13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-02, with 3,026 holding rows worth $20,651,012,000 by the sum of the rows.
- Accession
- 0000950123-17-000718
- Filer
- CIK 350894
- Filed
- 2017-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 6,217 entries on the cover page, a total value of $20,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,651,012,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,651,000, about 1/1,000 of the sum of the rows, $20,651,012,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerAres Management LLC 028-12990
- reports for this filerAJO, LP 028-05508
- reports for this filerArrowpoint Asset Management LLC 028-13791
- reports for this filerAshmore Equities Investment Management LLC 028-05804
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerBrown Advisory 028-05775
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerBank of New York Mellon (CenterSquare) 028-12592
- reports for this filerDelaware Investments 028-13120
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEarnest Partners LLC 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWaddell and Reed Financial Inc 028-07592
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBenefit Street Partners LLC
- included managerBlackcrane Capital LLC
- included managerJupiter Asset Management Ltd
- included managerKettle Hill Capital Management
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerRice Hall James & Associates LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,976 | $85,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 3,390 | $85,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,644 | $85,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,851 | $84,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,327 | $84,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,145 | $84,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,030 | $83,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,676 | $83,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,893 | $83,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 2,146 | $82,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 774 | $81,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,354 | $79,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,558 | $79,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 762 | $79,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,518 | $79,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,649 | $78,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,863 | $78,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,627 | $78,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 34,632 | $78,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,217 | $78,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 75,000 | $78,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 3,209 | $77,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,268 | $77,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 7,602 | $77,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,724 | $76,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 2,723 | $76,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 78,000 | $76,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 5,540 | $75,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,551 | $75,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,358 | $75,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 37,570 | $75,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,135 | $74,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,563 | $74,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,256 | $74,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,211 | $74,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,441 | $73,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 5,910 | $73,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,520 | $72,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,308 | $72,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,007 | $72,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,076 | $72,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 70,000 | $72,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 71,000 | $72,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,600 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,200 | $71,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,338 | $71,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,370 | $71,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 52,000 | $71,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,802 | $71,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,686 | $70,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,571 | $70,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 1,450 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,963 | $69,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,422 | $69,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,118 | $68,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,447 | $68,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,102 | $68,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,964 | $68,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,651 | $68,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,160 | $68,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 22,700 | $68,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,436 | $67,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,887 | $67,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,422 | $67,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,129 | $67,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,285 | $67,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 9,622 | $67,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 4,909 | $67,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 62,000 | $67,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 57,000 | $67,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 706 | $67,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,335 | $66,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,406 | $66,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,549 | $65,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,247 | $65,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 925 | $65,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,098 | $65,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,642 | $65,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 63,000 | $65,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 1,233 | $65,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 65,000 | $65,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 585 | $64,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 212 | $64,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 590 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 349 | $64,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,748 | $64,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,909 | $64,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 738 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,885 | $64,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,883 | $63,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,711 | $63,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,007 | $63,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,708 | $63,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,751 | $63,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,774 | $63,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,497 | $62,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,184 | $62,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,820 | $62,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 623 | $61,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 14,972 | $61,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,990 | $61,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 497 | $60,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,365 | $60,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 826 | $60,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,453 | $60,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,037 | $60,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,990 | $60,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 1,375 | $60,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,367 | $59,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,224 | $59,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,158 | $59,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 507 | $59,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 7,022 | $59,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,919 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,845 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,191 | $58,000 | thousands by filing date | |
| MGC | 921910873 | COM | 741 | $57,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 986 | $57,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,050 | $57,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,806 | $57,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,459 | $56,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,332 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 546 | $56,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,593 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 521 | $55,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,866 | $55,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,636 | $55,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 35,000 | $55,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,555 | $55,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,113 | $54,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,055 | $54,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,769 | $54,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,585 | $53,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,500 | $53,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 45,000 | $53,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,649 | $52,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,466 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,438 | $52,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,590 | $52,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,440 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 579 | $51,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,805 | $51,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,339 | $51,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,642 | $50,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,179 | $50,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,790 | $50,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,960 | $50,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,213 | $50,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,763 | $50,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 634 | $49,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,668 | $49,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 712 | $49,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,149 | $49,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,571 | $49,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,689 | $48,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,610 | $48,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 694 | $47,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 380 | $47,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,081 | $47,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,209 | $47,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,137 | $46,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 554 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 383 | $46,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,148 | $46,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,104 | $46,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,485 | $46,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,732 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 474 | $46,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 797 | $45,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 858 | $45,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,403 | $45,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 895 | $44,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,388 | $44,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,099 | $44,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,056 | $44,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 507 | $43,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,029 | $43,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 903 | $43,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 905 | $42,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,530 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,485 | $42,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 268 | $42,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 6,677 | $42,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 969 | $41,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 6,000 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,609 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 267 | $40,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,762 | $40,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,791 | $40,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 707 | $40,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 400 | $40,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,698 | $40,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,500 | $40,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 827 | $39,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 467 | $39,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,062 | $39,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,159 | $39,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 857 | $39,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,692 | $39,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,149 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 908 | $38,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,008 | $38,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,858 | $38,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,366 | $38,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,971 | $38,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 275 | $38,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 799 | $37,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,200 | $37,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 732 | $37,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 501 | $37,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,203 | $37,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 728 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,063 | $37,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,136 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 775 | $36,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,607 | $36,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,056 | $36,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,227 | $36,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 351 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 373 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,457 | $35,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 392 | $35,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,806 | $35,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 325 | $34,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 420 | $34,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 579 | $34,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,722 | $34,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,241 | $34,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,128 | $34,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 448 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 561 | $33,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,793 | $33,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,488 | $33,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 4,320 | $33,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,520 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 299 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,050 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 821 | $32,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 418 | $32,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,768 | $32,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 596 | $32,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,165 | $32,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 373 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,243 | $32,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,728 | $32,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,369 | $32,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,210 | $32,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,114 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 244 | $32,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 925 | $31,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 209 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 316 | $31,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,429 | $31,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 818 | $31,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,813 | $31,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 643 | $30,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,270 | $30,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 412 | $30,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,294 | $30,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,386 | $30,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,122 | $30,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,012 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 760 | $30,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 209 | $29,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,616 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,683 | $29,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,850 | $29,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,496 | $29,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,062 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 728 | $29,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $28,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,111 | $28,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 600 | $28,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 909 | $28,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 843 | $28,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,190 | $28,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,310 | $28,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $28,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,349 | $28,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 302 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 772 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 101 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 7,640 | $27,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,943 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 899 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 698 | $27,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 278 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,892 | $27,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 587 | $26,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $26,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,763 | $26,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 233 | $25,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 425 | $25,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,857 | $25,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 652 | $25,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,156 | $25,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,599 | $25,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,508 | $25,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,999 | $25,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 346 | $24,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 666 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 599 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,641 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 473 | $24,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 462 | $24,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 663 | $24,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,455 | $24,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 14 | $23,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,980 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 375 | $23,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,062 | $23,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 924 | $23,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,201 | $23,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,158 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 800 | $23,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,305 | $23,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,176 | $23,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 344 | $22,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,343 | $22,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,092 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,981 | $22,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,171 | $22,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 4,240 | $22,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 367 | $22,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,623 | $22,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,330 | $22,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,067 | $22,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 107 | $21,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,058 | $21,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 300 | $21,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,346 | $21,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 483 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 540 | $21,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 551 | $21,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 560 | $21,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,512 | $21,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 609 | $21,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 860 | $21,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 434 | $21,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 198 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,005 | $20,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,102 | $20,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,522 | $20,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 804 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 540 | $19,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,401 | $19,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 750 | $19,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 566 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 335 | $19,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 1,002 | $19,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 8,190 | $19,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 6,586 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 688 | $19,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 2,143 | $19,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 713 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 185 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 512 | $18,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 746 | $18,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,737 | $18,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,300 | $18,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 846 | $18,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,738 | $18,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 533 | $18,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 21,798 | $18,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,615 | $18,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 363 | $18,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 191 | $17,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 394 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 441 | $17,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,823 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 344 | $17,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 900 | $17,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 295 | $17,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,053 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 186 | $16,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,132 | $16,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 579 | $16,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 437 | $16,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 509 | $16,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 95 | $16,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 418 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 316 | $16,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 6,300 | $16,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 780 | $16,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 6,019 | $16,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,000 | $16,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 250 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 284 | $15,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 198 | $15,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,157 | $15,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,622 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 396 | $15,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 321 | $15,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,293 | $15,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 248 | $15,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 167 | $15,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 593 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 882 | $15,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,653 | $15,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,585 | $15,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,017 | $15,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,250 | $15,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 547 | $15,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 769 | $15,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 775 | $15,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 176 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 96 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 573 | $14,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 421 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 504 | $14,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 396 | $14,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 220 | $14,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $14,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 702 | $14,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,099 | $14,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 212 | $14,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 355 | $14,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,105 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 165 | $14,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 796 | $14,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 328 | $14,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 975 | $13,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,005 | $13,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 654 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 255 | $13,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 816 | $13,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 184 | $13,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 921 | $13,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $13,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 676 | $13,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 235 | $13,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 168 | $13,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,269 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 340 | $13,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 539 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,500 | $12,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 404 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 105 | $12,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 106 | $12,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 263 | $12,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 923 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 174 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 478 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,167 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 478 | $12,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 443 | $12,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 522 | $11,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 342 | $11,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,285 | $11,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,000 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,037 | $11,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 333 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 157 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 311 | $11,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 370 | $11,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,783 | $11,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 649 | $11,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $11,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 670 | $11,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 419 | $11,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,100 | $11,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 364 | $10,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 91 | $10,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,599 | $10,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 501 | $10,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 511 | $10,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 151 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 567 | $10,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,231 | $10,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 651 | $10,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 242 | $10,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 4,250 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 300 | $10,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 455 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $10,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 227 | $10,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 155 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 84 | $9,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 282 | $9,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 219 | $9,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 230 | $9,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 407 | $9,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,171 | $9,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 474 | $9,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 476 | $9,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 147 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 231 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 256 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 409 | $9,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 747 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 163 | $9,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 420 | $9,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 335 | $9,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 173 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,901 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000718 | this filing | 2017-02-02 | acceptance time not in the bulk data set |