13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-06, with 4,103 holding rows worth $95,082,226,000.
- Accession
- 0000950123-17-000856
- Filer
- CIK 927971
- Filed
- 2017-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 13,725 entries on the cover page, a total value of $95,082,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,082,226,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SouthState Corp | 840441109 | Common Stock | 2,297 | $195,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,000 | $195,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,205 | $194,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,082 | $194,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,769 | $193,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,739 | $193,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,428 | $193,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,075 | $193,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 6,625 | $193,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,693 | $193,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,333 | $193,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,616 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,280 | $192,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 13,916 | $192,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $191,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 12,856 | $190,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,000 | $189,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,000 | $188,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 15,729 | $188,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,400 | $188,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,256 | $187,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 12,638 | $187,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,334 | $186,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,556 | $186,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 34,948 | $186,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 48,835 | $186,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,844 | $185,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,573 | $185,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 37,852 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,062 | $185,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,358 | $184,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 6,118 | $184,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,490 | $183,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,951 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,406 | $183,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,763 | $183,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,416 | $182,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,576 | $182,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,584 | $181,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,983 | $181,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,976 | $181,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,186 | $181,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,071 | $181,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,442 | $181,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,931 | $180,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,516 | $180,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,666 | $179,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,013 | $179,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22,868 | $179,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,700 | $179,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,731 | $179,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 856 | $179,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,686 | $179,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $178,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,983 | $176,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,747 | $176,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 20,000 | $176,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,554 | $175,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,600 | $174,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,500 | $174,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 10,668 | $174,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 8,498 | $174,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,935 | $173,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,000 | $173,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,776 | $172,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 6,731 | $172,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 13,600 | $171,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 9,198 | $170,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,681 | $169,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,393 | $169,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 5,934 | $168,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 34,503 | $168,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 25,800 | $168,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 4,610 | $168,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,647 | $167,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 30,400 | $167,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 11,531 | $167,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 31,840 | $166,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,458 | $165,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,549 | $164,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,086 | $164,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,000 | $164,000 | thousands by filing date | put |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,083 | $164,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,784 | $163,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 4,137 | $163,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,497 | $162,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 4,625 | $162,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,710 | $161,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 12,011 | $161,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,362 | $160,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,634 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,723 | $160,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,742 | $160,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,445 | $159,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,416 | $159,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 9,388 | $159,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,676 | $159,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,378 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,235 | $158,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,014 | $158,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 4,376 | $158,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 80,000 | $158,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,080 | $157,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,000 | $157,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $157,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,525 | $157,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 24,346 | $157,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,000 | $157,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,000 | $157,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 13,816 | $157,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 7,512 | $156,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,300 | $156,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,517 | $156,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 16,068 | $156,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,866 | $155,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,670 | $155,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,160 | $155,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 316 | $155,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 20,421 | $155,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,681 | $155,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 12,832 | $154,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,569 | $154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,350 | $154,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,978 | $153,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,950 | $153,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,700 | $153,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 9,427 | $152,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,318 | $151,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,985 | $150,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,200 | $150,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 4,278 | $150,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,154 | $150,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 17,156 | $150,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,353 | $149,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 12,690 | $149,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,216 | $148,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,248 | $148,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,807 | $148,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,954 | $148,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,018 | $148,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,380 | $148,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 4,240 | $147,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,756 | $147,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $147,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,655 | $147,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,406 | $146,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,171 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,512 | $146,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,490 | $146,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,615 | $146,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,753 | $146,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 24,002 | $146,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,279 | $146,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,450 | $146,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,834 | $145,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 17,094 | $145,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,341 | $144,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,438 | $144,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,966 | $144,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,653 | $143,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $143,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,024 | $143,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,611 | $143,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 25,000 | $143,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 16,881 | $142,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 49,000 | $142,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,665 | $142,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,100 | $142,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,081 | $141,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,370 | $141,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,137 | $141,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,043 | $140,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,167 | $140,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,116 | $140,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 4,674 | $140,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,137 | $139,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 25,500 | $139,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 8,472 | $138,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,542 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,127 | $138,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,178 | $138,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 29,744 | $138,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 18,100 | $137,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,821 | $137,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,388 | $137,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 18,000 | $137,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,543 | $137,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,115 | $136,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 8,486 | $136,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,092 | $136,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,563 | $135,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,772 | $135,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,861 | $135,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,000 | $135,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 43,653 | $135,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,073 | $134,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 6,714 | $134,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,900 | $134,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,900 | $134,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,088 | $134,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $134,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 6,612 | $134,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,248 | $133,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,058 | $132,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,904 | $132,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,394 | $132,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,541 | $131,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $131,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,187 | $130,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,594 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 11,528 | $130,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,800 | $130,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 44,231 | $130,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,155 | $129,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,555 | $129,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $129,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 44,447 | $129,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,000 | $128,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,142 | $128,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 148,079 | $128,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,452 | $127,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,742 | $127,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 3,081 | $127,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,827 | $126,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,512 | $125,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 24,772 | $125,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,066 | $124,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,903 | $124,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,412 | $124,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,200 | $124,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,003 | $124,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,341 | $123,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,749 | $123,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,680 | $123,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $123,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,300 | $122,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,890 | $122,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,657 | $122,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,125 | $122,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,406 | $122,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,000 | $121,000 | thousands by filing date | call |
| CALATLANTIC GROUP INC | 128195104 | COM | 3,620 | $121,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $121,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,155 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,600 | $120,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,600 | $120,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 1,065 | $119,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 274,904 | $119,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,209 | $119,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,494 | $119,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,098 | $119,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,288 | $118,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,833 | $118,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,014 | $118,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,560 | $118,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 7,922 | $118,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,823 | $117,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,650 | $117,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,115 | $116,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,520 | $116,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,684 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,526 | $115,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 8,258 | $115,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 8,422 | $115,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,843 | $115,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 20,882 | $115,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 5,898 | $115,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 15,892 | $115,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,303 | $114,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,070 | $114,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,174 | $114,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 84,812 | $114,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 3,396 | $113,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,062 | $113,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,913 | $113,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,340 | $113,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,792 | $112,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,938 | $112,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,500 | $112,000 | thousands by filing date | put |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,854 | $112,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $111,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,665 | $111,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,160 | $111,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 670 | $110,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,558 | $110,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,393 | $110,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,090 | $110,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 42,270 | $110,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,844 | $109,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,484 | $109,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,043 | $109,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,834 | $109,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,064 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $109,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,470 | $108,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,248 | $108,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,500 | $108,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,085 | $108,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,453 | $108,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,852 | $107,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 547 | $107,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,240 | $107,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 4,199 | $107,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,400 | $107,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,990 | $107,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 9,033 | $106,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,232 | $106,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 132,934 | $106,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,371 | $106,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 3,000 | $106,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,989 | $105,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,633 | $105,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 3,200 | $105,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,130 | $105,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $105,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,300 | $105,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,754 | $105,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,188 | $105,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,107 | $105,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 9,428 | $104,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,308 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,900 | $104,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,960 | $104,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 19,000 | $104,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,477 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,729 | $103,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,087 | $103,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 24,689 | $103,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,098 | $103,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,741 | $102,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $102,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 19,778 | $102,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 22,800 | $102,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 893 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,810 | $102,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,432 | $101,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,004 | $101,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $101,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 35,076 | $101,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 930 | $100,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,300 | $100,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,000 | $100,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,233 | $99,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,100 | $99,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,713 | $99,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,087 | $99,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 6,223 | $98,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,208 | $98,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,120 | $98,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,480 | $98,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $98,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 3,200 | $98,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 6,452 | $97,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,036 | $97,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 25,994 | $97,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 17,611 | $97,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,231 | $96,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 7,371 | $96,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,528 | $96,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,607 | $96,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 729 | $96,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,888 | $96,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,205 | $95,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,258 | $95,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,429 | $94,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,780 | $94,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 6,920 | $94,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,444 | $93,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,225 | $93,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 832 | $93,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,968 | $93,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,070 | $93,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 831 | $93,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,000 | $92,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 7,500 | $92,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $92,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $92,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 6,000 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $92,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 19,911 | $92,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 2,096 | $92,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 5,963 | $91,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,398 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,179 | $90,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,544 | $90,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 4,600 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $90,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,640 | $90,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,836 | $90,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 968 | $90,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,327 | $89,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 7,011 | $89,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,634 | $89,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,187 | $89,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,376 | $89,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 892 | $89,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,858 | $89,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,775 | $88,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,124 | $88,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,476 | $88,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,500 | $87,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,455 | $87,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,613 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,616 | $86,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,126 | $86,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,059 | $86,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,443 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,200 | $85,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,808 | $85,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,000 | $85,000 | thousands by filing date | call |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 10,784 | $85,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 8,228 | $84,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 16,700 | $84,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,186 | $84,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 803 | $83,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 43,767 | $83,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,635 | $83,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,251 | $83,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 27,609 | $83,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,498 | $83,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,731 | $83,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,406 | $83,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 17,850 | $83,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 564 | $82,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,474 | $82,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,208 | $82,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,980 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,000 | $82,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,659 | $81,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,667 | $81,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,666 | $81,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,153 | $81,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,516 | $81,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,200 | $81,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,200 | $81,000 | thousands by filing date | put |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $81,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $80,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,059 | $80,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 670 | $80,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 4,200 | $80,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 9,022 | $80,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,991 | $79,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,560 | $79,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,378 | $79,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,860 | $78,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,667 | $78,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,700 | $78,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,438 | $78,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,600 | $78,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,024 | $78,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 901 | $78,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,760 | $78,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,048 | $77,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $77,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 25,000 | $77,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 4,323 | $76,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,284 | $76,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,000 | $76,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,119 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 683 | $75,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,463 | $75,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $75,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 4,617 | $75,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,430 | $75,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,500 | $74,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 6,263 | $74,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,422 | $74,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,751 | $74,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $74,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $74,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,107 | $74,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 882 | $73,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,091 | $73,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,740 | $73,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,000 | $73,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,171 | $73,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 19,268 | $73,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 8,378 | $72,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,100 | $72,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,898 | $72,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,306 | $72,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,423 | $72,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,743 | $72,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,176 | $72,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 15,000 | $72,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,300 | $71,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 661 | $71,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,555 | $71,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,862 | $71,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,800 | $71,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,800 | $71,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 459 | $70,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,869 | $70,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,006 | $70,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,420 | $69,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 25,000 | $69,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 31,361 | $69,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 12,600 | $69,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,000 | $69,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 15,000 | $69,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000856 | this filing | 2017-02-06 | acceptance time not in the bulk data set |