13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2017-01-31, with 6,934 holding rows worth $89,729,351,000.
- Accession
- 0000950123-17-000624
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 8,831 entries on the cover page, a total value of $89,729,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,729,351,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENZO BIOCHEM INC | 294100902 | COM | 11,800 | $70,000 | thousands by filing date | call |
| MEMORIAL PRODTN PARTNERS LP | 586048950 | PUT | 37,000 | $70,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,707 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,473 | $69,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,976 | $69,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 59,394 | $69,000 | thousands by filing date | |
| MANITEX INTL INC | 563420908 | COM | 10,000 | $69,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 41,564 | $69,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111909 | COM | 30,900 | $69,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P906 | COM | 29,100 | $68,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 41,925 | $68,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572903 | Cmn | 46,500 | $68,000 | thousands by filing date | call |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 35,447 | $68,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 52,040 | $67,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T951 | PUT | 27,500 | $67,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 10,112 | $66,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 178,100 | $66,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 14,599 | $66,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 32,864 | $65,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T955 | COM | 18,000 | $65,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163900 | CALL | 12,600 | $65,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314909 | CALL | 11,800 | $65,000 | thousands by filing date | call |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 14,697 | $65,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E952 | Cmn | 43,200 | $64,000 | thousands by filing date | put |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 32,025 | $64,000 | thousands by filing date | |
| TITAN INTL INC ILL | 88830M902 | COM | 10,100 | $63,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 57,092 | $63,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 30,367 | $63,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 13,938 | $63,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 32,255 | $63,000 | thousands by filing date | |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 23,400 | $63,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 12,859 | $62,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,265 | $62,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 21,914 | $62,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302904 | CALL | 14,500 | $62,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E953 | PUT | 10,400 | $62,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 24,016 | $61,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,636 | $61,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 22,137 | $61,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 13,509 | $61,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 11,900 | $61,000 | thousands by filing date | call |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 56,312 | $61,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 26,580 | $60,000 | thousands by filing date | |
| ON DECK CAP INC | 682163950 | PUT | 11,700 | $60,000 | thousands by filing date | put |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 16,397 | $60,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 17,936 | $59,000 | thousands by filing date | |
| Vivus Inc. | 928551900 | Call | 53,000 | $59,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 13,900 | $59,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W956 | COM | 28,500 | $59,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328950 | COM | 10,900 | $59,000 | thousands by filing date | put |
| DLH HLDGS CORP | 23335Q100 | COM | 11,407 | $58,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12,895 | $58,000 | thousands by filing date | |
| PLUG PWR INC | 72919P952 | COM NEW | 31,400 | $58,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 19,676 | $58,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 11,545 | $58,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328900 | COM | 10,800 | $58,000 | thousands by filing date | call |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 18,012 | $58,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,710 | $57,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,624 | $57,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 26,580 | $57,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 40,800 | $57,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J951 | Cmn | 11,400 | $57,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379954 | PUT | 12,100 | $57,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G900 | Cmn | 18,900 | $57,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G954 | PUT | 23,000 | $56,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 28,483 | $55,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 53,449 | $55,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G900 | CALL | 16,400 | $55,000 | thousands by filing date | call |
| CYTRX CORP | 232828959 | COM PAR | 24,500 | $55,000 | thousands by filing date | put |
| HANSEN MEDICAL INC | 411307900 | Cmn | 13,800 | $55,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,923 | $54,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 115,070 | $54,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,621 | $53,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 113,704 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,946 | $52,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,077 | $52,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 16,871 | $52,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 96,000 | $52,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 23,875 | $51,000 | thousands by filing date | |
| ALLOT LTD | M0854Q905 | SHS | 10,400 | $51,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 15,100 | $51,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572953 | Cmn | 35,000 | $51,000 | thousands by filing date | put |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 29,553 | $51,000 | thousands by filing date | |
| VERACYTE INC | 92337F957 | COM | 10,000 | $50,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 120,077 | $50,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,248 | $50,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 191,368 | $50,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A953 | COM | 23,800 | $50,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W905 | SPONSORED ADR | 20,000 | $49,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,897 | $49,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,000 | $49,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 50,405 | $49,000 | thousands by filing date | |
| VANGUARD NATURAL RESOURCES | 92205F956 | Cmn | 34,700 | $49,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y958 | PUT | 27,200 | $49,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 89,646 | $48,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,354 | $48,000 | thousands by filing date | |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 28,900 | $48,000 | thousands by filing date | put |
| JOINT CORP | 47973J102 | COM | 23,381 | $47,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 27,050 | $47,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 13,901 | $47,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,789 | $47,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 35,200 | $47,000 | thousands by filing date | call |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 15,100 | $47,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A906 | SPONSORED ADR | 12,200 | $47,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,392 | $46,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 16,341 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,652 | $46,000 | thousands by filing date | |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 11,500 | $46,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 13,500 | $46,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 15,704 | $45,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 53,764 | $45,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 12,556 | $45,000 | thousands by filing date | |
| CHIMERIX INC | 16934W906 | CALL | 11,500 | $45,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,163 | $44,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 15,500 | $44,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A952 | COM | 13,700 | $44,000 | thousands by filing date | put |
| MARA HLDGS INC | 56585W203 | COM | 15,975 | $44,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 11,200 | $44,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 38,298 | $43,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 24,284 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 18,400 | $43,000 | thousands by filing date | put |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 25,889 | $43,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G950 | Cmn | 14,300 | $43,000 | thousands by filing date | put |
| GREAT BASIN SCIENTIFIC INC | 39013L502 | Cmn | 24,093 | $43,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342904 | ORD | 10,000 | $42,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 27,017 | $42,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 32,550 | $42,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 13,600 | $42,000 | thousands by filing date | put |
| AGENUS INC | 00847G955 | COM NEW | 10,300 | $42,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,965 | $41,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,465 | $40,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 11,391 | $40,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 20,300 | $40,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L900 | COM | 50,300 | $40,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,912 | $39,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 21,755 | $39,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 11,462 | $39,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 157,333 | $39,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,124 | $38,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,821 | $38,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 11,987 | $38,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279952 | COM | 29,200 | $38,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U904 | CALL | 12,400 | $38,000 | thousands by filing date | call |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 13,698 | $38,000 | thousands by filing date | |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P900 | Cmn | 65,700 | $38,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960904 | CALL | 22,000 | $37,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,613 | $37,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,589 | $37,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 24,378 | $37,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 58,942 | $37,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742907 | COM | 15,500 | $37,000 | thousands by filing date | call |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 53,220 | $37,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 26,580 | $37,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M951 | PUT | 30,500 | $37,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411959 | PUT | 10,700 | $37,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G904 | COM | 14,900 | $36,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 102,015 | $36,000 | thousands by filing date | |
| VIVINT SOLAR INC | 92854Q906 | CALL | 11,600 | $36,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,541 | $36,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355A907 | COM | 17,400 | $35,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,549 | $35,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 12,419 | $35,000 | thousands by filing date | |
| REPROS THERAPEUTICS CMN STK | 76028H909 | Cmn | 21,700 | $35,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793953 | COM | 17,500 | $35,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 11,684 | $35,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 32,359 | $35,000 | thousands by filing date | |
| PARKERVISION INC | 701354900 | CALL | 11,000 | $35,000 | thousands by filing date | call |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 13,906 | $34,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,168 | $34,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 17,203 | $34,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 21,200 | $34,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,429 | $34,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,000 | $34,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,563 | $34,000 | thousands by filing date | |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 17,700 | $34,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,497 | $33,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 26,600 | $33,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 26,200 | $33,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 24,853 | $33,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 31,570 | $33,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 22,054 | $33,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 26,544 | $33,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 131,620 | $33,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B902 | COM NEW | 24,200 | $33,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 17,509 | $32,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,094 | $32,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,563 | $32,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 10,344 | $32,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,677 | $32,000 | thousands by filing date | |
| GERON CORP | 374163903 | COM | 11,700 | $31,000 | thousands by filing date | call |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,613 | $31,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 11,658 | $31,000 | thousands by filing date | |
| RAIT INVESTMENT TRUST CMN STOCK | 749227959 | Cmn | 10,000 | $31,000 | thousands by filing date | put |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 27,788 | $31,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 18,785 | $30,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 33,935 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 19,805 | $30,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 19,560 | $30,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 23,329 | $30,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 15,500 | $30,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 25,838 | $30,000 | thousands by filing date | |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 12,100 | $30,000 | thousands by filing date | put |
| CANCER GENETICS INC. | 13739u104 | COM | 14,979 | $30,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196953 | Cmn | 18,800 | $30,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,032 | $29,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,658 | $29,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 15,966 | $29,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 14,100 | $29,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T908 | CALL | 14,200 | $29,000 | thousands by filing date | call |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 13,195 | $29,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 136,954 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 34,200 | $28,000 | thousands by filing date | put |
| CYREN LTD | M26895108 | SHS | 14,379 | $28,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,413 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,983 | $27,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,195 | $27,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 69,050 | $27,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 20,835 | $27,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 21,500 | $27,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 38,455 | $27,000 | thousands by filing date | |
| VIVUS INC CMN STK | 928551950 | Cmn | 24,100 | $27,000 | thousands by filing date | put |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 20,900 | $27,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M955 | PUT | 14,600 | $27,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 32,378 | $26,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 12,700 | $26,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 12,411 | $26,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,428 | $25,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 12,538 | $25,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 10,000 | $25,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 106,071 | $25,000 | thousands by filing date | |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 54,500 | $25,000 | thousands by filing date | call |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 38,600 | $25,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L956 | COM | 11,400 | $25,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111959 | COM | 11,400 | $25,000 | thousands by filing date | put |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 13,263 | $24,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926903 | COM NEW | 12,400 | $24,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,967 | $24,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 22,689 | $24,000 | thousands by filing date | |
| BIODEL INC | 09064M904 | Cmn | 77,700 | $24,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 10,800 | $24,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 16,458 | $24,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 10,557 | $24,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 42,774 | $24,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 14,134 | $23,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 16,523 | $23,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,976 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,896 | $23,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 11,571 | $23,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 74,155 | $23,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 23,137 | $23,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M905 | CALL | 12,400 | $23,000 | thousands by filing date | call |
| EUROSEAS LTD | Y23592309 | SHS NEW | 12,297 | $23,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 10,700 | $23,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 37,818 | $22,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960954 | COM NEW | 12,800 | $22,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 13,090 | $22,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14,492 | $22,000 | thousands by filing date | |
| GREAT PANTHER SILVER LTD | 39115V901 | COM | 13,400 | $22,000 | thousands by filing date | call |
| RLJ ENTMT INC | 74965F203 | COM NEW | 10,862 | $22,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 23,608 | $22,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 28,604 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 36,253 | $21,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,624 | $21,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 20,462 | $21,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 17,413 | $21,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 21,087 | $21,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,855 | $21,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 41,764 | $21,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 87,113 | $21,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 10,683 | $21,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,096 | $21,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 15,104 | $21,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981951 | PUT | 10,000 | $21,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 11,118 | $21,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 34,223 | $21,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 14,545 | $21,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 72,601 | $21,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,836 | $20,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 65,023 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 35,281 | $20,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,538 | $20,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 16,480 | $20,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 12,573 | $20,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 13,764 | $20,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,477 | $20,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 68,954 | $20,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 24,984 | $20,000 | thousands by filing date | |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 13,600 | $20,000 | thousands by filing date | put |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 25,520 | $20,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,392 | $20,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 42,593 | $20,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 10,092 | $20,000 | thousands by filing date | |
| CORMEDIX INC | 21900C950 | PUT | 10,000 | $20,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 21,562 | $20,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 17,771 | $20,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 15,204 | $20,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 13,903 | $20,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 10,000 | $20,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,084 | $19,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,012 | $19,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L953 | COM | 18,500 | $19,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 53,922 | $19,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,300 | $19,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 10,421 | $19,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 23,591 | $19,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 23,460 | $19,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 105,269 | $19,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 43,425 | $19,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 18,578 | $19,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 10,236 | $19,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 10,194 | $19,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 14,278 | $19,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 11,700 | $19,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 34,456 | $19,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 20,875 | $19,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U954 | PUT | 12,200 | $19,000 | thousands by filing date | put |
| Intercloud Systems, Inc | 458488202 | com | 26,828 | $19,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 12,418 | $19,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 14,795 | $19,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 19,464 | $19,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 12,372 | $19,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 10,785 | $18,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 10,432 | $18,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 12,264 | $18,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 11,059 | $18,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 11,655 | $18,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 37,340 | $18,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 30,212 | $18,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 36,272 | $18,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 17,022 | $18,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 18,683 | $18,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 30,605 | $18,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 27,202 | $18,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 14,564 | $18,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 10,414 | $18,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 14,709 | $18,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 25,167 | $18,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 66,835 | $18,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B901 | COM | 19,400 | $18,000 | thousands by filing date | call |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 60,358 | $18,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 26,923 | $18,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 24,863 | $18,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 17,477 | $17,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 15,819 | $17,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,321 | $17,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 13,791 | $17,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 33,983 | $17,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,017,776 | $17,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 16,930 | $17,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 15,901 | $17,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 23,284 | $17,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 64,045 | $17,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 14,286 | $17,000 | thousands by filing date | |
| GASTAR EXPL INC NEW | 36729W952 | COM | 15,300 | $17,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E902 | Cmn | 10,900 | $16,000 | thousands by filing date | call |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 16,308 | $16,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 14,232 | $16,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 23,033 | $16,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 126,207 | $16,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 10,478 | $16,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 48,253 | $16,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,733 | $15,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 65,706 | $15,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 12,779 | $15,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 12,739 | $15,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 34,851 | $15,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 18,446 | $15,000 | thousands by filing date | |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 14,500 | $15,000 | thousands by filing date | put |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 17,785 | $15,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 34,787 | $15,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R902 | Cmn | 49,900 | $15,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,546 | $14,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 19,777 | $14,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 47,594 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 10,600 | $14,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314908 | COM | 29,800 | $14,000 | thousands by filing date | call |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,866 | $14,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q907 | Cmn | 25,100 | $14,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 31,700 | $14,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 10,067 | $13,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 18,820 | $13,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 15,421 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 31,000 | $13,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 31,600 | $13,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC | 363256958 | Cmn | 28,900 | $13,000 | thousands by filing date | put |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 19,746 | $13,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 20,324 | $13,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 13,000 | $13,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 32,620 | $13,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,870 | $12,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 30,771 | $12,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 48,833 | $12,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 22,000 | $12,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q956 | Cmn | 26,400 | $12,000 | thousands by filing date | put |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 19,600 | $12,000 | thousands by filing date | call |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P950 | Cmn | 20,100 | $12,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 29,586 | $11,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,849 | $11,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768953 | COM | 12,800 | $11,000 | thousands by filing date | put |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 12,328 | $11,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 21,082 | $11,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 42,042 | $10,000 | thousands by filing date | |
| SEQUENOM INC | 817337905 | Option | 11,100 | $10,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 19,100 | $10,000 | thousands by filing date | put |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 18,255 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 10,100 | $10,000 | thousands by filing date | call |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 10,685 | $10,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 17,100 | $10,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 44,838 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 13,668 | $9,000 | thousands by filing date | |
| FUNCTIONX INC NEW COM NEW | 36077T108 | Stock | 32,327 | $9,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 11,459 | $9,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 48,498 | $8,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 12,000 | $8,000 | thousands by filing date | put |
| XOMA CORP | 98419J907 | Cmn | 14,200 | $8,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A901 | COM UNT LTD PR | 15,600 | $8,000 | thousands by filing date | call |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 28,836 | $8,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002104 | COM | 20,952 | $8,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 31,343 | $7,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,683 | $7,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,723 | $7,000 | thousands by filing date | |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 11,300 | $7,000 | thousands by filing date | put |
| GEVO INC | 374396958 | Cmn | 11,600 | $7,000 | thousands by filing date | put |
| TASEKO MINES LTD | 876511906 | CALL | 12,000 | $6,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 10,818 | $6,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 28,595 | $6,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 45,788 | $5,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 12,342 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 10,600 | $4,000 | thousands by filing date | call |
| Saexploration Holdings Inc. | 78636X105 | COM | 36,527 | $4,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 14,317 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 12,615 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 11,289 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R952 | Cmn | 10,000 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019802 | superseded | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000624 | this filing | 2017-01-31 | acceptance time not in the bulk data set |