13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 7,173 holding rows worth $99,007,951,000.
- Accession
- 0000950123-17-001508
- Filer
- CIK 1423053
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 9,327 entries on the cover page, a total value of $99,007,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,007,951,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 88,100 | $153,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 38,026 | $152,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 16,200 | $151,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,161 | $151,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 23,800 | $151,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 21,444 | $151,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 28,642 | $151,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 12,978 | $150,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 11,537 | $150,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 48,100 | $149,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 49,200 | $149,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 12,000 | $149,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 14,700 | $149,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 12,600 | $148,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 48,600 | $148,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 43,501 | $148,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 60,520 | $148,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 11,279 | $148,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,800 | $147,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 48,959 | $147,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 24,528 | $147,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 11,700 | $146,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 12,273 | $146,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 10,300 | $146,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 18,386 | $145,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,600 | $145,000 | thousands by filing date | put |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28,081 | $145,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 44,300 | $144,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 68,042 | $144,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 25,500 | $143,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 191,774 | $143,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 18,100 | $142,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,863 | $142,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,800 | $142,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 13,643 | $142,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 18,187 | $141,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 27,200 | $141,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 18,306 | $141,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 19,800 | $140,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,033 | $139,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,342 | $139,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,200 | $139,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,600 | $138,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,415 | $138,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 12,900 | $138,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 27,500 | $138,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 12,809 | $138,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,304 | $137,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 17,700 | $137,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,126 | $137,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 16,100 | $137,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 14,452 | $137,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 27,265 | $137,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,018 | $135,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 19,317 | $135,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 19,623 | $135,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,900 | $135,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 26,576 | $134,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,000 | $134,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 106,200 | $134,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 18,900 | $134,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 32,800 | $134,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 17,400 | $134,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 39,700 | $133,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 115,651 | $133,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 13,100 | $133,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,722 | $131,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 13,500 | $131,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 50,902 | $131,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 49,000 | $131,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 16,200 | $130,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 78,184 | $130,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 30,677 | $130,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,800 | $130,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,300 | $129,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,200 | $129,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 147,000 | $128,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 14,484 | $128,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,500 | $128,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 26,000 | $128,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 29,100 | $128,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,100 | $127,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 30,243 | $127,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,000 | $125,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 26,087 | $125,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,700 | $125,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,100 | $125,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 150,160 | $125,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,812 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 15,763 | $124,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,500 | $124,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 57,828 | $123,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 42,400 | $123,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,174 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,584 | $122,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 20,800 | $122,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 24,064 | $122,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,600 | $122,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 19,905 | $122,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 10,700 | $120,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,945 | $120,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 27,700 | $120,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 16,000 | $120,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 188,756 | $120,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 68,585 | $120,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,700 | $120,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,000 | $118,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 11,822 | $118,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 30,700 | $117,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,727 | $117,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,821 | $117,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 41,744 | $117,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,100 | $116,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,000 | $116,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 16,388 | $116,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 13,045 | $116,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,300 | $116,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 11,966 | $115,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,490 | $115,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 20,500 | $115,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,900 | $115,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 20,600 | $114,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 17,376 | $114,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,400 | $113,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 10,600 | $113,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,066 | $112,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,200 | $112,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,600 | $112,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,600 | $112,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18,400 | $112,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,320 | $111,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 32,500 | $111,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 19,700 | $111,000 | thousands by filing date | call |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 37,628 | $111,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,100 | $110,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,476 | $110,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,208 | $110,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 15,100 | $110,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 106,418 | $109,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 48,800 | $108,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,647 | $108,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,900 | $108,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 16,164 | $108,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 55,507 | $108,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,560 | $107,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 48,533 | $107,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,700 | $107,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 18,300 | $107,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 16,200 | $107,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 35,100 | $106,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,300 | $106,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,900 | $106,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 48,966 | $106,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 10,400 | $106,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 18,477 | $106,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,833 | $105,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 22,200 | $105,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,800 | $104,000 | thousands by filing date | put |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 21,500 | $104,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 10,900 | $104,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 10,295 | $103,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,200 | $103,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 11,584 | $103,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,873 | $102,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,800 | $102,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 49,200 | $102,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 151,200 | $102,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 46,200 | $102,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,537 | $101,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 24,700 | $101,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,400 | $101,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 71,520 | $101,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 20,600 | $101,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 33,300 | $100,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 19,957 | $100,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,500 | $100,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 70,500 | $100,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 14,200 | $100,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 47,000 | $100,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 12,900 | $99,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,302 | $99,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 14,968 | $99,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,500 | $98,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 10,610 | $98,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 144,759 | $98,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,100 | $97,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,100 | $97,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,968 | $97,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 18,059 | $97,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,592 | $97,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 13,648 | $97,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,500 | $96,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 12,600 | $96,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,900 | $96,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 29,700 | $96,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894103 | COM | 11,400 | $95,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 49,100 | $95,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 13,200 | $95,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 11,300 | $94,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 60,509 | $94,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 38,148 | $93,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,600 | $93,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 14,100 | $93,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 80,700 | $93,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 13,100 | $93,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,000 | $93,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 37,500 | $92,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 10,600 | $92,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,029 | $92,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 90,600 | $92,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,477 | $91,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 16,951 | $90,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,200 | $90,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,514 | $89,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,800 | $89,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 42,200 | $89,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,400 | $89,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 11,739 | $88,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,958 | $88,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 50,300 | $88,000 | thousands by filing date | call |
| PATRIOT NATL INC | 70338T102 | COM | 19,000 | $88,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,300 | $87,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 15,187 | $87,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,500 | $87,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 12,200 | $86,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,200 | $86,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 17,000 | $86,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 160,394 | $85,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,643 | $85,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,200 | $85,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,800 | $85,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 10,000 | $84,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 20,400 | $84,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 30,000 | $84,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,600 | $84,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 25,600 | $84,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,100 | $83,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,700 | $83,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,838 | $83,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,700 | $83,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 14,500 | $83,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 13,800 | $83,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 17,700 | $83,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,000 | $82,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,300 | $82,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,700 | $82,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,000 | $82,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 72,700 | $82,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,500 | $82,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,300 | $81,000 | thousands by filing date | call |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 37,779 | $81,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,838 | $80,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 29,900 | $80,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 16,407 | $80,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,959 | $79,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 16,338 | $79,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 21,100 | $79,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 40,863 | $79,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 24,100 | $78,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,500 | $78,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 64,200 | $78,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 28,308 | $78,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 23,500 | $78,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,400 | $77,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 25,213 | $77,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 12,200 | $77,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,716 | $76,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 28,554 | $76,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,900 | $75,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,500 | $75,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,300 | $75,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,590 | $75,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 15,242 | $75,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 53,629 | $75,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,500 | $75,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,864 | $74,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,947 | $74,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 46,400 | $74,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 11,267 | $74,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 13,200 | $74,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,500 | $73,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,233 | $73,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,700 | $73,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 63,600 | $73,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 33,507 | $71,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,100 | $71,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 41,034 | $71,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 10,000 | $70,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,500 | $69,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,100 | $69,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,600 | $68,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 15,700 | $68,000 | thousands by filing date | call |
| MICROBOT MED INC | 59503A105 | COM | 11,104 | $68,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 32,085 | $68,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,734 | $67,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 36,402 | $67,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 26,444 | $67,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 32,500 | $66,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 88,300 | $66,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 10,200 | $66,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 42,785 | $66,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,553 | $65,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 19,400 | $65,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 31,000 | $65,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,200 | $64,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 20,995 | $64,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,800 | $64,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 20,315 | $63,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,000 | $63,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 19,900 | $63,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 53,700 | $62,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,200 | $61,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,032 | $61,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,700 | $61,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 21,300 | $61,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,400 | $60,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 16,600 | $60,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,200 | $60,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,000 | $59,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,507 | $59,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,600 | $59,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,700 | $59,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 34,594 | $59,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 37,200 | $59,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 26,800 | $59,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,257 | $59,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,000 | $58,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 25,746 | $58,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,400 | $58,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 41,500 | $58,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 14,315 | $58,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 13,815 | $57,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 26,700 | $57,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,300 | $57,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 12,108 | $57,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 12,249 | $56,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 10,600 | $56,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 36,400 | $56,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,100 | $56,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 43,210 | $56,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,900 | $56,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 39,700 | $56,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 37,293 | $56,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,863 | $55,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 63,524 | $55,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 33,100 | $55,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 18,701 | $55,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 32,311 | $55,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 16,651 | $55,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,300 | $54,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 13,428 | $54,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,469 | $54,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 11,700 | $54,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,300 | $53,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30,900 | $53,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 22,838 | $53,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,100 | $52,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,100 | $52,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 16,379 | $52,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,800 | $52,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 19,000 | $52,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,500 | $52,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 32,500 | $52,000 | thousands by filing date | call |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 38,500 | $52,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 53,548 | $52,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,500 | $51,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 28,572 | $50,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,500 | $50,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 53,112 | $50,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,600 | $50,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 17,430 | $50,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 83,175 | $50,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,500 | $50,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 34,748 | $49,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 34,700 | $49,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 285,056 | $49,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 35,614 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 35,738 | $48,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 33,800 | $48,000 | thousands by filing date | put |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,003 | $48,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 19,282 | $47,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 41,830 | $47,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 10,900 | $47,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 19,761 | $47,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 10,700 | $47,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,059 | $47,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 21,900 | $47,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 14,067 | $46,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,400 | $46,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 41,100 | $46,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,139 | $46,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 15,783 | $45,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 17,707 | $44,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,394 | $44,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,000 | $44,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 10,676 | $44,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,100 | $43,000 | thousands by filing date | put |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 20,053 | $43,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 18,620 | $43,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 44,554 | $43,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,951 | $43,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 17,257 | $43,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 46,961 | $43,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 15,434 | $43,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 19,700 | $43,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,500 | $42,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 24,300 | $42,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,200 | $42,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 43,000 | $42,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,300 | $42,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 19,700 | $42,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 10,000 | $41,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 23,200 | $41,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 15,886 | $41,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 15,845 | $41,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 35,098 | $41,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 23,467 | $41,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 18,100 | $41,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,239 | $40,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,166 | $40,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 15,290 | $40,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,000 | $40,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 30,100 | $40,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 20,479 | $39,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,600 | $38,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 38,600 | $38,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,200 | $38,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 29,200 | $38,000 | thousands by filing date | put |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,841 | $38,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 23,280 | $38,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 30,504 | $38,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 39,000 | $37,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 14,000 | $37,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 35,431 | $37,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,800 | $37,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 29,176 | $37,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 18,485 | $37,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 26,179 | $37,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 37,293 | $37,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 48,141 | $37,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,500 | $36,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 25,559 | $36,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 19,800 | $36,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,300 | $36,000 | thousands by filing date | call |
| Functionx Inc New Com New | 36077T207 | COMMON | 14,859 | $36,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 19,281 | $36,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,900 | $35,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 25,523 | $35,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 60,027 | $35,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,300 | $35,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,300 | $35,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 14,085 | $35,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 14,034 | $35,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 26,749 | $35,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 13,542 | $35,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 16,600 | $35,000 | thousands by filing date | call |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 23,349 | $35,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 24,312 | $34,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 27,200 | $34,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 16,005 | $34,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,559 | $34,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 17,195 | $34,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 30,642 | $34,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 26,000 | $34,000 | thousands by filing date | call |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 15,600 | $34,000 | thousands by filing date | put |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 14,292 | $34,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 16,751 | $34,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 24,397 | $34,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,193 | $33,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,400 | $33,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 11,344 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,874 | $33,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 33,200 | $33,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 31,000 | $33,000 | thousands by filing date | call |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 32,521 | $33,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,200 | $32,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $32,000 | thousands by filing date | call |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 36,555 | $32,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,196 | $32,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 13,823 | $32,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 10,000 | $32,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,800 | $31,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,200 | $31,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 12,400 | $31,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 24,280 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,900 | $31,000 | thousands by filing date | call |
| SKYLINE MED INC | 83084T606 | COM PAR | 11,042 | $31,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,400 | $30,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,840 | $30,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,544 | $30,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 17,400 | $30,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 39,808 | $30,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 112,554 | $30,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 14,500 | $30,000 | thousands by filing date | put |
| CAS MED SYS INC | 124769209 | COM | 18,595 | $30,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 13,974 | $30,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 39,815 | $30,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,400 | $29,000 | thousands by filing date | put |
| BANRO CORP | 066800103 | COM | 154,069 | $29,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,700 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001508 | this filing | 2017-02-10 | acceptance time not in the bulk data set |