13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 4,103 holding rows worth $95,082,226,000.
- Accession
- 0000950123-17-000856
- Filer
- CIK 927971
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 13,725 entries on the cover page, a total value of $95,082,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,082,226,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ST JOE CO | 790148100 | COM | 3,255 | $68,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,608 | $68,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,190 | $68,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,670 | $68,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 4,733 | $68,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 348 | $67,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,441 | $67,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 4,489 | $67,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,450 | $67,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,690 | $67,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,051 | $67,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 20,000 | $67,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 3,608 | $67,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,000 | $66,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,487 | $66,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 393 | $66,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 6,849 | $66,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,901 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $65,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,046 | $65,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,699 | $65,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,669 | $65,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,464 | $65,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,070 | $65,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,900 | $65,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,773 | $65,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,000 | $65,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 600 | $64,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,397 | $64,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 7,445 | $64,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,031 | $64,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,647 | $64,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 136,600 | $64,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,116 | $64,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 7,278 | $63,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,822 | $63,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,450 | $62,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $62,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,276 | $61,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,102 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,025 | $61,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 617 | $61,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 868 | $61,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,231 | $61,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,561 | $61,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,702 | $60,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,111 | $60,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $60,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,830 | $60,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 8,970 | $60,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,103 | $59,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,469 | $59,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,400 | $59,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,066 | $59,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 623 | $59,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,748 | $59,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,667 | $59,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,646 | $59,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,360 | $59,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,007 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,405 | $59,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 700 | $58,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 20,058 | $58,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,303 | $58,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,481 | $57,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,006 | $57,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,100 | $57,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $56,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,100 | $56,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,000 | $56,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 788 | $56,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $56,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $56,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,800 | $55,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,271 | $55,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,067 | $55,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,494 | $55,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 118,000 | $55,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4,537 | $55,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,660 | $54,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,902 | $54,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,554 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 935 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 978 | $54,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,500 | $54,000 | thousands by filing date | call |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,415 | $54,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,634 | $54,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,909 | $54,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,322 | $53,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,138 | $53,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,594 | $53,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 19,699 | $53,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $52,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,833 | $52,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $52,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,397 | $52,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,792 | $52,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,300 | $52,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 5,044 | $52,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $52,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,641 | $51,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,953 | $51,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,404 | $51,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,227 | $51,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 3,321 | $51,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,175 | $50,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,200 | $50,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 2,688 | $50,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,000 | $50,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 917 | $50,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,458 | $50,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 784 | $50,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,342 | $49,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,713 | $49,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $48,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,614 | $48,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 900 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,116 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,814 | $48,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,750 | $48,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,759 | $48,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,912 | $48,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,892 | $48,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,514 | $48,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,221 | $48,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 679 | $47,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,000 | $47,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,165 | $47,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,460 | $47,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 325 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 833 | $46,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 902 | $46,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,299 | $46,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 653 | $46,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,171 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,700 | $46,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 8,400 | $46,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,247 | $46,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 835 | $46,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,025 | $46,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,896 | $45,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $45,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $45,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,617 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 400 | $45,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,000 | $45,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $44,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,650 | $44,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $44,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,265 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $44,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 766 | $44,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,164 | $44,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,205 | $44,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 826 | $44,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 12,000 | $44,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,066 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $43,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,758 | $43,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $43,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,661 | $43,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,527 | $42,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,108 | $42,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,520 | $42,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,395 | $42,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,774 | $42,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 9,977 | $42,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 90 | $42,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,062 | $42,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,267 | $42,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 960 | $42,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,981 | $42,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 436 | $41,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,415 | $41,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,661 | $41,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,066 | $41,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 305 | $41,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,049 | $41,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,727 | $41,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 43,767 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,000 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,025 | $40,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,200 | $40,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,983 | $40,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,789 | $40,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,434 | $40,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 4,971 | $40,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,004 | $39,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 807 | $39,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $39,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $39,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,240 | $39,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A110 | *W EXP 10/11/202 | 5,600 | $39,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 31,400 | $38,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,867 | $38,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 742 | $38,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 900 | $38,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 6,154 | $38,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,750 | $38,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 719 | $37,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,350 | $37,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 670 | $37,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,035 | $37,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 627 | $37,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 385 | $37,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,695 | $37,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,019 | $37,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 280 | $36,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 619 | $36,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,950 | $36,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 923 | $36,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,552 | $36,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 980 | $36,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 12,009 | $36,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 465 | $36,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 9,900 | $36,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 800 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 325 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,675 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 280 | $35,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,909 | $35,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 622 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $35,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,500 | $35,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 3,455 | $35,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,150 | $35,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 403 | $34,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,000 | $34,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 2,025 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,981 | $34,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,221 | $34,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,394 | $34,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,880 | $34,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $34,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,557 | $34,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 6,000 | $34,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 8,524 | $34,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 900 | $33,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,070 | $33,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 440 | $33,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,648 | $33,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,110 | $33,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 2,230 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 340 | $32,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 826 | $32,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 800 | $32,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 867 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,000 | $32,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 596 | $32,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,362 | $32,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,883 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 645 | $32,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,577 | $32,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,000 | $32,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $31,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 360 | $31,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 777 | $31,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 821 | $31,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,999 | $31,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,141 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $31,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 601 | $31,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,300 | $31,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,850 | $31,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 12,368 | $31,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 12,300 | $31,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 171 | $30,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,278 | $30,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,945 | $30,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,800 | $30,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $30,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $30,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,075 | $30,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,502 | $30,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,106 | $29,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 383 | $29,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 301 | $29,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 872 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 590 | $29,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 575 | $29,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $29,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $29,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 999 | $29,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,935 | $29,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $29,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $28,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 146 | $28,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,200 | $28,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 3,589 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $28,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,742 | $28,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 748 | $28,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 376 | $28,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,006 | $28,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,517 | $28,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 405 | $27,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 643 | $27,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 661 | $27,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $27,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 474 | $27,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $27,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,702 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $27,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 3,760 | $27,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $27,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,187 | $27,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 678 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,105 | $26,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 347 | $26,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,603 | $26,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,065 | $26,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 936 | $26,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 368 | $26,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 726 | $26,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,826 | $26,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,532 | $26,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $26,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,252 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,010 | $25,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,830 | $25,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,921 | $25,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 8,844 | $25,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,101 | $25,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,480 | $25,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,308 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 946 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $25,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,268 | $25,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,290 | $24,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 358 | $24,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 965 | $24,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $24,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 893 | $24,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,018 | $24,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $24,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,182 | $24,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,794 | $24,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,645 | $24,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $24,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,788 | $24,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,573 | $24,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,500 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 410 | $23,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $23,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 256 | $23,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,188 | $23,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $23,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 915 | $23,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 612 | $23,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 450 | $23,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 970 | $23,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $23,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $23,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 750 | $23,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 993 | $23,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,249 | $23,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,844 | $23,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,865 | $23,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 546 | $23,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 33,300 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $22,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 692 | $22,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 892 | $22,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 860 | $22,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,800 | $22,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,639 | $22,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,510 | $22,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,801 | $22,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $22,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,239 | $22,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 1,123 | $22,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 595 | $21,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 761 | $21,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 434 | $21,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 500 | $21,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,119 | $21,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 9,342 | $21,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $21,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $21,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 834 | $21,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 538 | $21,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,075 | $21,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 988 | $20,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 350 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 905 | $20,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,552 | $20,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,030 | $20,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 367 | $20,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $20,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,016 | $20,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,428 | $20,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,363 | $20,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 799 | $20,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 7,607 | $20,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,074 | $20,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 400 | $19,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 952 | $19,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 884 | $19,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 308 | $19,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 221 | $19,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,102 | $19,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,419 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,486 | $19,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,286 | $18,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,124 | $18,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 491 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 380 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $18,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,316 | $18,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $18,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 594 | $18,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 245 | $18,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 654 | $18,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 985 | $18,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,358 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 850 | $18,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,752 | $18,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $18,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,853 | $18,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 593 | $18,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,352 | $18,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 808 | $17,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 867 | $17,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 605 | $17,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,150 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 625 | $17,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 400 | $17,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,398 | $17,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 893 | $17,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 658 | $17,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,450 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 150 | $17,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,838 | $17,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $17,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 6,006 | $17,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 259 | $16,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 485 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 220 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 243 | $16,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 458 | $16,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $16,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,457 | $16,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 585 | $16,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 855 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $16,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $16,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $16,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,586 | $16,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,351 | $16,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,422 | $16,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 402 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 708 | $16,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 5,100 | $16,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 200 | $15,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 607 | $15,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 697 | $15,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 388 | $15,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 350 | $15,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 891 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,301 | $15,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 562 | $15,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 703 | $15,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 784 | $15,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 755 | $15,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,000 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 9,800 | $15,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,795 | $15,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 366 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 600 | $15,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 1,655 | $15,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,274 | $15,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 555 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 498 | $14,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,000 | $14,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,335 | $14,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 498 | $14,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $14,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,668 | $14,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 947 | $14,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 887 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000856 | this filing | 2017-02-06 | acceptance time not in the bulk data set |