $119,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 136,533 | $119,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 25,499 | $119,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16,700 | $118,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 14,000 | $118,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 23,200 | $118,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 24,810 | $117,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,507 | $117,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,800 | $117,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 46,400 | $116,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,000 | $116,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,621 | $115,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 99,400 | $115,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 43,400 | $115,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 31,800 | $115,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,300 | $115,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,900 | $114,000 | thousands by filing date | put |
| Alcobra Ltd | M2239P109 | SHS | 100,114 | $114,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 24,500 | $114,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 58,386 | $113,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 79,500 | $113,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 14,000 | $113,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,523 | $113,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 14,426 | $113,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 49,500 | $112,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 24,095 | $112,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 30,400 | $112,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,223 | $111,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,700 | $110,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,523 | $110,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 18,000 | $110,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,466 | $109,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,371 | $109,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 85,580 | $109,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,107 | $109,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,800 | $109,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,400 | $108,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 24,300 | $108,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 16,376 | $108,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 13,434 | $108,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 25,563 | $108,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,400 | $108,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 22,700 | $108,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 18,000 | $107,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 17,028 | $107,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 24,100 | $107,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 62,459 | $107,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,900 | $107,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 22,534 | $107,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,400 | $105,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,833 | $105,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,464 | $105,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 16,000 | $105,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,700 | $105,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,571 | $104,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,000 | $104,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,900 | $104,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,794 | $104,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,500 | $104,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 63,500 | $104,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,600 | $104,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 18,119 | $103,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,300 | $102,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,300 | $102,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,700 | $102,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 26,000 | $102,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 21,300 | $102,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 58,859 | $102,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 105,986 | $102,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,700 | $101,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,000 | $100,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 62,700 | $100,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 11,400 | $100,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 17,600 | $100,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 14,100 | $100,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 27,400 | $100,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,500 | $99,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 162,577 | $99,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,200 | $98,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,016 | $98,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 35,471 | $98,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 12,000 | $97,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,700 | $96,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 15,277 | $95,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 82,171 | $95,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 74,500 | $95,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 41,445 | $95,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,293 | $94,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,302 | $94,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 15,300 | $94,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,900 | $94,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 25,303 | $94,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,700 | $94,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 11,100 | $93,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 14,200 | $93,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,400 | $93,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,106 | $93,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,800 | $92,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,391 | $92,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,600 | $92,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 14,100 | $92,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,700 | $92,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,800 | $92,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 25,600 | $92,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 16,000 | $92,000 | thousands by filing date | call |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,920 | $92,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,700 | $91,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 10,500 | $91,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,400 | $91,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,600 | $90,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 20,146 | $90,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 35,600 | $90,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 24,500 | $90,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,836 | $89,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,845 | $89,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,400 | $89,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 67,067 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 46,838 | $88,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 21,027 | $88,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 26,900 | $88,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,189 | $87,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 14,557 | $87,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 37,534 | $85,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,900 | $85,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 54,755 | $85,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,000 | $84,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 11,500 | $84,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,400 | $83,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 25,800 | $83,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 16,400 | $83,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 22,300 | $82,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 10,900 | $82,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889108 | COM | 14,445 | $82,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,590 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 24,595 | $81,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 14,700 | $81,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 28,900 | $81,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,800 | $81,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 34,709 | $80,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,000 | $80,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,800 | $79,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,000 | $79,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 278,595 | $79,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,351 | $78,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,025 | $78,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 11,500 | $78,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 14,200 | $77,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,476 | $77,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,800 | $77,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,424 | $77,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,700 | $77,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 33,600 | $76,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,800 | $76,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 17,199 | $76,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,446 | $76,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 18,253 | $76,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,500 | $75,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 19,900 | $75,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 32,600 | $75,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,900 | $74,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,200 | $74,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,372 | $74,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 35,030 | $73,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,100 | $73,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 44,632 | $73,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,707 | $73,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 15,297 | $73,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 55,673 | $73,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,389 | $72,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 22,736 | $72,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,300 | $71,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 16,404 | $71,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 23,100 | $71,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,300 | $71,000 | thousands by filing date | put |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 18,243 | $71,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,100 | $70,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,115 | $70,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,400 | $70,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 21,278 | $70,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,736 | $69,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,000 | $69,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 34,600 | $69,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,400 | $68,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 37,800 | $67,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,600 | $67,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 31,969 | $67,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 44,300 | $66,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 29,100 | $66,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 29,100 | $66,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 21,600 | $66,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 57,600 | $65,000 | thousands by filing date | call |
| SESEN BIO, INC. | 286221106 | COM | 29,596 | $65,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 28,400 | $64,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,100 | $64,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 12,000 | $64,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 35,822 | $64,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 11,119 | $64,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 13,200 | $63,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,746 | $63,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,629 | $63,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,469 | $63,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 21,100 | $63,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 23,700 | $62,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 72,700 | $62,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,800 | $62,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,309 | $62,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,080 | $62,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 18,000 | $62,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 14,200 | $61,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004839 | this filing | 2017-05-12 | acceptance time not in the bulk data set |