13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 7,173 holding rows worth $99,007,951,000.
- Accession
- 0000950123-17-001508
- Filer
- CIK 1423053
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 9,327 entries on the cover page, a total value of $99,007,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,007,951,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORDMANS STORES INC | 38269P100 | COM | 42,156 | $29,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 24,028 | $29,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 10,045 | $29,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 16,754 | $29,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,000 | $28,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 22,442 | $28,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 19,581 | $28,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,400 | $28,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,000 | $28,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 48,577 | $28,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 24,177 | $28,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 13,100 | $28,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 18,924 | $28,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 11,205 | $28,000 | thousands by filing date | |
| DATARAM NV ORD | 238108401 | COM | 12,810 | $28,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,710 | $27,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 14,459 | $27,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 15,190 | $27,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 15,200 | $27,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,800 | $27,000 | thousands by filing date | put |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 13,238 | $27,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 27,269 | $27,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 33,233 | $27,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20,802 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 66,956 | $27,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,500 | $26,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,210 | $26,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 37,900 | $26,000 | thousands by filing date | call |
| RAND LOGISTICS INC | 752182105 | COM | 30,878 | $26,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 14,895 | $26,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 46,960 | $26,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,200 | $25,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,900 | $25,000 | thousands by filing date | put |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 23,835 | $25,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 17,187 | $25,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 14,157 | $25,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 19,621 | $25,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 18,343 | $25,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 29,367 | $25,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 15,996 | $25,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 11,174 | $25,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 27,439 | $25,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 13,999 | $24,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 16,263 | $24,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,700 | $24,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 32,894 | $24,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 52,885 | $24,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 18,600 | $24,000 | thousands by filing date | put |
| LANTRONIX INC | 516548203 | COMMON STOCK | 13,448 | $23,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 26,300 | $23,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 15,300 | $23,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 34,228 | $23,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,448 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,718 | $23,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 46,429 | $23,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 22,829 | $23,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,300 | $23,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,100 | $23,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 15,831 | $22,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,300 | $22,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 16,345 | $22,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 28,576 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,300 | $22,000 | thousands by filing date | put |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 11,110 | $22,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 37,313 | $22,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 26,372 | $22,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 10,222 | $22,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 28,892 | $22,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 14,701 | $22,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 13,700 | $21,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,100 | $21,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 55,727 | $21,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 17,565 | $21,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,844 | $21,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 13,684 | $21,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,869 | $21,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 21,600 | $21,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 12,000 | $21,000 | thousands by filing date | put |
| INFOSONICS CORP | 456784107 | COM | 55,029 | $21,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 69,902 | $21,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 15,974 | $21,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 38,814 | $21,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,800 | $21,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 67,522 | $21,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 15,477 | $21,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 25,500 | $20,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,400 | $20,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 10,631 | $20,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 10,224 | $20,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 63,789 | $20,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,498 | $20,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 67,400 | $20,000 | thousands by filing date | call |
| CONNECTURE INC COM | 20786J106 | Stock | 12,124 | $20,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 30,492 | $20,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 22,534 | $20,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 68,584 | $19,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 11,455 | $19,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 28,178 | $19,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 25,643 | $19,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 64,303 | $19,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 19,292 | $18,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 12,012 | $18,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,400 | $18,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 11,253 | $18,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 10,633 | $18,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 19,505 | $18,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 42,541 | $18,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 22,990 | $18,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 17,641 | $18,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,154 | $17,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 37,317 | $17,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 20,518 | $17,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 65,492 | $17,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 42,087 | $17,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 19,532 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 26,391 | $17,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 14,061 | $17,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 68,405 | $17,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 14,258 | $16,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,262 | $16,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 24,518 | $16,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,881 | $16,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 10,600 | $16,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 18,599 | $16,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 23,859 | $16,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 57,265 | $16,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18,854 | $15,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 30,545 | $15,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 10,735 | $15,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 10,000 | $15,000 | thousands by filing date | put |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 23,500 | $15,000 | thousands by filing date | put |
| Kelso Technologies Inc | 48826D201 | COM | 15,983 | $15,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 28,120 | $15,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 12,871 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 54,230 | $14,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 14,400 | $14,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,000 | $14,000 | thousands by filing date | put |
| THE9 LTD | 88337K104 | ADR | 10,956 | $14,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 14,300 | $14,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 11,153 | $14,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 47,210 | $13,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 15,789 | $13,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,900 | $13,000 | thousands by filing date | call |
| COPSYNC INC | 217712207 | COM NEW | 16,289 | $13,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 11,800 | $12,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 28,549 | $12,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,164 | $12,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 10,271 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,600 | $11,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 18,484 | $11,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 14,983 | $11,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 11,059 | $11,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 32,146 | $11,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 78,000 | $10,000 | thousands by filing date | put |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,007 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,900 | $9,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 28,500 | $9,000 | thousands by filing date | call |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 20,963 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 10,400 | $8,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,400 | $8,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 10,920 | $7,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 88,060 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,700 | $6,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,055,174 | $6,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 20,974 | $6,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,775 | $5,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 16,114 | $4,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 23,193 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 23,948 | $3,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,200 | $3,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 10,200 | $2,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 11,000 | $1,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 15,700 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001508 | this filing | 2017-02-10 | acceptance time not in the bulk data set |