13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2017-01-31, with 6,934 holding rows worth $89,729,351,000.
- Accession
- 0000950123-17-000624
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 8,831 entries on the cover page, a total value of $89,729,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,729,351,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC | 707569909 | COM | 14,400 | $201,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 23,594 | $201,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 21,923 | $201,000 | thousands by filing date | |
| POWERSHARES WATER RESOURCES | 73935X905 | COM | 8,500 | $201,000 | thousands by filing date | call |
| TIVO INC CMN STOCK | 888706958 | Cmn | 20,300 | $201,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V902 | COM | 14,700 | $201,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,193 | $200,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,458 | $200,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 3,969 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 3,393 | $200,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES | 29472R908 | CALL | 2,500 | $200,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q958 | PUT | 8,300 | $200,000 | thousands by filing date | put |
| TRONOX LTD-CL A | Q9235V951 | COM | 45,300 | $200,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 48,319 | $200,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D907 | CALL | 24,500 | $200,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 12,020 | $200,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 30,399 | $199,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 11,377 | $198,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,406 | $198,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 16,226 | $198,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,115 | $197,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,659 | $197,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,675 | $197,000 | thousands by filing date | |
| GLU MOBILE INC | 379890956 | Cmn | 89,600 | $197,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 91,100 | $197,000 | thousands by filing date | put |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 19,322 | $197,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,492 | $196,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 12,489 | $196,000 | thousands by filing date | |
| DEPOMED INC CMN STOCK | 249908954 | Cmn | 10,000 | $196,000 | thousands by filing date | put |
| ST JOE CO | 790148950 | COM | 11,000 | $195,000 | thousands by filing date | put |
| EZCORP INC | 302301956 | PUT | 25,800 | $195,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 23,912 | $195,000 | thousands by filing date | |
| UNIVAR INC | 91336L907 | CALL | 10,300 | $195,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,494 | $194,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 38,700 | $194,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 16,338 | $194,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25,818 | $193,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439909 | SPONSORED ADR | 65,000 | $193,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 24,800 | $193,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L958 | PUT | 10,500 | $193,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111907 | CALL | 22,700 | $192,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 12,600 | $192,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 31,500 | $192,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 11,132 | $192,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R951 | COM | 24,100 | $192,000 | thousands by filing date | put |
| UBS GROUP AG | H42097907 | SHS | 14,700 | $191,000 | thousands by filing date | call |
| MCEWEN MINING INC | 58039P957 | Cmn | 49,600 | $191,000 | thousands by filing date | put |
| CARDIOVASCULAR SYS INC DEL | 141619906 | COM | 10,400 | $191,000 | thousands by filing date | call |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 47,600 | $190,000 | thousands by filing date | call |
| MEDALLION FINL CORP | 583928956 | COM | 25,800 | $190,000 | thousands by filing date | put |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 17,574 | $190,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 36,729 | $190,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448954 | PUT | 15,800 | $189,000 | thousands by filing date | put |
| PIER 1 IMPORTS COMMON STOCK | 720279958 | Cmn | 36,700 | $189,000 | thousands by filing date | put |
| DELEK US HLDGS INC | 246647951 | COM | 14,300 | $189,000 | thousands by filing date | put |
| COMMERCIAL METALS CO | 201723903 | COM | 11,100 | $188,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,040 | $188,000 | thousands by filing date | |
| AMERICAN MIDSTREAM PARTNERS | 02752P950 | PUT | 15,900 | $188,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 25,300 | $187,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G902 | CALL | 24,400 | $187,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571908 | COM | 34,300 | $187,000 | thousands by filing date | call |
| SCHNITZER STEEL INDS INC-A | 806882906 | COM | 10,600 | $187,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C907 | COM | 10,000 | $187,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 11,539 | $186,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659958 | COM | 16,600 | $186,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,062 | $186,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,223 | $186,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 59,195 | $185,000 | thousands by filing date | |
| QIWI PLC | 74735M908 | CALL | 14,100 | $185,000 | thousands by filing date | call |
| GANNETT CO INC | 36473H904 | CALL | 13,400 | $185,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 10,884 | $184,000 | thousands by filing date | |
| NAUTILUS INC | 63910B902 | COM | 10,300 | $184,000 | thousands by filing date | call |
| NOODLES & CO | 65540B955 | PUT | 18,800 | $184,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P951 | PUT | 12,000 | $184,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 29,388 | $183,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F906 | Cmn | 34,100 | $183,000 | thousands by filing date | call |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 99,600 | $183,000 | thousands by filing date | put |
| RETROPHIN INC | 761299906 | CALL | 10,300 | $183,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 26,900 | $182,000 | thousands by filing date | put |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 29,200 | $182,000 | thousands by filing date | put |
| NORTHSTAR ASSET MGMT GROUP I | 66705Y954 | COM | 17,800 | $182,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 11,179 | $180,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 12,023 | $179,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 25,400 | $179,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,651 | $179,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394953 | COM | 15,700 | $179,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U958 | PUT | 10,800 | $179,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,713 | $178,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,952 | $177,000 | thousands by filing date | |
| ATRICURE INC | 04963C909 | CALL | 12,500 | $177,000 | thousands by filing date | call |
| WP GLIMCHER IN | 92939N902 | Cmn | 15,800 | $177,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,901 | $176,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 13,161 | $176,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 12,176 | $176,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,399 | $176,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,697 | $175,000 | thousands by filing date | |
| RADWARE LTD | M81873907 | CALL | 15,500 | $175,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 32,346 | $175,000 | thousands by filing date | |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 26,400 | $175,000 | thousands by filing date | call |
| AMBEV SA | 02319V953 | SPONSORED ADR | 29,400 | $174,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 33,079 | $174,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037959 | COM | 35,200 | $174,000 | thousands by filing date | put |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 24,400 | $174,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 14,626 | $173,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE | 650111907 | CL A | 14,300 | $173,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084954 | PUT | 11,500 | $173,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L957 | PUT | 41,800 | $173,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 10,955 | $172,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571958 | COM | 31,500 | $172,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 102,300 | $172,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 31,894 | $171,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 57,379 | $171,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 18,700 | $171,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476953 | Cmn | 34,900 | $171,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q955 | PUT | 19,300 | $171,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L952 | COM | 11,600 | $171,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | G66964900 | SHS | 68,900 | $171,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 28,608 | $170,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 32,346 | $170,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P901 | COM | 18,300 | $170,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 10,541 | $169,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 25,100 | $169,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 13,363 | $168,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 90,412 | $168,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 12,532 | $168,000 | thousands by filing date | |
| UNIT CORP | 909218909 | COM | 10,800 | $168,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 16,000 | $168,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,026 | $167,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A900 | CALL | 31,300 | $167,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417950 | COM | 10,100 | $167,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,375 | $167,000 | thousands by filing date | |
| STEELCASE INC-CL A | 858155953 | COM | 12,300 | $167,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM | 73936B907 | Cmn | 18,200 | $167,000 | thousands by filing date | call |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 27,200 | $166,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 41,920 | $165,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W905 | COM NEW | 17,400 | $165,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,273 | $165,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,040 | $165,000 | thousands by filing date | |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 35,800 | $165,000 | thousands by filing date | call |
| ORGANOVO HLDGS INC | 68620A904 | COM | 44,300 | $165,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 52,228 | $164,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 37,131 | $164,000 | thousands by filing date | |
| CARLYLE GROUP LP/THE | 14309L952 | Cmn | 10,100 | $164,000 | thousands by filing date | put |
| VOXELJET AG | 92912L907 | ADS | 36,000 | $164,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA | 87936R906 | SPONSORED ADR | 12,000 | $163,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 26,457 | $162,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,212 | $162,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,920 | $162,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 10,100 | $162,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 11,637 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,250 | $161,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P908 | CALL | 11,200 | $161,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 16,220 | $161,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 12,700 | $161,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P900 | Cmn | 95,600 | $161,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480950 | COM UNIT RP IN | 11,900 | $161,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 27,600 | $160,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 22,170 | $160,000 | thousands by filing date | |
| TIVO INC CMN STOCK | 888706908 | Cmn | 16,200 | $160,000 | thousands by filing date | call |
| NOODLES & CO | 65540B905 | COM CL A | 16,400 | $160,000 | thousands by filing date | call |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 35,600 | $159,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R959 | COM | 10,200 | $159,000 | thousands by filing date | put |
| Lion Biotechnologies | 53619R102 | COM | 19,654 | $159,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 15,591 | $158,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 73,036 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 29,356 | $158,000 | thousands by filing date | |
| LAREDO PETE HLDGS INC | 516806956 | COM | 15,100 | $158,000 | thousands by filing date | put |
| LIBERTY TAX INC | 53128T102 | CL A | 11,856 | $158,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 56,533 | $158,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,815 | $157,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916903 | CALL | 18,100 | $157,000 | thousands by filing date | call |
| GOLD FIELDS LTD | 38059T906 | CALL | 31,800 | $156,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC | 624758908 | CALL | 13,700 | $156,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,746 | $156,000 | thousands by filing date | |
| NET 1 UEPS TECHNOLOGIES INC COMMON STOCK | 64107N906 | Cmn | 15,600 | $156,000 | thousands by filing date | call |
| TROVAGENE INC | 897238909 | CALL | 34,500 | $156,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 39,148 | $155,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023950 | COM | 11,000 | $155,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 10,700 | $155,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 20,987 | $155,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,715 | $155,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047902 | Cmn | 90,600 | $155,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 86,253 | $155,000 | thousands by filing date | |
| Eldorado Resorts Inc | 28470R902 | COM | 10,200 | $155,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 23,300 | $154,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 12,400 | $154,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICS | 294821908 | ADR B SEK 10 | 20,100 | $154,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,340 | $154,000 | thousands by filing date | |
| ISTAR FINANCIAL INC CMN STK | 45031U901 | Cmn | 16,100 | $154,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242951 | COM | 12,600 | $153,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC NEW | 45824V959 | PUT | 11,800 | $153,000 | thousands by filing date | put |
| DANA INC | 235825955 | COM | 14,400 | $152,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 16,400 | $152,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281907 | COM UT REPSTG | 10,100 | $152,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,774 | $151,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 125,177 | $151,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 65,794 | $151,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,454 | $151,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797950 | PUT | 24,500 | $150,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 12,646 | $150,000 | thousands by filing date | |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 11,400 | $150,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793903 | COM | 74,400 | $150,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 17,701 | $149,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 10,000 | $149,000 | thousands by filing date | call |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 21,100 | $149,000 | thousands by filing date | put |
| KAPSTONE PAPER & PACKAGING C | 48562P953 | COM | 11,400 | $148,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,620 | $147,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,351 | $147,000 | thousands by filing date | |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 105,700 | $147,000 | thousands by filing date | put |
| KAPSTONE PAPER & PACKAGING C | 48562P903 | COM | 11,300 | $147,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q956 | PUT | 11,400 | $145,000 | thousands by filing date | put |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 79,300 | $144,000 | thousands by filing date | put |
| KBR INC | 48242W956 | PUT | 10,900 | $144,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 48,200 | $144,000 | thousands by filing date | put |
| ECOPETROL S A | 279158959 | SPONSORED ADS | 15,000 | $143,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J904 | Cmn | 23,300 | $143,000 | thousands by filing date | call |
| FOSTER L B CO | 350060959 | PUT | 13,000 | $142,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U902 | CALL | 11,600 | $142,000 | thousands by filing date | call |
| FOGO DE CHAO INC | 344177100 | COM | 10,840 | $142,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,200 | $141,000 | thousands by filing date | |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 20,000 | $141,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174951 | COM | 17,300 | $141,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 10,400 | $141,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G951 | SHS NEW | 27,900 | $140,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 120,801 | $140,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 78,344 | $140,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E909 | CALL | 12,600 | $140,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220956 | COM | 42,100 | $139,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 14,137 | $138,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 21,940 | $138,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 23,991 | $138,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,590 | $137,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 10,500 | $137,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y903 | CALL | 11,300 | $137,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P903 | COM | 20,400 | $136,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R904 | CALL | 21,900 | $136,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580953 | COM | 12,000 | $135,000 | thousands by filing date | put |
| SUPERVALU INC | 868536903 | COM | 28,500 | $135,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P908 | COM | 10,600 | $135,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS INC | 864909906 | CL A | 12,300 | $135,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,130 | $134,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 103,000 | $134,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,194 | $133,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 17,800 | $133,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 41,137 | $133,000 | thousands by filing date | |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 11,800 | $133,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E956 | PUT | 18,400 | $133,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 32,376 | $133,000 | thousands by filing date | |
| ADVAXIS INC | 007624908 | CALL | 16,400 | $133,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785952 | PUT | 25,700 | $133,000 | thousands by filing date | put |
| CONTANGO OIL GAS | 21075N954 | COM | 10,800 | $132,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 37,100 | $132,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q902 | COM | 21,200 | $132,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 50,287 | $132,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,386 | $131,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496951 | COM | 16,400 | $131,000 | thousands by filing date | put |
| VANGUARD NATURAL RESOURCES | 92205F906 | Cmn | 93,100 | $131,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 29,724 | $130,000 | thousands by filing date | |
| TUNIU CORP | 89977P906 | CALL | 15,400 | $130,000 | thousands by filing date | call |
| FORTRESS INVESTMENT GRP-CL A | 34958B906 | COM | 29,400 | $130,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481907 | CALL | 10,000 | $130,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E906 | CALL | 17,900 | $129,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 10,023 | $129,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC | 12008R957 | COM | 11,400 | $128,000 | thousands by filing date | put |
| ENERNOC INC | 292764907 | COM | 20,300 | $128,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,302 | $127,000 | thousands by filing date | |
| FRANCESCAS HOLDINGS CORP | 351793954 | Cmn | 11,500 | $127,000 | thousands by filing date | put |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 10,100 | $127,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,432 | $126,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,909 | $126,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 10,343 | $126,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 24,200 | $125,000 | thousands by filing date | |
| CROCS INC | 227046959 | PUT | 11,100 | $125,000 | thousands by filing date | put |
| EZCORP INC | 302301906 | CL A NON VTG | 16,500 | $125,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 35,878 | $125,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 50,400 | $125,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC | 69423U905 | COM | 23,000 | $125,000 | thousands by filing date | call |
| EVERPURE INC | 74624M902 | CALL | 11,400 | $124,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U902 | COM | 11,100 | $124,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,645 | $124,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746959 | COM | 71,700 | $123,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890906 | Cmn | 55,900 | $123,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 11,129 | $122,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 23,340 | $122,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 11,300 | $122,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,683 | $121,000 | thousands by filing date | |
| RCI HOSPITALITY HLDGS INC | 74934Q908 | COM | 11,900 | $121,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 49,734 | $121,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 20,300 | $121,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 16,300 | $121,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,064 | $120,000 | thousands by filing date | |
| ALAMOS GOLD INC | 011532908 | COM CL A | 14,000 | $120,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP958 | Cmn | 28,700 | $120,000 | thousands by filing date | put |
| BGC PARTNERS INC CMN STOCK | 05541T951 | Cmn | 13,800 | $120,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 33,800 | $120,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 13,600 | $120,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 37,800 | $119,000 | thousands by filing date | call |
| JAMBA INC | 47023A909 | CALL | 11,600 | $119,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,032 | $118,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 10,100 | $118,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375906 | COM | 10,900 | $118,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 29,030 | $118,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 15,240 | $117,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 17,400 | $117,000 | thousands by filing date | call |
| URANIUM ENERGY CORP | 916896953 | PUT | 132,600 | $116,000 | thousands by filing date | put |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 22,700 | $116,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,513 | $116,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916953 | PUT | 13,400 | $116,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,342 | $115,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,751 | $115,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 244,234 | $114,000 | thousands by filing date | |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 19,200 | $114,000 | thousands by filing date | call |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 30,100 | $114,000 | thousands by filing date | call |
| MITEK SYS INC | 606710900 | COM NEW | 15,900 | $113,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 32,600 | $113,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 67,300 | $113,000 | thousands by filing date | call |
| CHEETAH MOBILE INC | 163075954 | ADR | 11,900 | $113,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,173 | $112,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,995 | $112,000 | thousands by filing date | |
| OCWEN FINANCIAL CORP | 675746909 | COM | 65,200 | $111,000 | thousands by filing date | call |
| PINNACLE ENTMT INC NEW | 72348Y955 | PUT | 10,000 | $111,000 | thousands by filing date | put |
| UNIQURE NV | N90064901 | CALL | 14,900 | $110,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,829 | $110,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 27,800 | $110,000 | thousands by filing date | put |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 16,196 | $110,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 15,200 | $110,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 16,360 | $109,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,685 | $109,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476903 | Cmn | 22,200 | $109,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 21,143 | $109,000 | thousands by filing date | |
| WENDYS CO | 95058W900 | CALL | 11,200 | $108,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J900 | CALL | 12,200 | $108,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,205 | $108,000 | thousands by filing date | |
| ORBCOMM INC | 68555P900 | CALL | 10,900 | $108,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 15,760 | $107,000 | thousands by filing date | |
| CHEGG INC | 163092909 | COM | 21,300 | $107,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 13,882 | $107,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 22,439 | $107,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 48,201 | $106,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 196,203 | $106,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,733 | $106,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 25,244 | $106,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A908 | Cmn | 16,100 | $106,000 | thousands by filing date | call |
| ALON USA PARTNERS LP | 02052T909 | UT LTDPART INT | 10,500 | $106,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 33,364 | $106,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 49,176 | $106,000 | thousands by filing date | |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 28,400 | $106,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 119,221 | $105,000 | thousands by filing date | |
| MERITOR INC | 59001K950 | COM | 14,600 | $105,000 | thousands by filing date | put |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 12,100 | $105,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785902 | CALL | 20,300 | $105,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 64,020 | $104,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 12,715 | $104,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 13,500 | $104,000 | thousands by filing date | put |
| FLEX PHARMA INC | 33938A105 | COM | 10,181 | $104,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 18,092 | $103,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,560 | $103,000 | thousands by filing date | |
| RCI HOSPITALITY HLDGS INC | 74934Q958 | COM | 10,100 | $103,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330P907 | COM | 15,200 | $103,000 | thousands by filing date | call |
| FRESHPET INC | 358039905 | COM | 11,000 | $103,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 12,881 | $103,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,751 | $102,000 | thousands by filing date | |
| METALLUS INC | 887399953 | PUT | 10,600 | $102,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 64,590 | $102,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 19,449 | $102,000 | thousands by filing date | |
| HORNBECK OFFSHORE SERVICES COMMON STOCK | 440543956 | Cmn | 12,200 | $102,000 | thousands by filing date | put |
| CONCURRENT COMPUTER CORP NEW | 206710902 | COM PAR $.01 | 19,600 | $102,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 25,900 | $102,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 14,545 | $101,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 71,653 | $101,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723950 | COM | 10,200 | $101,000 | thousands by filing date | put |
| GERON CORP | 374163953 | COM | 37,400 | $100,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 38,600 | $100,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,026 | $99,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 32,973 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F909 | CALL | 10,800 | $99,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 34,188 | $98,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 10,530 | $98,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 59,973 | $98,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,002 | $98,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 10,800 | $97,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 44,700 | $97,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 35,165 | $96,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P908 | CALL | 10,600 | $96,000 | thousands by filing date | call |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 28,400 | $96,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 20,000 | $95,000 | thousands by filing date | call |
| MITEK SYS INC | 606710950 | PUT | 13,300 | $95,000 | thousands by filing date | put |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 11,063 | $95,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y908 | Cmn | 12,300 | $95,000 | thousands by filing date | call |
| ADVAXIS INC | 007624958 | PUT | 11,800 | $95,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 145,864 | $94,000 | thousands by filing date | |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 10,600 | $94,000 | thousands by filing date | put |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 32,100 | $94,000 | thousands by filing date | put |
| TRUECAR INC | 89785L957 | PUT | 12,000 | $94,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y908 | CALL | 52,000 | $94,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M901 | CALL | 77,000 | $94,000 | thousands by filing date | call |
| AMERISERV FINL INC | 03074A102 | COM | 30,736 | $93,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 18,517 | $93,000 | thousands by filing date | |
| FORMFACTOR INC | 346375908 | COM | 10,400 | $93,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 17,000 | $93,000 | thousands by filing date | put |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 91,565 | $93,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 14,932 | $93,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814950 | PUT | 14,000 | $93,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 44,137 | $92,000 | thousands by filing date | |
| MFA FINANCIAL INC | 55272X902 | COM | 12,700 | $92,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T951 | COM | 10,500 | $92,000 | thousands by filing date | put |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 17,100 | $92,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP | P73398902 | CALL | 27,400 | $92,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 11,900 | $92,000 | thousands by filing date | call |
| SLM CORP | 78442P956 | COM | 14,700 | $91,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J950 | PUT | 12,900 | $91,000 | thousands by filing date | put |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 16,700 | $91,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 54,300 | $91,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICS | 294821958 | ADR B SEK 10 | 11,600 | $89,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 53,266 | $89,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,670 | $89,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 16,600 | $89,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 18,356 | $89,000 | thousands by filing date | |
| DAKTRONICS INC | 234264959 | PUT | 14,000 | $88,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 11,500 | $88,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 15,843 | $87,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,912 | $87,000 | thousands by filing date | |
| MCEWEN MINING INC | 58039P907 | Cmn | 22,700 | $87,000 | thousands by filing date | call |
| MEETME INC | 585141904 | Cmn | 16,400 | $87,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,467 | $86,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 53,868 | $86,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N954 | COM | 13,400 | $86,000 | thousands by filing date | put |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 12,300 | $86,000 | thousands by filing date | put |
| EV ENERGY PARTNER LP | 26926V957 | Cmn | 37,500 | $86,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J951 | PARTNERSHIP UN | 14,500 | $86,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J900 | CALL | 24,000 | $86,000 | thousands by filing date | call |
| OCLARO INC | 67555N906 | CALL | 17,700 | $86,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M909 | COM NEW | 14,800 | $86,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERS L P | 59564N953 | COM UT LTD PTN | 10,100 | $86,000 | thousands by filing date | put |
| CERUS CORP | 157085901 | COM | 13,700 | $85,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 36,133 | $85,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 134,431 | $85,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 15,595 | $85,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 30,400 | $85,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 16,641 | $84,000 | thousands by filing date | |
| AGENUS INC | 00847G905 | COM NEW | 20,700 | $84,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 10,440 | $83,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,860 | $83,000 | thousands by filing date | |
| STMICROELECTRONICS N V | 861012952 | PUT | 14,100 | $83,000 | thousands by filing date | put |
| HARMONY GOLD MNG LTD | 413216900 | SPONSORED ADR | 23,100 | $83,000 | thousands by filing date | call |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 22,900 | $83,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L904 | CALL | 10,300 | $83,000 | thousands by filing date | call |
| LION BIOTECHNOLOGIES INC | 53619R952 | PUT | 10,200 | $83,000 | thousands by filing date | put |
| OOMA INC | 683416901 | COM | 10,000 | $82,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,077 | $82,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 29,722 | $82,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,806 | $82,000 | thousands by filing date | |
| CVR REFNG LP | 12663P957 | COMUNIT REP LT | 10,600 | $82,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,370 | $82,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W904 | CALL | 11,500 | $82,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,690 | $81,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,404 | $81,000 | thousands by filing date | |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 25,500 | $80,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 26,215 | $80,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 25,791 | $80,000 | thousands by filing date | |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 13,700 | $79,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 24,718 | $79,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 14,294 | $79,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 16,900 | $79,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 10,900 | $79,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 14,739 | $78,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 11,098 | $78,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y905 | COM | 20,400 | $78,000 | thousands by filing date | call |
| RENREN INC | 759892952 | SPONSORED ADR | 43,500 | $78,000 | thousands by filing date | put |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 85,300 | $78,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 11,000 | $77,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 11,830 | $77,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 39,900 | $77,000 | thousands by filing date | call |
| CADIZ INC | 127537907 | COM NEW | 13,000 | $76,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 58,700 | $76,000 | thousands by filing date | put |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 11,800 | $76,000 | thousands by filing date | call |
| TERRAVIA HLDGS INC | 88105A956 | COM | 28,900 | $76,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 15,900 | $75,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F956 | Cmn | 14,000 | $75,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 10,300 | $75,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 77,237 | $75,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q952 | COM | 12,100 | $75,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 17,900 | $75,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 12,287 | $74,000 | thousands by filing date | |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 57,700 | $74,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064902 | COM | 14,800 | $74,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M901 | CL A | 22,700 | $74,000 | thousands by filing date | call |
| ALCOBRA LTD | M2239P909 | SHS | 16,400 | $74,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 11,192 | $73,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833904 | COM | 45,100 | $73,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 11,390 | $73,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 46,341 | $72,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,652 | $71,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121901 | COM | 11,000 | $71,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 30,825 | $71,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,194 | $71,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 24,400 | $71,000 | thousands by filing date | put |
| CYTRX CORP | 232828909 | COM PAR | 32,000 | $71,000 | thousands by filing date | call |
| RADNET INC | 750491902 | COM | 13,200 | $70,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,075 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019802 | superseded | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000624 | this filing | 2017-01-31 | acceptance time not in the bulk data set |