13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2017-01-31, with 6,810 holding rows worth $79,253,183,000.
- Accession
- 0000950123-17-000625
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 8,393 entries on the cover page, a total value of $79,253,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,253,183,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 16,355 | $38,000 | thousands by filing date | |
| VIVINT SOLAR INC | 92854Q956 | PUT | 14,400 | $38,000 | thousands by filing date | put |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 21,125 | $38,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 13,800 | $38,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,000,000 | $37,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 129,082 | $37,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 18,395 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 15,611 | $37,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 14,376 | $37,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 19,000 | $37,000 | thousands by filing date | put |
| BREITBURN ENERGY PARTNERS LP | 106776907 | Cmn | 66,000 | $37,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J904 | Cmn | 10,500 | $37,000 | thousands by filing date | call |
| BROADWAY FINL CORP DEL | 111444105 | COM | 19,242 | $37,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,359 | $36,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 27,756 | $36,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 31,700 | $36,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 14,100 | $36,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,585 | $36,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q907 | Cmn | 15,500 | $36,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 157,108 | $35,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960904 | CALL | 18,800 | $35,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 22,862 | $35,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 24,928 | $35,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U951 | PUT | 10,200 | $35,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 13,100 | $35,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R902 | Cmn | 46,800 | $35,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 43,116 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,502 | $34,000 | thousands by filing date | |
| LINN CO LLC | 535782906 | Cmn | 94,200 | $34,000 | thousands by filing date | call |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 15,100 | $34,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G900 | Cmn | 10,700 | $34,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 34,425 | $33,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 25,423 | $33,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,772 | $33,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914959 | COM | 67,200 | $33,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673956 | Cmn | 16,400 | $33,000 | thousands by filing date | put |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 23,396 | $33,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 12,000 | $33,000 | thousands by filing date | call |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 57,376 | $33,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,948 | $32,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 22,318 | $32,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 26,005 | $32,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 13,510 | $32,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 13,635 | $32,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 18,036 | $32,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G950 | Cmn | 10,000 | $32,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 18,952 | $31,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 12,318 | $31,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 235,617 | $31,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,473 | $31,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 31,535 | $31,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 12,091 | $31,000 | thousands by filing date | |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 87,700 | $31,000 | thousands by filing date | put |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 17,200 | $31,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973908 | COM | 21,200 | $31,000 | thousands by filing date | call |
| YUMA ENERGY INC | 98872E108 | COM | 151,832 | $31,000 | thousands by filing date | |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P950 | Cmn | 21,200 | $31,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 28,895 | $30,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,890 | $30,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 14,407 | $30,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 51,122 | $29,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 17,200 | $29,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X956 | Cmn | 14,900 | $29,000 | thousands by filing date | put |
| RMG Networks Hldgs | 74966K102 | COM | 25,069 | $29,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 50,789 | $29,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 57,106 | $29,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,393 | $28,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 12,312 | $28,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 28,065 | $28,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 52,065 | $28,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 99,436 | $28,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 14,177 | $28,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 11,655 | $28,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 25,927 | $28,000 | thousands by filing date | |
| BIODEL INC | 09064M904 | Cmn | 84,800 | $28,000 | thousands by filing date | call |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 10,359 | $28,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,336 | $27,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 39,629 | $27,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 24,495 | $27,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642956 | COM | 34,800 | $27,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 32,000 | $27,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,775 | $27,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 13,507 | $27,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 19,919 | $27,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 21,586 | $27,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 13,700 | $27,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,821 | $26,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,628 | $26,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,937 | $26,000 | thousands by filing date | |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 45,700 | $26,000 | thousands by filing date | put |
| LIVE VENTURES INC | 538142100 | COM | 18,662 | $26,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 18,400 | $26,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 27,461 | $25,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,650 | $25,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,397 | $25,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 27,100 | $25,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N956 | COM | 25,600 | $25,000 | thousands by filing date | put |
| MCEWEN MINING INC | 58039P907 | Cmn | 13,300 | $25,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y905 | COM | 11,900 | $25,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 91,019 | $25,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 17,900 | $25,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,459 | $24,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960954 | COM NEW | 12,700 | $24,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 11,393 | $24,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 28,373 | $24,000 | thousands by filing date | |
| BON-TON STORES INC CMN STK | 09776J901 | Cmn | 10,400 | $24,000 | thousands by filing date | call |
| EV ENERGY PARTNER LP | 26926V957 | Cmn | 12,600 | $24,000 | thousands by filing date | put |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 17,541 | $24,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087903 | CALL | 11,000 | $24,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,282 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 22,032 | $23,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 63,510 | $23,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 16,506 | $23,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 30,500 | $23,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y908 | CALL | 18,300 | $23,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N958 | PUT | 10,900 | $23,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 30,817 | $23,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 12,110 | $22,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 24,261 | $22,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 26,537 | $22,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642906 | COM | 27,900 | $22,000 | thousands by filing date | call |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 17,000 | $22,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 12,097 | $21,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 77,850 | $21,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 26,601 | $21,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 95,226 | $21,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 90,871 | $21,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 11,978 | $21,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 33,980 | $21,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A901 | COM UNT LTD PR | 27,900 | $21,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X901 | CALL | 11,400 | $21,000 | thousands by filing date | call |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 31,044 | $21,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,619 | $20,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,730 | $20,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,873 | $20,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 90,789 | $20,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 27,718 | $20,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,159 | $20,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 13,403 | $20,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 23,170 | $20,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 21,407 | $20,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 12,259 | $20,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 52,828 | $20,000 | thousands by filing date | |
| EV Energy Partners LP Com Stock | 26926V907 | CALL | 10,200 | $20,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572903 | Cmn | 21,200 | $20,000 | thousands by filing date | call |
| VIVUS INC CMN STK | 928551950 | Cmn | 14,200 | $20,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 11,100 | $20,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 10,000 | $20,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U954 | PUT | 18,000 | $20,000 | thousands by filing date | put |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 10,762 | $20,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 23,035 | $20,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 31,123 | $20,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 206,677 | $20,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,252 | $19,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,044 | $19,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 12,171 | $19,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 83,249 | $19,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 11,595 | $19,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,581 | $19,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 13,025 | $19,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 19,443 | $19,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,103 | $19,000 | thousands by filing date | |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 14,800 | $19,000 | thousands by filing date | call |
| CURIS INC | 231269901 | COM | 11,900 | $19,000 | thousands by filing date | call |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 58,255 | $19,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 19,062 | $19,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 33,399 | $19,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 18,846 | $19,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 32,668 | $18,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 12,800 | $18,000 | thousands by filing date | put |
| WIDEPOINT CORP COMMON | 967590100 | COM | 30,577 | $18,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 18,827 | $18,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,727 | $18,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 50,201 | $18,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,964 | $18,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y952 | COM | 16,500 | $18,000 | thousands by filing date | put |
| VERMILLION INC | 92407M206 | COM NEW | 12,521 | $18,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,101 | $18,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 20,657 | $18,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 11,500 | $18,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P958 | COM | 16,900 | $18,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,087 | $18,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 12,748 | $18,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,441 | $18,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 16,904 | $18,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 23,091 | $18,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 21,038 | $18,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 38,899 | $18,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 10,512 | $17,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,009 | $17,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 49,335 | $17,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,175 | $17,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 44,177 | $17,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,989 | $17,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,566 | $17,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 13,774 | $17,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 77,109 | $17,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,674 | $17,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 55,387 | $17,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 11,732 | $17,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 13,567 | $17,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768903 | COM | 22,700 | $17,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,249 | $17,000 | thousands by filing date | |
| XOMA CORP | 98419J907 | Cmn | 22,100 | $17,000 | thousands by filing date | call |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 20,962 | $17,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,270 | $17,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 13,922 | $17,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 15,858 | $17,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 84,143 | $17,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 20,665 | $17,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 10,352 | $17,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 11,293 | $16,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L953 | COM | 20,500 | $16,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,223 | $16,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 16,588 | $16,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 37,271 | $16,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 11,600 | $16,000 | thousands by filing date | call |
| Saexploration Holdings Inc. | 78636X105 | COM | 22,922 | $16,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 14,302 | $16,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 71,941 | $16,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 19,509 | $16,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 46,829 | $16,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,979 | $15,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 27,782 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 32,096 | $15,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 14,960 | $15,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 38,197 | $15,000 | thousands by filing date | |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 11,200 | $15,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865958 | COM | 77,500 | $15,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 13,079 | $15,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 81,457 | $15,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 15,721 | $15,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 16,000 | $15,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 14,516 | $15,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 15,100 | $15,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,490 | $15,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,809 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 17,832 | $15,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 72,293 | $14,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 114,093 | $14,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 27,109 | $14,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 28,600 | $14,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,076 | $14,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 13,838 | $14,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 17,358 | $14,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 80,639 | $14,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 13,794 | $13,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 21,227 | $13,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 43,314 | $13,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 33,169 | $13,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 16,872 | $13,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 16,554 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 22,400 | $13,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 14,000 | $13,000 | thousands by filing date | call |
| Medovex Corp | 58504H101 | COM | 12,297 | $13,000 | thousands by filing date | |
| GASTAR EXPL INC NEW | 36729W952 | COM | 12,000 | $13,000 | thousands by filing date | put |
| MACROCURE LTD | M67872107 | SHS | 14,951 | $13,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,556 | $12,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 21,152 | $12,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,743 | $12,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,279 | $12,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 18,802 | $12,000 | thousands by filing date | |
| REX ENERGY CORP | 761565900 | Cmn | 15,000 | $12,000 | thousands by filing date | call |
| ABRAXAS PETE CORP | 003830956 | COM | 12,000 | $12,000 | thousands by filing date | put |
| ROKA BIOSCIENCE INC | 775431109 | COM | 16,915 | $12,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 42,625 | $12,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 22,291 | $11,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 21,050 | $11,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768953 | COM | 15,000 | $11,000 | thousands by filing date | put |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,665 | $11,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 11,930 | $11,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314908 | COM | 39,000 | $11,000 | thousands by filing date | call |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 15,196 | $11,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 17,836 | $10,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 46,351 | $10,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 21,244 | $10,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 10,081 | $10,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 12,481 | $10,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 14,478 | $10,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 12,109 | $10,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q956 | Cmn | 10,600 | $10,000 | thousands by filing date | put |
| STEMCELLS INC | 85857R204 | COM NEW | 36,009 | $9,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865908 | COM | 46,300 | $9,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 48,203 | $9,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 30,045 | $9,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 24,357 | $9,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 10,361 | $9,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 10,847 | $9,000 | thousands by filing date | |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 36,489 | $9,000 | thousands by filing date | |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 17,900 | $9,000 | thousands by filing date | call |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 11,053 | $8,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 31,514 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R952 | Cmn | 10,500 | $8,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,820 | $7,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,093 | $7,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 12,700 | $7,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,198 | $6,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 10,392 | $6,000 | thousands by filing date | |
| LINNCO LLC | 535782956 | PUT | 17,900 | $6,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 10,300 | $6,000 | thousands by filing date | call |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11,813 | $6,000 | thousands by filing date | |
| FREESEAS INC | Y26496219 | Cmn | 391,957 | $6,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 11,500 | $6,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 43,262 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 24,020 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 12,600 | $5,000 | thousands by filing date | put |
| SKYLINE MED INC | 83084T309 | COM NEW | 30,888 | $5,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 11,573 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 10,200 | $4,000 | thousands by filing date | call |
| SYNTA PHARMACEUTICALS CORP | 87162T906 | Cmn | 17,500 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017166 | superseded | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000625 | this filing | 2017-01-31 | acceptance time not in the bulk data set |