13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-02, with 3,026 holding rows worth $20,651,012,000 by the sum of the rows.
- Accession
- 0000950123-17-000718
- Filer
- CIK 350894
- Filed
- 2017-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 6,217 entries on the cover page, a total value of $20,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,651,012,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,651,000, about 1/1,000 of the sum of the rows, $20,651,012,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerAres Management LLC 028-12990
- reports for this filerAJO, LP 028-05508
- reports for this filerArrowpoint Asset Management LLC 028-13791
- reports for this filerAshmore Equities Investment Management LLC 028-05804
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerBrown Advisory 028-05775
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerBank of New York Mellon (CenterSquare) 028-12592
- reports for this filerDelaware Investments 028-13120
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEarnest Partners LLC 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWaddell and Reed Financial Inc 028-07592
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBenefit Street Partners LLC
- included managerBlackcrane Capital LLC
- included managerJupiter Asset Management Ltd
- included managerKettle Hill Capital Management
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerRice Hall James & Associates LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,003 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 110 | $9,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 515 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 326 | $9,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 720 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 130 | $8,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 252 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 194 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 508 | $8,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 926 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 325 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 200 | $8,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 644 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 513 | $8,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,022 | $8,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 360 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,060 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 225 | $8,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 500 | $8,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 95 | $8,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,735 | $8,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 944 | $8,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 242 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 60 | $8,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 225 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 300 | $8,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 526 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 377 | $8,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 840 | $8,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 114 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $7,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,060 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $7,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 407 | $7,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 144 | $7,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 590 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 258 | $7,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 78 | $7,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,257 | $7,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,645 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 233 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 117 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 423 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,981 | $7,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 2,000 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 86 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $6,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 48 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 405 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 227 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 200 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 175 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 250 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 400 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 500 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 543 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 60 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 153 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 261 | $6,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 115 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 422 | $6,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,025 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 312 | $6,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 216 | $6,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 50 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,827 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 825 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 426 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 297 | $6,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 128 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 114 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 155 | $6,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 151 | $6,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 522 | $6,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 265 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 261 | $6,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 227 | $5,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 349 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 111 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 339 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 555 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 136 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 75 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 267 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 943 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 220 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 400 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 193 | $5,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,065 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 297 | $5,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 385 | $5,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 365 | $5,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 500 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 958 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 50 | $5,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 87 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,588 | $5,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 451 | $5,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 120 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 114 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 183 | $5,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 300 | $5,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 858 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 492 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 812 | $5,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 29 | $5,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 835 | $5,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 646 | $4,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 69 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 300 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 50 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 90 | $4,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 10 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 514 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 109 | $4,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 204 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 114 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $4,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 66 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 208 | $4,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 192 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 70 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 133 | $4,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 357 | $4,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 136 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 151 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 103 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 250 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 76 | $4,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 639 | $4,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 269 | $4,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 207 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 437 | $4,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 37 | $4,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 35 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 42 | $4,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,409 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,058 | $4,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 86 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 13,320 | $4,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 220 | $4,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 174 | $4,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 79 | $4,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 759 | $4,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 186 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 43 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 29 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 298 | $3,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 43 | $3,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 43 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 442 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 100 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 100 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 635 | $3,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 404 | $3,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 185 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 193 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 109 | $3,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 388 | $3,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 766 | $3,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 159 | $3,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 181 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 258 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 211 | $3,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 64 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 615 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 399 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 114 | $3,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 185 | $3,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 165 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 495 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 355 | $3,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 71 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 78 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 499 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 163 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 93 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 69 | $3,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,140 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 145 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 256 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 981 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 130 | $3,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 38 | $3,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 921 | $3,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 69 | $3,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 533 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 129 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 500 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 544 | $3,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 30 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 100 | $3,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 100 | $3,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 200 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 58 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 57 | $3,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 146 | $3,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 140 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 79 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 41 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 133 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 33 | $2,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 62 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 51 | $2,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 60 | $2,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 239 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 35 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $2,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 49 | $2,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 98 | $2,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 171 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 95 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 291 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $2,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 71 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 33 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 30 | $2,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 178 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 74 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 53 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 131 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42 | $2,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 121 | $2,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 35 | $2,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 140 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 203 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 83 | $2,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 118 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 166 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 108 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 131 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 25 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 153 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 418 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 129 | $2,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 76 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 190 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 108 | $2,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 172 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 130 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 127 | $2,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 370 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 61 | $2,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 64 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 200 | $2,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 93 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 96 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 147 | $2,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 125 | $2,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 184 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 74 | $2,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 68 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 177 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 9 | $1,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9 | $1,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 99 | $1,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 18 | $1,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 37 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 32 | $1,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 56 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 44 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 62 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 57 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 96 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 20 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 61 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 39 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 78 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 128 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 50 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 116 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 35 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20 | $1,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 7 | $1,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 42 | $1,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10 | $1,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 43 | $1,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 66 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 117 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 76 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 25 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 18 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 76 | $1,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 59 | $1,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 79 | $1,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 51 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 33 | $1,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 24 | $1,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 36 | $1,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 76 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 92 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 33 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 42 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 46 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 65 | $1,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 66 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 66 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 37 | $1,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 55 | $1,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 29 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 88 | $1,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 50 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 38 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 158 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 288 | $1,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 46 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 161 | $1,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 130 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 267 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 101 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 403 | $1,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 239 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 217 | $1,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 89 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 20 | $1,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111 | $1,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 44 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 35 | $1,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 33 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 104 | $1,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 26 | $1,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 46 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 123 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 170 | $1,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 34 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 800 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 201 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 39 | $1,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 130 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 106 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 7 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 119 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 133 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 250 | $1,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 42 | $1,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 39 | $1,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 59 | $1,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 31 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 450 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 71 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 60 | $1,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 131 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 145 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,247 | $1,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 171 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 450 | $1,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 45 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 129 | $1,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 72 | $1,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 187 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 64 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 132 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 15 | $1,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 49 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 349 | $1,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 135 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 134 | $1,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 44 | $1,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 88 | $1,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKLE INC COM | 118440106 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPS COMM INC COM | 78463M107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSULET CORP COM | 45784P101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOVADO GROUP INC COM | 624580106 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIODES INC COM | 254543101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624107 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRADY CORP | 104674106 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPSON MFG INC | 829073105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JOE CO | 790148100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680R206 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOGO INC | 38046C109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALENT INC USD 0.01 | 148806102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD AIR CORP | 349853101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCNB CORP | 50181P100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMC GLOBAL INC | 23291C103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSG NETWORK INC | 553573106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIVE SOFTWARE INC | 47760A108 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N108 | COM | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTEL INC | 87162H103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSB BANCORP INC MD | 05573H108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FBL FINL GROUP INC | 30239F106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSIL CORP | 46069S109 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANGOE INC/CT | 87582Y108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTS SYSTEMS CORP | 553777103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000718 | this filing | 2017-02-02 | acceptance time not in the bulk data set |