13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-03, with 3,930 holding rows worth $183,140,203,000.
- Accession
- 0000950123-17-000787
- Filer
- CIK 820027
- Filed
- 2017-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 7,326 entries on the cover page, a total value of $183,140,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,140,203,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 103,267 | $2,568,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 36,654 | $2,567,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 50,124 | $2,566,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 109,425 | $2,566,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 61,388 | $2,543,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 77,900 | $2,542,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 125,948 | $2,538,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 99,225 | $2,524,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 52,438 | $2,517,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 385,908 | $2,508,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 59,223 | $2,505,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 40,456 | $2,500,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 62,483 | $2,494,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 105,170 | $2,489,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 94,878 | $2,489,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 259,245 | $2,481,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 47,314 | $2,481,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 200,053 | $2,479,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 50,216 | $2,478,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 61,300 | $2,476,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 129,190 | $2,474,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 127,311 | $2,464,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 170,880 | $2,462,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 38,785 | $2,456,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 92,631 | $2,455,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 30,314 | $2,448,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 34,285 | $2,436,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 84,760 | $2,435,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 63,965 | $2,433,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 354,174 | $2,426,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 91,316 | $2,424,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 125,205 | $2,423,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 286,991 | $2,416,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 20,024 | $2,412,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 33,715 | $2,407,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 74,446 | $2,388,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 117,711 | $2,385,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 58,685 | $2,385,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 47,384 | $2,362,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 126,780 | $2,362,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 93,791 | $2,357,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 39,936 | $2,353,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 30,771 | $2,353,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 34,590 | $2,349,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 29,596 | $2,346,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50,584 | $2,345,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,342,000 | thousands by filing date | |
| ASCENT RESOURCES - SERIES B UNITS | CT1193414 | COM | 10,444,015 | $2,340,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 98,490 | $2,333,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 384,653 | $2,333,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 66,726 | $2,332,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 66,946 | $2,330,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 34,385 | $2,328,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 34,943 | $2,326,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,433 | $2,325,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 103,036 | $2,315,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 294,247 | $2,313,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 47,901 | $2,304,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 96,788 | $2,303,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 95,066 | $2,296,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 45,503 | $2,294,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 37,258 | $2,281,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 148,579 | $2,279,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 121,412 | $2,275,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 32,628 | $2,273,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 65,392 | $2,268,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 162,552 | $2,259,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 87,347 | $2,254,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 114,845 | $2,250,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 196,015 | $2,248,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 95,040 | $2,228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 44,580 | $2,227,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 60,633 | $2,219,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 138,835 | $2,184,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 39,868 | $2,179,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 89,847 | $2,175,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 115,551 | $2,168,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 63,400 | $2,167,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 50,403 | $2,166,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,375 | $2,165,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 112,038 | $2,164,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 49,311 | $2,157,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 389,715 | $2,156,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 201,325 | $2,154,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 17,671 | $2,153,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 87,253 | $2,152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 52,585 | $2,146,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 250,639 | $2,145,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 58,644 | $2,145,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 153,919 | $2,141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 126,093 | $2,135,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 285,647 | $2,127,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 103,197 | $2,126,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 31,785 | $2,126,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 2,000,000 | $2,125,000 | thousands by filing date | principal |
| ISHARES TR | 464287523 | COM | 17,309 | $2,124,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 70,369 | $2,121,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 202,932 | $2,118,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 91,969 | $2,115,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 69,829 | $2,112,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,828 | $2,109,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 87,655 | $2,090,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 57,956 | $2,087,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 26,946 | $2,079,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 71,140 | $2,077,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 52,210 | $2,076,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 38,439 | $2,076,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 37,558 | $2,075,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 106,764 | $2,061,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 157,622 | $2,057,000 | thousands by filing date | |
| IAP WORLDWIDE SERVICES INC | CM3801054 | COM | 121 | $2,056,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 300,117 | $2,055,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 33,639 | $2,049,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 66,149 | $2,045,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 46,365 | $2,027,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 47,707 | $2,026,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 148,546 | $2,023,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 19,020 | $2,019,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 59,695 | $2,018,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 267,167 | $2,017,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 94,025 | $2,012,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 61,834 | $2,011,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 48,575 | $2,011,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 401,055 | $2,005,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 38,931 | $1,998,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 38,761 | $1,997,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 86,583 | $1,997,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 58,532 | $1,995,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 99,211 | $1,988,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 132,084 | $1,983,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 30,568 | $1,981,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 114,536 | $1,976,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 65,496 | $1,974,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 89,304 | $1,971,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,146 | $1,959,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 89,611 | $1,955,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 114,050 | $1,943,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 235,532 | $1,943,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 159,582 | $1,939,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 126,977 | $1,933,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 203,922 | $1,933,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 113,549 | $1,927,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 88,273 | $1,925,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,683 | $1,925,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 87,747 | $1,918,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 59,065 | $1,918,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 184,075 | $1,912,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 39,790 | $1,906,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 13,322 | $1,902,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 120,816 | $1,899,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 89,480 | $1,899,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 78,002 | $1,896,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 71,450 | $1,894,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 124,681 | $1,890,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 64,468 | $1,889,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 21,059 | $1,874,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15,128 | $1,873,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 62,572 | $1,871,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 168,532 | $1,867,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 80,911 | $1,865,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 119,011 | $1,859,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 123,346 | $1,856,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 117,497 | $1,856,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 113,557 | $1,854,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 74,039 | $1,854,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 54,519 | $1,845,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 14,336 | $1,845,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 76,424 | $1,844,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 26,698 | $1,844,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 64,761 | $1,842,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 97,151 | $1,841,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 70,179 | $1,837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 42,222 | $1,837,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 35,755 | $1,836,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 170,407 | $1,832,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 77,093 | $1,816,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 78,759 | $1,811,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 93,014 | $1,811,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 250,074 | $1,805,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 135,630 | $1,804,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 111,251 | $1,797,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 63,941 | $1,794,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 66,525 | $1,794,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 472,005 | $1,793,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 70,618 | $1,793,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 146,773 | $1,792,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 42,724 | $1,790,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 66,301 | $1,790,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 71,992 | $1,784,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 43,806 | $1,781,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 117,395 | $1,777,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 137,317 | $1,766,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 47,886 | $1,760,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 112,753 | $1,759,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 41,204 | $1,753,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 83,708 | $1,745,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 45,785 | $1,742,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 56,819 | $1,741,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,250,000 | $1,738,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 28,940 | $1,737,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 203,714 | $1,734,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 307,253 | $1,724,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 68,757 | $1,722,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 36,255 | $1,721,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 94,241 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 33,702 | $1,717,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 57,046 | $1,714,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 94,593 | $1,712,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 70,995 | $1,708,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 143,420 | $1,705,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 40,432 | $1,701,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 117,890 | $1,688,000 | thousands by filing date | |
| CENGAGE LEARNING INC | CM2582898 | COM | 103,698 | $1,685,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 131,143 | $1,682,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 50,221 | $1,680,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 118,761 | $1,674,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 61,788 | $1,651,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 32,097 | $1,648,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 51,516 | $1,639,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 225,430 | $1,630,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 39,716 | $1,629,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 37,456 | $1,611,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 171,595 | $1,604,000 | thousands by filing date | |
| PTT PCL-NVDR | 693653990 | GDR | 154,000 | $1,600,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 97,065 | $1,599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 42,981 | $1,598,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 89,035 | $1,596,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 14,389 | $1,593,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 139,256 | $1,591,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,666,900 | $1,591,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 15,240 | $1,589,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 38,588 | $1,586,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 128,455 | $1,581,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 152,107 | $1,580,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 49,494 | $1,578,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 37,814 | $1,578,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 240,375 | $1,576,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,731 | $1,575,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 94,579 | $1,574,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 354,980 | $1,573,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 69,334 | $1,572,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 109,769 | $1,570,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 69,597 | $1,567,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 18,819 | $1,565,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 74,397 | $1,561,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 58,185 | $1,558,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 62,918 | $1,558,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 98,465 | $1,558,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 239,430 | $1,556,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 110,185 | $1,556,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 52,892 | $1,554,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 504,447 | $1,554,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 16,776 | $1,553,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 164,835 | $1,548,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 71,008 | $1,546,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 159,727 | $1,546,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 50,991 | $1,532,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14,106 | $1,524,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 34,469 | $1,523,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 77,810 | $1,518,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,652 | $1,516,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 116,602 | $1,516,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 136,902 | $1,513,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 15,456 | $1,511,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 487,501 | $1,510,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 36,386 | $1,499,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 26,658 | $1,496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 34,420 | $1,496,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 22,878 | $1,494,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 101,375 | $1,494,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 109,234 | $1,485,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 88,364 | $1,485,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 44,153 | $1,478,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 64,987 | $1,475,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 62,991 | $1,474,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 36,289 | $1,474,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 40,294 | $1,470,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 25,434 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,713 | $1,468,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 158,126 | $1,464,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 96,660 | $1,463,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 235,508 | $1,460,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 134,789 | $1,458,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 36,157 | $1,456,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 33,202 | $1,453,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 57,646 | $1,453,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 33,019 | $1,444,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 105,760 | $1,443,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 60,861 | $1,439,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 32,294 | $1,434,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,085 | $1,432,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 234,960 | $1,431,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 33,151 | $1,428,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 113,673 | $1,421,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 66,667 | $1,420,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 119,597 | $1,417,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 108,529 | $1,417,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 141,120 | $1,404,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 58,558 | $1,404,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 140,518 | $1,403,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 45,716 | $1,400,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 39,516 | $1,397,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 47,179 | $1,396,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,465 | $1,394,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 40,903 | $1,391,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 207,335 | $1,389,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 22,416 | $1,388,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 36,452 | $1,385,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 151,478 | $1,385,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 187,271 | $1,384,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 185,595 | $1,383,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 105,950 | $1,381,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 35,213 | $1,380,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 29,830 | $1,378,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 41,353 | $1,378,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 39,414 | $1,371,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 193,933 | $1,371,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 61,353 | $1,362,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 114,852 | $1,354,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 55,761 | $1,350,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 43,290 | $1,338,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 180,696 | $1,337,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 121,080 | $1,337,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 21,377 | $1,334,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 48,027 | $1,327,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 35,582 | $1,325,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7,723 | $1,324,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 105,926 | $1,324,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 78,719 | $1,321,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 76,962 | $1,319,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 90,529 | $1,317,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 18,036 | $1,317,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 107,035 | $1,316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 65,119 | $1,316,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 99,386 | $1,314,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 16,674 | $1,313,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 43,744 | $1,312,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 52,351 | $1,310,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 32,673 | $1,308,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 48,146 | $1,307,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 40,970 | $1,307,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 48,683 | $1,301,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 40,281 | $1,298,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 62,913 | $1,296,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 108,672 | $1,295,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 110,489 | $1,289,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 36,448 | $1,288,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 306,248 | $1,286,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 85,296 | $1,285,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 61,654 | $1,283,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 84,445 | $1,281,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 159,265 | $1,275,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 222,584 | $1,273,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 52,986 | $1,271,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 33,690 | $1,269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 53,339 | $1,261,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 148,662 | $1,261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 36,097 | $1,257,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 203,010 | $1,257,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 80,848 | $1,255,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 58,197 | $1,255,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 96,606 | $1,255,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 64,019 | $1,249,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 112,469 | $1,247,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 105,523 | $1,244,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 66,434 | $1,239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 34,245 | $1,236,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 82,928 | $1,235,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 182,336 | $1,234,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 172,792 | $1,233,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 84,935 | $1,230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 11,928 | $1,225,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 226,592 | $1,223,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 7,763 | $1,223,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 11,910 | $1,218,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 132,465 | $1,215,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 87,866 | $1,214,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 22,968 | $1,212,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 83,002 | $1,212,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 392,356 | $1,208,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 79,874 | $1,206,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 66,661 | $1,203,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 276,300 | $1,202,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 62,855 | $1,198,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 31,466 | $1,197,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 33,391 | $1,192,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,018 | $1,191,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 102,543 | $1,186,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 121,410 | $1,184,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 41,333 | $1,182,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 78,094 | $1,179,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 46,194 | $1,177,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 564,653 | $1,174,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 19,528 | $1,171,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 40,864 | $1,171,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 51,822 | $1,171,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,565 | $1,169,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 70,593 | $1,164,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 46,450 | $1,163,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 43,076 | $1,159,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 19,060 | $1,154,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 41,625 | $1,153,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 49,721 | $1,150,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 45,892 | $1,148,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 72,791 | $1,142,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 55,773 | $1,141,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 97,285 | $1,140,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 48,431 | $1,137,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 14,453 | $1,136,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 58,954 | $1,135,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 27,230 | $1,135,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 76,576 | $1,133,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 73,024 | $1,132,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 44,817 | $1,131,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 45,763 | $1,126,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 37,443 | $1,123,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 34,940 | $1,122,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 95,634 | $1,121,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 44,493 | $1,120,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 126,739 | $1,117,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 45,455 | $1,116,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 58,675 | $1,115,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 54,135 | $1,112,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 222,932 | $1,112,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 110,779 | $1,108,000 | thousands by filing date | |
| SIAM COMMERCIAL BANK P-NVDR | 636317299 | GDR | 260,000 | $1,107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 42,525 | $1,105,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 23,736 | $1,102,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 84,334 | $1,098,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 59,000 | $1,095,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 18,614 | $1,094,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 55,749 | $1,092,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 74,709 | $1,089,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 48,009 | $1,085,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 29,814 | $1,085,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 169,037 | $1,082,000 | thousands by filing date | |
| Worldpay Group PLC | 981560105 | Common Stock | 109,320 | $1,082,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 27,419 | $1,081,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 98,018 | $1,081,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,393 | $1,080,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,544 | $1,079,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 29,608 | $1,078,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 71,630 | $1,078,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 31,125 | $1,075,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 147,401 | $1,071,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,737 | $1,069,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 62,284 | $1,069,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 52,384 | $1,066,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 120,017 | $1,062,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,293 | $1,062,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 30,734 | $1,060,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 57,139 | $1,059,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 55,780 | $1,058,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 15,977 | $1,046,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 43,295 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 11,624 | $1,044,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 25,900 | $1,042,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 144,860 | $1,036,000 | thousands by filing date | |
| RCS CAPITAL CORP | BAX60X0E5 | COM | 71,458 | $1,036,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 69,456 | $1,035,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 55,808 | $1,035,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 67,949 | $1,031,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 31,817 | $1,027,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 41,240 | $1,026,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 76,546 | $1,025,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 56,199 | $1,023,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44,101 | $1,023,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 41,280 | $1,021,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 63,789 | $1,018,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 39,590 | $1,014,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 43,987 | $1,012,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 20,140 | $1,010,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 75,572 | $1,008,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 42,380 | $1,004,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 50,104 | $996,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 223,260 | $994,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 48,574 | $993,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 49,308 | $985,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 140,291 | $984,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 22,938 | $980,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 38,052 | $979,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 20,505 | $979,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 43,511 | $975,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 301,395 | $974,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 104,343 | $969,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 143,341 | $968,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 28,550 | $968,000 | thousands by filing date | |
| MGC | 921910873 | COM | 12,636 | $965,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 8,963 | $964,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 39,015 | $964,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 58,262 | $962,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 17,257 | $960,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 45,485 | $959,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 38,930 | $957,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 39,554 | $953,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $949,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 31,130 | $935,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 36,861 | $935,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 42,050 | $934,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 25,840 | $932,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000787 | this filing | 2017-02-03 | acceptance time not in the bulk data set |