13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2017-01-31, with 6,810 holding rows worth $79,253,183,000.
- Accession
- 0000950123-17-000625
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 8,393 entries on the cover page, a total value of $79,253,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,253,183,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 11,000 | $152,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 41,101 | $152,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 128,552 | $152,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270953 | Cmn | 11,100 | $152,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T950 | Cmn | 16,500 | $152,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,612 | $151,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 16,801 | $150,000 | thousands by filing date | |
| UNIT CORP | 909218909 | COM | 17,000 | $150,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 39,600 | $149,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 113,600 | $149,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,888 | $149,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 22,535 | $149,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,387 | $148,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,369 | $148,000 | thousands by filing date | |
| TG THERAPEUTICS INC | 88322Q908 | COM | 17,400 | $148,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,286 | $148,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 29,800 | $148,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 19,800 | $148,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A955 | PUT | 15,300 | $147,000 | thousands by filing date | put |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 16,300 | $147,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 81,373 | $147,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N954 | COM | 23,700 | $147,000 | thousands by filing date | put |
| TRC COS INC | 872625108 | COM | 20,136 | $146,000 | thousands by filing date | |
| TIDEWATER COMMON STOCK TDW | 886423952 | Cmn | 21,400 | $146,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 21,313 | $146,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 22,698 | $145,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 20,900 | $145,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 26,485 | $144,000 | thousands by filing date | |
| FIRST HORIZON CORPORATION | 320517905 | COM | 11,000 | $144,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 14,170 | $144,000 | thousands by filing date | |
| ZOGENIX INC | 98978L904 | CALL | 15,600 | $144,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,036 | $144,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672906 | Equity Call | 12,300 | $144,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC | 379378102 | COM | 16,663 | $143,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881957 | COM | 37,800 | $143,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 11,700 | $143,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174951 | COM | 21,100 | $143,000 | thousands by filing date | put |
| HYDROGENICS CORP NEW | 448883907 | CALL | 17,500 | $143,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,168 | $142,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 21,891 | $142,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496901 | CALL | 16,300 | $142,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 24,200 | $142,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 135,597 | $142,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,134 | $141,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,432 | $141,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 150,869 | $141,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 13,616 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 14,602 | $141,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746959 | COM | 56,500 | $140,000 | thousands by filing date | put |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 11,800 | $140,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,179 | $139,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,010 | $139,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 19,797 | $139,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 34,819 | $139,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 31,448 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 13,682 | $139,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 13,804 | $138,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T902 | CALL | 10,100 | $138,000 | thousands by filing date | call |
| ETSY INC | 29786A956 | PUT | 15,700 | $137,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 46,700 | $137,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 15,515 | $137,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W950 | PUT | 11,400 | $137,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 10,000 | $136,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 24,379 | $135,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,883 | $135,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R901 | CALL | 17,200 | $135,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,296 | $134,000 | thousands by filing date | |
| PHOTRONICS INC | 719405902 | COM | 12,900 | $134,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914900 | COM | 13,300 | $134,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 60,865 | $134,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 21,777 | $134,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 23,724 | $133,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902903 | COM | 42,100 | $133,000 | thousands by filing date | call |
| TAHOE RES INC | 873868953 | COM | 13,300 | $133,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,783 | $132,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 21,900 | $132,000 | thousands by filing date | put |
| LAREDO PETE HLDGS INC | 516806956 | COM | 16,600 | $132,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 17,349 | $131,000 | thousands by filing date | |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 31,800 | $131,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 19,200 | $131,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC | 69423U955 | COM | 27,900 | $131,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 21,087 | $130,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 22,625 | $130,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A908 | Cmn | 20,500 | $130,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890906 | Cmn | 46,200 | $130,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 13,400 | $129,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 12,413 | $129,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y958 | Cmn | 16,300 | $129,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 13,200 | $129,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 25,362 | $128,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,916 | $128,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC | 031652900 | COM | 21,800 | $128,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 14,400 | $128,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 42,900 | $127,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P903 | COM | 16,400 | $127,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,173 | $127,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 18,645 | $127,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220958 | Cmn | 12,800 | $126,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,087 | $125,000 | thousands by filing date | |
| CROCS INC | 227046959 | PUT | 13,000 | $125,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461956 | PUT | 11,500 | $125,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G902 | CALL | 14,000 | $125,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 32,538 | $124,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 143,025 | $124,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 12,800 | $123,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 15,600 | $123,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 14,500 | $123,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,536 | $123,000 | thousands by filing date | |
| CASTLE A M & CO | 148411901 | COM | 45,400 | $123,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC | 68234X902 | CALL | 12,200 | $123,000 | thousands by filing date | call |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 11,284 | $123,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N909 | COM UNIT LTDPAR | 10,400 | $122,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 64,887 | $122,000 | thousands by filing date | |
| ENERNOC INC | 292764957 | COM | 16,300 | $122,000 | thousands by filing date | put |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 33,282 | $122,000 | thousands by filing date | |
| LEXINGTON REALTY TRUST | 529043951 | COM | 14,200 | $122,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS I | 88165N905 | CALL | 26,400 | $122,000 | thousands by filing date | call |
| RETAILMENOT INC | 76132B956 | COM SER 1 | 15,200 | $122,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 10,162 | $121,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W955 | PUT | 17,200 | $121,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 10,215 | $121,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 76,607 | $121,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 77,500 | $121,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 12,000 | $121,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 21,955 | $121,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 30,700 | $121,000 | thousands by filing date | put |
| OCLARO INC | 67555N906 | CALL | 22,400 | $121,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035905 | CALL | 14,700 | $120,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q907 | Cmn | 116,900 | $120,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 237,298 | $119,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 20,800 | $119,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 36,400 | $119,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X901 | COM | 20,900 | $119,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 20,103 | $118,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,347 | $118,000 | thousands by filing date | |
| Two Harbors Invt Corp | 90187B901 | COM | 14,900 | $118,000 | thousands by filing date | call |
| CONSTELLIUM NV | N22035904 | CALL | 22,700 | $118,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894903 | CALL | 10,400 | $118,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,343 | $116,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 12,500 | $116,000 | thousands by filing date | call |
| CONCURRENT COMPUTER CORP NEW | 206710902 | COM PAR $.01 | 19,600 | $116,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,929 | $115,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M957 | COM UNIT REPST | 15,300 | $115,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 29,365 | $115,000 | thousands by filing date | |
| MERITOR INC | 59001K950 | COM | 14,300 | $115,000 | thousands by filing date | put |
| GASLOG LTD | G37585959 | SHS | 11,800 | $115,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 23,100 | $114,000 | thousands by filing date | put |
| ENVIRI CORP | 415864907 | CALL | 21,000 | $114,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,893 | $114,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 26,100 | $114,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,322 | $113,000 | thousands by filing date | |
| FRESHPET INC | 358039905 | COM | 15,400 | $113,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 11,880 | $113,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G954 | PUT | 42,500 | $113,000 | thousands by filing date | put |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 30,828 | $113,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 24,608 | $112,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 13,200 | $112,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 24,485 | $112,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,868 | $111,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 11,134 | $111,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 12,487 | $111,000 | thousands by filing date | |
| AMERICAN MIDSTREAM PARTNERS | 02752P900 | CALL | 16,100 | $111,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 144,179 | $110,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,375 | $109,000 | thousands by filing date | |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 28,800 | $109,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 10,616 | $109,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,501 | $109,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914909 | COM | 218,900 | $109,000 | thousands by filing date | call |
| RAIT INVESTMENT TRUST CMN STOCK | 749227959 | Cmn | 34,700 | $109,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163900 | CALL | 14,000 | $109,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,611 | $108,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 16,518 | $108,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691903 | CALL | 10,500 | $108,000 | thousands by filing date | call |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 25,085 | $108,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,040 | $107,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P906 | COM | 48,800 | $107,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,441 | $107,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H958 | PUT | 21,600 | $107,000 | thousands by filing date | put |
| MEMORIAL PRODTN PARTNERS LP | 586048950 | PUT | 50,400 | $107,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75,738 | $106,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,002 | $106,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 11,800 | $106,000 | thousands by filing date | put |
| CORMEDIX INC | 21900C100 | COM | 40,052 | $106,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 85,500 | $106,000 | thousands by filing date | put |
| MCEWEN MINING INC | 58039P957 | Cmn | 56,300 | $106,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 14,258 | $104,000 | thousands by filing date | |
| VERACYTE INC | 92337F957 | COM | 19,200 | $104,000 | thousands by filing date | put |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 12,200 | $104,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,551 | $103,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,729 | $103,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,560 | $103,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 83,002 | $103,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 13,094 | $103,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP958 | Cmn | 23,100 | $103,000 | thousands by filing date | put |
| TAHOE RES INC | 873868903 | COM | 10,300 | $103,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723950 | COM | 15,500 | $103,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R951 | COM | 13,100 | $103,000 | thousands by filing date | put |
| MITEK SYS INC | 606710900 | COM NEW | 15,600 | $102,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 188,721 | $102,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 45,487 | $102,000 | thousands by filing date | |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 29,400 | $102,000 | thousands by filing date | put |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 26,275 | $100,000 | thousands by filing date | |
| SUNRUN INC | 86771W905 | CALL | 15,400 | $100,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,650 | $100,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,909 | $100,000 | thousands by filing date | |
| OOMA INC | 683416951 | PUT | 16,900 | $100,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 62,346 | $100,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N902 | Cmn | 10,500 | $100,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 261,719 | $99,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,629 | $99,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,193 | $99,000 | thousands by filing date | |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 29,700 | $99,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q951 | PUT | 10,400 | $99,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 10,185 | $98,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J906 | CALL | 10,700 | $98,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 10,600 | $98,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 33,174 | $97,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,957 | $97,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 47,587 | $97,000 | thousands by filing date | |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U955 | Cmn | 22,400 | $97,000 | thousands by filing date | put |
| SANDSTORM GOLD LTD | 80013R956 | Cmn | 29,600 | $97,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480950 | COM UNIT RP IN | 11,300 | $97,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 39,000 | $96,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 164,126 | $96,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U904 | CALL | 21,200 | $96,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC | 031652950 | PUT | 16,100 | $95,000 | thousands by filing date | put |
| CASCADE BANCORP | 147154207 | COM | 16,668 | $95,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 11,129 | $95,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 76,214 | $95,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16,136 | $94,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 104,184 | $94,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 255,105 | $94,000 | thousands by filing date | |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 20,400 | $94,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 10,266 | $94,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 17,427 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K957 | PUT | 16,500 | $94,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 13,500 | $93,000 | thousands by filing date | put |
| JINPAN INTL LTD | G5138L100 | ORD | 15,941 | $93,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 10,900 | $93,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C955 | COM NEW | 11,600 | $93,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 20,543 | $92,000 | thousands by filing date | |
| CHEMOURS CO | 163851908 | CALL | 13,200 | $92,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 13,812 | $92,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571908 | COM | 21,300 | $92,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 75,123 | $92,000 | thousands by filing date | |
| CONSTELLIUM NV | N22035954 | PUT | 17,800 | $92,000 | thousands by filing date | put |
| SUNEDISON INC | 86732YAH2 | Bond | 2,500,000 | $92,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W906 | COM | 11,400 | $91,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 22,900 | $91,000 | thousands by filing date | put |
| Tremor Video | 89484Q100 | Common Stock | 51,874 | $91,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 17,766 | $90,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 13,700 | $90,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H901 | Cmn | 10,900 | $90,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W905 | COM NEW | 12,600 | $89,000 | thousands by filing date | call |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 11,879 | $89,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,817 | $88,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,300 | $88,000 | thousands by filing date | |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 19,400 | $88,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 168,104 | $87,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 48,120 | $87,000 | thousands by filing date | |
| FORTRESS INVESTMENT GRP-CL A | 34958B906 | COM | 18,200 | $87,000 | thousands by filing date | call |
| GERON CORP | 374163953 | COM | 29,400 | $86,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 88,654 | $86,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,245 | $86,000 | thousands by filing date | |
| CYS INVTS INC | 12673A908 | COM | 10,600 | $86,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 34,000 | $85,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 39,705 | $85,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 42,816 | $85,000 | thousands by filing date | |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 27,100 | $85,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T900 | CALL | 11,400 | $85,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,434 | $84,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 38,102 | $84,000 | thousands by filing date | |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 11,400 | $84,000 | thousands by filing date | put |
| PRETIUM RES INC | 74139C902 | COM | 15,700 | $84,000 | thousands by filing date | call |
| TROVAGENE INC | 897238959 | COM NEW | 18,000 | $84,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 12,339 | $83,000 | thousands by filing date | |
| IMMERSION CORP | 452521907 | COM | 10,100 | $83,000 | thousands by filing date | call |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 98,324 | $83,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 10,800 | $83,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 39,578 | $82,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,150 | $82,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 26,600 | $82,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L901 | COM | 25,200 | $82,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,678 | $81,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 42,997 | $81,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 14,062 | $81,000 | thousands by filing date | |
| ATHERSYS INC | 04744L906 | COM | 36,100 | $81,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121901 | COM | 13,500 | $80,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,601 | $80,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D957 | PUT | 10,000 | $80,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,316 | $79,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,120 | $79,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,844 | $79,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 32,100 | $79,000 | thousands by filing date | call |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 18,100 | $79,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354955 | SHS | 95,900 | $79,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 37,148 | $78,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,934 | $78,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,716 | $78,000 | thousands by filing date | |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W903 | Cmn | 14,100 | $78,000 | thousands by filing date | call |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 24,503 | $78,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 11,327 | $78,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W908 | CALL | 12,400 | $78,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q957 | Cmn | 75,700 | $78,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,351 | $77,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,678 | $77,000 | thousands by filing date | |
| FORMFACTOR INC | 346375908 | COM | 10,600 | $77,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 25,449 | $77,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 11,274 | $77,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 17,854 | $77,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111909 | COM | 24,300 | $77,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,157 | $76,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,083 | $76,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 30,419 | $76,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,519 | $76,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 21,321 | $76,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 30,924 | $76,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 30,300 | $76,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916953 | PUT | 10,100 | $76,000 | thousands by filing date | put |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 14,627 | $76,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,100 | $75,000 | thousands by filing date | |
| CHIMERIX INC | 16934W906 | CALL | 14,600 | $75,000 | thousands by filing date | call |
| TCP International Holdings Ltd | H84689100 | COMMON | 61,728 | $75,000 | thousands by filing date | |
| TROVAGENE INC | 897238909 | CALL | 16,100 | $75,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 63,270 | $74,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,395 | $74,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 10,252 | $74,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 28,800 | $74,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 13,000 | $74,000 | thousands by filing date | call |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 10,700 | $73,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K901 | CALL | 10,500 | $73,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,714 | $72,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 12,781 | $72,000 | thousands by filing date | |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P900 | Cmn | 49,600 | $72,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 13,859 | $71,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 45,400 | $71,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F906 | Cmn | 15,400 | $71,000 | thousands by filing date | call |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 15,500 | $71,000 | thousands by filing date | call |
| QLT INC | 746927952 | COM | 35,700 | $71,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793953 | COM | 44,800 | $71,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797950 | PUT | 14,300 | $70,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 22,100 | $70,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 134,995 | $70,000 | thousands by filing date | |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 13,300 | $69,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,183 | $69,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 129,866 | $69,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,542 | $68,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,851 | $68,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,917 | $68,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,679 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP | 916896953 | PUT | 90,000 | $67,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 13,149 | $67,000 | thousands by filing date | |
| Vivus Inc. | 928551900 | Call | 47,900 | $67,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 10,900 | $67,000 | thousands by filing date | put |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 14,700 | $67,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X900 | CALL | 18,800 | $67,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K903 | CALL | 10,400 | $66,000 | thousands by filing date | call |
| GERON CORP | 374163903 | COM | 22,200 | $65,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 78,481 | $64,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,635 | $64,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 67,345 | $64,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 46,009 | $64,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 12,633 | $64,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X950 | PUT | 18,000 | $64,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 11,600 | $63,000 | thousands by filing date | put |
| TITAN INTL INC ILL | 88830M902 | COM | 11,800 | $63,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,629 | $63,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R958 | Cmn | 11,000 | $63,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 20,300 | $63,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 10,800 | $63,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,694 | $62,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 29,094 | $62,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 35,282 | $62,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,200 | $61,000 | thousands by filing date | |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 15,300 | $61,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 15,000 | $61,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571958 | COM | 14,200 | $61,000 | thousands by filing date | put |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 11,000 | $61,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 80,053 | $60,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 29,100 | $60,000 | thousands by filing date | put |
| ALAMOS GOLD INC | 011532958 | COM CL A | 11,300 | $60,000 | thousands by filing date | put |
| VERICEL CORP | 92346J958 | PUT | 10,300 | $60,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 44,100 | $60,000 | thousands by filing date | call |
| AGENUS INC | 00847G955 | COM NEW | 14,500 | $60,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 19,130 | $60,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M951 | PUT | 14,000 | $60,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 46,117 | $59,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 11,439 | $59,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 12,000 | $59,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 128,726 | $59,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,557 | $59,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 22,067 | $59,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 13,268 | $59,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 92,622 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 36,421 | $58,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 51,835 | $57,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 143,150 | $57,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,812 | $56,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 19,700 | $56,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198909 | CALL | 10,500 | $56,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 16,900 | $56,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082907 | CALL | 17,700 | $56,000 | thousands by filing date | call |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 13,635 | $56,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,526 | $55,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 150,442 | $55,000 | thousands by filing date | |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 13,800 | $55,000 | thousands by filing date | put |
| Full Circle Capital Corp. | 359671104 | COM | 21,301 | $55,000 | thousands by filing date | |
| ENERGY XXI LTD | G10082950 | Cmn | 88,500 | $55,000 | thousands by filing date | put |
| CYTRX CORP | 232828909 | COM PAR | 20,700 | $55,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055ESC206 | Bond | 1,000,000 | $55,000 | thousands by filing date | principal |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 12,372 | $54,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 25,445 | $54,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 35,004 | $54,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X906 | CALL | 13,700 | $54,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 30,056 | $53,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 19,744 | $53,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E902 | Cmn | 14,200 | $53,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 19,900 | $52,000 | thousands by filing date | put |
| AGENUS INC | 00847G905 | COM NEW | 12,600 | $52,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 19,442 | $52,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,690 | $51,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342904 | ORD | 11,000 | $51,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 39,200 | $51,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 19,852 | $51,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111959 | COM | 16,300 | $51,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q906 | Cmn | 52,600 | $51,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,224 | $50,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 25,159 | $50,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,240 | $50,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 30,335 | $50,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 24,089 | $50,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 15,052 | $49,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,266 | $49,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A902 | COM | 15,700 | $49,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A952 | COM | 15,800 | $49,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 13,933 | $49,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 10,348 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,159 | $48,000 | thousands by filing date | |
| CHEGG INC | 163092909 | COM | 10,700 | $48,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 44,014 | $48,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 103,720 | $48,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 14,763 | $48,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 17,519 | $48,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 11,500 | $48,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 19,200 | $48,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,222 | $47,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,096 | $47,000 | thousands by filing date | |
| VANGUARD NATURAL RESOURCES | 92205F956 | Cmn | 32,100 | $47,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,290 | $47,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742907 | COM | 14,000 | $46,000 | thousands by filing date | call |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 21,700 | $46,000 | thousands by filing date | call |
| GLORI ENERGY INC | 379606106 | Cmn | 231,340 | $46,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 26,316 | $45,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 13,900 | $45,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 19,374 | $45,000 | thousands by filing date | |
| ORGANOVO HLDGS INC | 68620A904 | COM | 20,700 | $45,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,106 | $44,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 14,753 | $44,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 24,285 | $44,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354905 | SHS | 53,100 | $44,000 | thousands by filing date | call |
| SUNWORKS INC | 86803X105 | COM | 16,011 | $44,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 20,109 | $43,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 11,099 | $43,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 29,774 | $43,000 | thousands by filing date | |
| ALCOBRA LTD | M2239P909 | SHS | 11,400 | $43,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 35,182 | $42,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,511 | $42,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 56,476 | $42,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,227 | $42,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 31,819 | $42,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 45,000 | $42,000 | thousands by filing date | put |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 22,300 | $42,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 25,965 | $42,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,090 | $42,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 22,378 | $42,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 29,000 | $41,000 | thousands by filing date | call |
| EZCORP INC | 302301956 | PUT | 13,800 | $41,000 | thousands by filing date | put |
| HHGREGG INC | 42833L908 | COM | 19,200 | $41,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833904 | COM | 24,800 | $41,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793903 | COM | 26,100 | $41,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 10,511 | $41,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y958 | PUT | 33,000 | $41,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 10,154 | $40,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T955 | COM | 17,200 | $40,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 10,216 | $40,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,193 | $40,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 57,574 | $40,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A953 | COM | 34,700 | $40,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 12,165 | $39,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 51,416 | $39,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 16,283 | $39,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M905 | CALL | 18,000 | $39,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 19,717 | $39,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 22,237 | $39,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,226 | $38,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 27,987 | $38,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 17,818 | $38,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 10,724 | $38,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 27,954 | $38,000 | thousands by filing date | |
| MEETME INC | 585141904 | Cmn | 13,400 | $38,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017166 | superseded | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000625 | this filing | 2017-01-31 | acceptance time not in the bulk data set |