13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-03, with 3,930 holding rows worth $183,140,203,000.
- Accession
- 0000950123-17-000787
- Filer
- CIK 820027
- Filed
- 2017-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 7,326 entries on the cover page, a total value of $183,140,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,140,203,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARSLEY ENERGY INC | 701877102 | CL A | 150,456 | $5,302,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 87,399 | $5,296,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 176,309 | $5,291,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 535,003 | $5,286,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 71,727 | $5,286,000 | thousands by filing date | |
| INSULET CORP | 45784PAE1 | CONV BND | 5,700,000 | $5,284,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 75,274 | $5,283,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 5,240,000 | $5,279,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 163,962 | $5,271,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,000,000 | $5,267,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 69,938 | $5,263,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 134,872 | $5,259,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 57,719 | $5,257,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 211,495 | $5,247,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 169,763 | $5,246,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 847,403 | $5,246,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 159,992 | $5,232,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 137,556 | $5,220,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,876,000 | $5,208,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 4,600,000 | $5,195,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 230,863 | $5,194,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 312,961 | $5,192,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 275,880 | $5,186,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 130,996 | $5,176,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,910,000 | $5,164,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 467,319 | $5,160,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 108,385 | $5,150,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 655,905 | $5,149,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 273,185 | $5,139,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,320,000 | $5,130,000 | thousands by filing date | principal |
| SILGAN HLDGS INC | 827048109 | COM | 100,211 | $5,129,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 196,537 | $5,103,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 106,585 | $5,100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 150,236 | $5,093,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 251,376 | $5,086,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 169,786 | $5,053,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 186,045 | $5,051,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 481,812 | $5,044,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,000,000 | $5,041,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 195,649 | $5,040,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 225,080 | $5,036,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 570,687 | $5,034,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 114,144 | $5,034,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,319,654 | $5,026,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 104,438 | $5,024,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 657,230 | $4,994,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,930,000 | $4,984,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 88,921 | $4,980,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 88,289 | $4,979,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 69,686 | $4,974,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 67,810 | $4,968,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 493,136 | $4,966,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 92,198 | $4,964,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 44,725 | $4,962,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 56,254 | $4,945,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 216,792 | $4,939,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 275,800 | $4,936,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,230,000 | $4,936,000 | thousands by filing date | principal |
| CARETRUST REIT INC COM | 14174T107 | REIT | 322,017 | $4,934,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 361,205 | $4,921,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 263,410 | $4,917,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 150,790 | $4,894,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 218,941 | $4,894,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 127,180 | $4,892,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 557,388 | $4,879,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 199,075 | $4,877,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 226,769 | $4,876,000 | thousands by filing date | |
| Zions Bancorp Pfd Ser L | 989701818 | Pfd | 175,122 | $4,876,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 153,526 | $4,871,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 323,492 | $4,870,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 99,076 | $4,869,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 79,230 | $4,866,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 123,262 | $4,866,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 176,578 | $4,865,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 264,144 | $4,861,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 218,316 | $4,861,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 128,900 | $4,857,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 156,905 | $4,855,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 474,133 | $4,842,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 64,788 | $4,821,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 31,984 | $4,813,000 | thousands by filing date | |
| NOVAVAX INC | 670002AA2 | CONV BND | 11,640,000 | $4,805,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 92,863 | $4,804,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 308,184 | $4,800,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 234,080 | $4,799,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 309,401 | $4,796,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 71,468 | $4,792,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 559,414 | $4,766,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 305,034 | $4,761,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 72,268 | $4,755,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 243,519 | $4,750,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 300,239 | $4,746,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 39,509 | $4,741,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 320,825 | $4,729,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 187,508 | $4,726,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 140,799 | $4,724,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 231,548 | $4,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 131,500 | $4,714,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 185,000 | $4,712,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 940,697 | $4,702,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 263,101 | $4,696,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 43,575 | $4,686,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 93,350 | $4,686,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 325,436 | $4,686,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 81,762 | $4,685,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 149,118 | $4,653,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 503,035 | $4,650,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 113,853 | $4,638,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 164,753 | $4,613,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 315,316 | $4,604,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 58,147 | $4,597,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 223,852 | $4,584,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 74,753 | $4,576,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 182,277 | $4,567,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 201,169 | $4,557,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 129,625 | $4,556,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 203,534 | $4,549,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 201,264 | $4,549,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 60,351 | $4,531,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 269,446 | $4,526,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,100,000 | $4,526,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 385,012 | $4,522,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 317,746 | $4,509,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 92,094 | $4,508,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 171,867 | $4,505,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 74,839 | $4,500,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 225,107 | $4,496,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,690,000 | $4,492,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 503,777 | $4,463,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 180,360 | $4,454,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 240,222 | $4,425,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 102,557 | $4,410,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 126,727 | $4,408,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 154,731 | $4,407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 159,342 | $4,404,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 124,567 | $4,391,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 50,596 | $4,379,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 328,199 | $4,368,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 208,646 | $4,361,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 379,030 | $4,351,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 146,253 | $4,345,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 161,390 | $4,342,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 349,587 | $4,339,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 36,304 | $4,330,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,620,000 | $4,330,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 108,885 | $4,322,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 154,629 | $4,320,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 56,387 | $4,306,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 253,083 | $4,302,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 155,483 | $4,289,000 | thousands by filing date | |
| INPHI CORP | 45772FAD9 | CONV BND | 4,000,000 | $4,285,000 | thousands by filing date | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 87,766 | $4,281,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 109,063 | $4,279,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 538,875 | $4,278,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 79,326 | $4,261,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 266,090 | $4,255,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 94,830 | $4,253,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 425,195 | $4,244,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 335,459 | $4,242,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 469,727 | $4,242,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 184,875 | $4,237,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 203,674 | $4,237,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 64,583 | $4,236,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 66,354 | $4,233,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 255,534 | $4,225,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 218,499 | $4,223,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 118,771 | $4,220,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 36,970 | $4,218,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 84,313 | $4,214,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 52,188 | $4,208,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 203,140 | $4,205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 70,350 | $4,197,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,000,000 | $4,189,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 1,568,073 | $4,186,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 121,981 | $4,183,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 234,830 | $4,168,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 23,282 | $4,163,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 389,026 | $4,163,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 34,782 | $4,155,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 240,667 | $4,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 196,346 | $4,146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 74,040 | $4,144,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 198,154 | $4,130,000 | thousands by filing date | |
| HSBC BASKET NOTE 14.96 02/10/2017 | 4042Q0WT2 | PRF | 4,210 | $4,129,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 49,324 | $4,128,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 310,394 | $4,125,000 | thousands by filing date | |
| UBS BASKET NOTE 11.74 02/10/2017 | 90274E109 | PRF | 4,340 | $4,121,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 139,639 | $4,113,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 103,617 | $4,113,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 54,226 | $4,109,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 85,378 | $4,109,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 206,964 | $4,108,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,400,000 | $4,108,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 55,485 | $4,102,000 | thousands by filing date | |
| RBC BASKET NOTE 14.43 05/05/2017 | 78013P105 | PRF | 4,052 | $4,095,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 172,748 | $4,094,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 299,913 | $4,093,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 338,591 | $4,090,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 53,050 | $4,089,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 44,668 | $4,088,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 297,501 | $4,087,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 158,150 | $4,073,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 271,769 | $4,065,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 54,973 | $4,055,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 135,855 | $4,055,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 228,931 | $4,049,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 48,586 | $4,045,000 | thousands by filing date | |
| BNP BASKET NOTE 14.15 06/06/2017 | BAX68NMG0 | PRF | 4,017 | $4,044,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 101,113 | $4,042,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 63,841 | $4,041,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 81,401 | $4,037,000 | thousands by filing date | |
| JPM BASKET NOTE 13.00 03/31/2017 | 48123Y684 | PRF | 4,120 | $4,032,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,181,803 | $4,031,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 112,488 | $4,028,000 | thousands by filing date | |
| MS BASKET NOTE 12.32 03/09/2017 | 61765M280 | PRF | 4,121 | $4,028,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 33,287 | $4,026,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 54,247 | $4,023,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 105,210 | $4,019,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 38,242 | $4,006,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 353,090 | $4,003,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,500,000 | $4,003,000 | thousands by filing date | principal |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 222,445 | $3,995,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 139,224 | $3,989,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 34,500 | $3,988,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 88,272 | $3,985,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 529,884 | $3,974,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 73,392 | $3,973,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 143,390 | $3,972,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 52,125 | $3,967,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 176,167 | $3,965,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 133,293 | $3,957,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 78,433 | $3,954,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 44,130 | $3,943,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 45,316 | $3,935,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 148,185 | $3,923,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 4,790,000 | $3,918,000 | thousands by filing date | principal |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 534,192 | $3,915,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 245,100 | $3,911,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 464,073 | $3,908,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 65,150 | $3,908,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 118,028 | $3,907,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 406,896 | $3,906,000 | thousands by filing date | |
| CSG SYSTEMS INTERNATIONAL INC | 126349AE9 | CONV BND | 3,500,000 | $3,905,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 85,819 | $3,902,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,059,395 | $3,899,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 82,658 | $3,885,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 96,266 | $3,882,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 214,590 | $3,882,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 182,563 | $3,867,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100,650 | $3,866,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 976,468 | $3,858,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 99,598 | $3,853,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 128,373 | $3,851,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 167,910 | $3,829,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 41,211 | $3,829,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 416,423 | $3,823,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 243,511 | $3,823,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 723,348 | $3,818,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 97,100 | $3,817,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 228,321 | $3,815,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 110,709 | $3,811,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 119,606 | $3,811,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 113,535 | $3,803,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 543,260 | $3,797,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 51,186 | $3,791,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 90,810 | $3,790,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 175,415 | $3,789,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 77,459 | $3,785,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 218,099 | $3,784,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 76,857 | $3,778,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 453,372 | $3,777,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 61,002 | $3,771,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 67,254 | $3,765,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 178,101 | $3,765,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 492,919 | $3,762,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 26,577 | $3,760,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 635,158 | $3,760,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 132,050 | $3,756,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 167,371 | $3,749,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 107,480 | $3,748,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 103,317 | $3,747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 46,631 | $3,745,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 75,886 | $3,743,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 26,255 | $3,739,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 68,533 | $3,727,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 111,042 | $3,704,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 31,038 | $3,694,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 235,730 | $3,691,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,000,000 | $3,680,000 | thousands by filing date | principal |
| COMSCORE INC | 20564W105 | COM | 116,399 | $3,676,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 82,391 | $3,675,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,580,000 | $3,675,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 44,536 | $3,667,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 106,598 | $3,654,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 884,075 | $3,651,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 156,381 | $3,636,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 74,173 | $3,632,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 49,957 | $3,629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 77,403 | $3,628,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 195,171 | $3,622,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,070,308 | $3,620,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,506,000 | $3,609,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 179,478 | $3,608,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 186,212 | $3,605,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 191,980 | $3,600,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,500,000 | $3,596,000 | thousands by filing date | principal |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 149,087 | $3,589,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 148,704 | $3,585,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 145,670 | $3,573,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 118,400 | $3,570,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 254,636 | $3,565,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 60,151 | $3,548,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 90,875 | $3,543,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 159,748 | $3,536,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 191,841 | $3,530,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,500,000 | $3,527,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,000,000 | $3,525,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 162,170 | $3,513,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 3,400,000 | $3,506,000 | thousands by filing date | principal |
| TCP CAPITAL CORP | 87238QAC7 | CONV BND | 3,500,000 | $3,496,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 51,678 | $3,495,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 4,000,000 | $3,495,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 139,043 | $3,492,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 74,227 | $3,489,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 900,000 | $3,485,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 76,758 | $3,483,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAA7 | CONV BND | 3,000,000 | $3,480,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 38,389 | $3,471,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 3,000,000 | $3,471,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 204,912 | $3,469,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 138,269 | $3,463,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 76,955 | $3,462,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 86,824 | $3,461,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 150,056 | $3,461,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 51,000 | $3,450,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 62,691 | $3,447,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 70,816 | $3,433,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 304,910 | $3,430,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3,500,000 | $3,430,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 3,140,000 | $3,423,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 256,406 | $3,413,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000,000 | $3,405,000 | thousands by filing date | principal |
| Continental AG | 210771200 | Equity | 88,296 | $3,398,000 | thousands by filing date | |
| M&T BANK CORP | 55261F708 | PFD | 3,170 | $3,398,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 167,925 | $3,396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 41,190 | $3,388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 95,310 | $3,380,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 126,050 | $3,376,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 93,583 | $3,369,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28,528 | $3,367,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 180,351 | $3,363,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 246,518 | $3,360,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 132,322 | $3,353,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 30,621 | $3,341,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 145,920 | $3,341,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 84,541 | $3,337,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 84,842 | $3,337,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 436,753 | $3,336,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 120,433 | $3,316,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 115,708 | $3,316,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 297,672 | $3,316,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,717,304 | $3,314,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 228,333 | $3,310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 70,266 | $3,293,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 60,989 | $3,291,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 190,645 | $3,288,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 587,404 | $3,284,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 154,665 | $3,276,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 210,935 | $3,258,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 122,308 | $3,253,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 29,713 | $3,250,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 246,928 | $3,246,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 125,850 | $3,244,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 227,630 | $3,243,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 95,521 | $3,242,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 320,985 | $3,239,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 128,411 | $3,233,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 309,693 | $3,228,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 26,315 | $3,221,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 390,457 | $3,218,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 288,456 | $3,215,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 164,170 | $3,210,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 132,548 | $3,208,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 52,865 | $3,204,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 137,979 | $3,199,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 90,702 | $3,189,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 113,286 | $3,189,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 74,157 | $3,188,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 59,456 | $3,180,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 280,079 | $3,178,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 46,230 | $3,178,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 288,769 | $3,176,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 929,938 | $3,171,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 110,422 | $3,157,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 179,654 | $3,142,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 109,055 | $3,142,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 104,873 | $3,119,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 176,172 | $3,118,000 | thousands by filing date | |
| SOCGEN BASKET NOTE 12.68 1/10/2017 | 83368XBB4 | PRF | 3,200 | $3,112,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 89,648 | $3,106,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,156 | $3,104,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 43,349 | $3,104,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 24,558 | $3,102,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 32,048 | $3,101,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 86,960 | $3,100,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,320,000 | $3,088,000 | thousands by filing date | principal |
| LUKOIL PJSC | 69343P105 | COM | 54,751 | $3,087,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,957 | $3,081,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 155,348 | $3,067,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 278,737 | $3,066,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 45,742 | $3,057,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 132,279 | $3,040,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 59,410 | $3,035,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 90,017 | $3,033,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 170,041 | $3,030,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 198,770 | $3,027,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 133,273 | $3,026,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 59,242 | $3,024,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 504,653 | $2,988,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 237,062 | $2,987,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 155,768 | $2,983,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 276,147 | $2,983,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 123,082 | $2,981,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 370,451 | $2,977,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 119,118 | $2,968,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 198,476 | $2,967,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 89,350 | $2,956,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 456,570 | $2,955,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 75,158 | $2,954,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 192,231 | $2,953,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 89,076 | $2,941,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 101,070 | $2,940,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 72,220 | $2,938,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 84,292 | $2,928,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 128,904 | $2,924,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 575,419 | $2,923,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 197,147 | $2,921,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 346,497 | $2,915,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 27,668 | $2,914,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 59,845 | $2,911,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 53,116 | $2,891,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 68,667 | $2,888,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 216,226 | $2,888,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 195,563 | $2,884,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 408,814 | $2,875,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 44,505 | $2,861,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 108,189 | $2,859,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 199,098 | $2,857,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 83,160 | $2,852,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 68,577 | $2,849,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 68,449 | $2,849,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 109,868 | $2,841,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 259,023 | $2,826,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 352,980 | $2,820,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 61,806 | $2,815,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 76,416 | $2,811,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 82,879 | $2,811,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 114,438 | $2,809,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 161,269 | $2,799,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 65,564 | $2,797,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 110,242 | $2,795,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 119,889 | $2,791,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 243,685 | $2,790,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 29,646 | $2,788,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 119,460 | $2,783,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 302,039 | $2,778,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 181,748 | $2,772,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 225,776 | $2,768,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 64,896 | $2,760,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 70,284 | $2,759,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 102,632 | $2,754,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 109,721 | $2,746,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 246,835 | $2,743,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 106,458 | $2,740,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 131,797 | $2,736,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25,091 | $2,731,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 151,949 | $2,730,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 49,324 | $2,722,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 84,152 | $2,718,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 106,759 | $2,711,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 25,491 | $2,709,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 161,502 | $2,704,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 68,022 | $2,692,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 172,199 | $2,688,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 429,747 | $2,685,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 97,151 | $2,679,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 380,486 | $2,663,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 136,209 | $2,649,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 145,498 | $2,640,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 282,044 | $2,634,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 278,580 | $2,633,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 48,964 | $2,632,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 246,832 | $2,629,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 180,925 | $2,624,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 153,871 | $2,610,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 32,447 | $2,606,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 178,857 | $2,598,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 60,093 | $2,587,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 393,928 | $2,573,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24,974 | $2,570,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000787 | this filing | 2017-02-03 | acceptance time not in the bulk data set |