13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2017-01-31, with 8,912 holding rows worth $91,628,016,000.
- Accession
- 0000950123-17-000619
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 11,698 entries on the cover page, a total value of $91,628,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,628,016,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBA 231215C00060000 | 767744905 | CALL | 400 | $10,000 | thousands by filing date | call |
| UNIVAR INC | 91336L907 | CALL | 600 | $10,000 | thousands by filing date | call |
| BLACK BOX CORP DEL | 091826957 | PUT | 1,100 | $10,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q958 | COM | 4,200 | $10,000 | thousands by filing date | put |
| INC RESH HLDGS INC | 45329R909 | CALL | 200 | $10,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R959 | CL A | 200 | $10,000 | thousands by filing date | put |
| LION BIOTECHNOLOGIES INC | 53619R952 | PUT | 1,300 | $10,000 | thousands by filing date | put |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 14,300 | $10,000 | thousands by filing date | put |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P957 | Cmn | 3,100 | $10,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,545 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y908 | CALL | 500 | $9,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,100 | $9,000 | thousands by filing date | call |
| RADNET INC | 750491902 | COM | 1,500 | $9,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282905 | COM | 800 | $9,000 | thousands by filing date | call |
| TXNM ENERGY INC | 69349H957 | PUT | 300 | $9,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M959 | PUT | 1,100 | $9,000 | thousands by filing date | put |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 12,964 | $9,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 500 | $9,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 4,703 | $9,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 11,695 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 7,567 | $9,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,608 | $9,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P903 | COM | 200 | $9,000 | thousands by filing date | call |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 7,200 | $9,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 2,400 | $9,000 | thousands by filing date | put |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 1,400 | $9,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S902 | Cmn | 1,100 | $9,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 1,100 | $9,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 8,600 | $9,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328951 | COM | 9,600 | $9,000 | thousands by filing date | put |
| ABRAXAS PETE CORP | 003830956 | COM | 8,800 | $9,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 5,200 | $9,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 10,400 | $9,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 3,000 | $9,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,425 | $9,000 | thousands by filing date | |
| CELESTICA INC | 15101Q908 | CALL | 800 | $9,000 | thousands by filing date | call |
| CONTINENTAL BLDG PRODS INC | 211171953 | PUT | 500 | $9,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J950 | PUT | 1,600 | $9,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L952 | COM | 800 | $9,000 | thousands by filing date | put |
| CELSION CORPORATION | 15117N954 | COM PAR | 4,800 | $9,000 | thousands by filing date | put |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K903 | Cmn | 17,300 | $9,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 63 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 1,000 | $8,000 | thousands by filing date | put |
| MORNINGSTAR INC | 617700959 | COM | 100 | $8,000 | thousands by filing date | put |
| MUELLER INDS INC | 624756902 | COM | 300 | $8,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 900 | $8,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 1,900 | $8,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,620 | $8,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 294 | $8,000 | thousands by filing date | |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 200 | $8,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 630 | $8,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 74,576 | $8,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 29,938 | $8,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 11,793 | $8,000 | thousands by filing date | |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 5,100 | $8,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 3,900 | $8,000 | thousands by filing date | call |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 1,500 | $8,000 | thousands by filing date | call |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 2,000 | $8,000 | thousands by filing date | put |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 2,200 | $8,000 | thousands by filing date | put |
| CHRISTOPHER & BANKS CORP CMN STK | 171046955 | Cmn | 5,000 | $8,000 | thousands by filing date | put |
| PEDEVCO CORP | 70532Y204 | COM | 27,434 | $8,000 | thousands by filing date | |
| PGT INC | 69336V951 | COM | 700 | $8,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 5,900 | $8,000 | thousands by filing date | put |
| COUSINS PPTYS INC | 222795906 | COM | 900 | $8,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 500 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464289909 | CALL | 300 | $8,000 | thousands by filing date | call |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 46,429 | $8,000 | thousands by filing date | |
| COMSCORE INC | 20564W955 | PUT | 200 | $8,000 | thousands by filing date | put |
| OTONOMY INC | 68906L905 | CALL | 300 | $8,000 | thousands by filing date | call |
| DURECT CORP | 266605954 | PUT | 3,700 | $8,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y953 | PUT | 400 | $8,000 | thousands by filing date | put |
| BLACK KNIGHT INC | 09214X100 | COM | 255 | $8,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N958 | PUT | 4,700 | $8,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487955 | PUT | 4,500 | $8,000 | thousands by filing date | put |
| ALCOBRA LTD | M2239P959 | SHS | 1,200 | $8,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280959 | Cmn | 400 | $8,000 | thousands by filing date | put |
| CONCORDIA HEALTHCARE CORP | 206519950 | Cmn | 200 | $8,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC | 300415906 | Cmn | 1,300 | $8,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844907 | Cmn | 4,400 | $8,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 236 | $7,000 | thousands by filing date | |
| SUN CMNTYS INC | 866674954 | COM | 100 | $7,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356957 | COM | 15,200 | $7,000 | thousands by filing date | put |
| MESABI TR | 590672901 | CALL | 1,600 | $7,000 | thousands by filing date | call |
| KORN FERRY | 500643950 | PUT | 200 | $7,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 316 | $7,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 249 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,593 | $7,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 52,688 | $7,000 | thousands by filing date | |
| COMPutER SCIENCES CORP | 205363954 | COM | 200 | $7,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y902 | COM | 2,500 | $7,000 | thousands by filing date | call |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 11,551 | $7,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 10,569 | $7,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 30,679 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP COMMON STOCK | 63900P953 | Cmn | 5,800 | $7,000 | thousands by filing date | put |
| REPROS THERAPEUTICS CMN STK | 76028H959 | Cmn | 5,800 | $7,000 | thousands by filing date | put |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 200 | $7,000 | thousands by filing date | put |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 3,000 | $7,000 | thousands by filing date | put |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 9,200 | $7,000 | thousands by filing date | call |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 1,300 | $7,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 3,000 | $7,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J951 | COM | 1,400 | $7,000 | thousands by filing date | put |
| CURIS INC | 231269951 | COM | 2,400 | $7,000 | thousands by filing date | put |
| STORE CAP CORP | 862121900 | CALL | 300 | $7,000 | thousands by filing date | call |
| PHYSICIANS RLTY TR | 71943U954 | COM | 400 | $7,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814950 | PUT | 600 | $7,000 | thousands by filing date | put |
| CYTRX CORP | 232828909 | COM PAR | 2,700 | $7,000 | thousands by filing date | call |
| RIGHTSIDE GROUP LTD | 76658B950 | PUT | 900 | $7,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 6,200 | $7,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M950 | Cmn | 300 | $7,000 | thousands by filing date | put |
| CELLADON CORP | 15117E907 | Cmn | 4,800 | $7,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 700 | $7,000 | thousands by filing date | put |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 10,397 | $7,000 | thousands by filing date | |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 8,000 | $7,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 400 | $6,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J950 | COM | 900 | $6,000 | thousands by filing date | put |
| VERICEL CORP | 92346J908 | CALL | 2,500 | $6,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 4,277 | $6,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 146 | $6,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 16,699 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 35,384 | $6,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 43,599 | $6,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768902 | COM | 27,600 | $6,000 | thousands by filing date | call |
| SILICON GRAPHICS INTERNATION | 82706L958 | COM | 1,000 | $6,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 3,592 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 400 | $6,000 | thousands by filing date | call |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 1,000 | $6,000 | thousands by filing date | put |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 400 | $6,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 200 | $6,000 | thousands by filing date | call |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 100 | $6,000 | thousands by filing date | call |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B951 | Cmn | 8,000 | $6,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P908 | Cmn | 5,100 | $6,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 13,100 | $6,000 | thousands by filing date | call |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 5,300 | $6,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC COMMON STOCK | 559079907 | Cmn | 100 | $6,000 | thousands by filing date | call |
| SEQUENOM INC CMN STOCK | 817337955 | Cmn | 3,900 | $6,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y902 | Cmn | 1,900 | $6,000 | thousands by filing date | call |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 13,425 | $6,000 | thousands by filing date | |
| PIEDMONT NAT GAS INC | 720186905 | COM | 100 | $6,000 | thousands by filing date | call |
| BEBE STORES INC | 075571959 | COM | 10,400 | $6,000 | thousands by filing date | put |
| WEST CORP | 952355954 | COM | 300 | $6,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L951 | SHS | 100 | $6,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 1,200 | $6,000 | thousands by filing date | call |
| MASONITE INTL CORP | 575385959 | COM | 100 | $6,000 | thousands by filing date | put |
| REVLON INC | 761525959 | PUT | 200 | $6,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC | 13089P901 | COM | 800 | $6,000 | thousands by filing date | call |
| LUMINEX CORP DEL | 55027E952 | PUT | 300 | $6,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035905 | CALL | 900 | $6,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C909 | CALL | 1,100 | $6,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,599 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645958 | COM | 900 | $6,000 | thousands by filing date | put |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 6,800 | $6,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196953 | Cmn | 2,000 | $6,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LLC | 04929Q902 | Cmn | 6,800 | $6,000 | thousands by filing date | call |
| CEB INC | 125134956 | Cmn | 100 | $6,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 8,800 | $6,000 | thousands by filing date | put |
| OPOWER INC | 68375Y959 | Cmn | 600 | $6,000 | thousands by filing date | put |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 900 | $6,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 100 | $5,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 800 | $5,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R909 | COM UNITS | 300 | $5,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 1,000 | $5,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 600 | $5,000 | thousands by filing date | put |
| MERCER INTL INC | 588056901 | CALL | 600 | $5,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U900 | CALL | 300 | $5,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 683 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD | 876511906 | CALL | 15,800 | $5,000 | thousands by filing date | call |
| IDENTIV INC | 45170X955 | PUT | 2,700 | $5,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291902 | COM | 200 | $5,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q901 | COM | 27,100 | $5,000 | thousands by filing date | call |
| CONTANGO OIL GAS | 21075N954 | COM | 800 | $5,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N906 | COM | 7,100 | $5,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645105 | COM | 12,220 | $5,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 10,900 | $5,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 4,100 | $5,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 4,100 | $5,000 | thousands by filing date | call |
| ATOSSA GENETICS INC | 04962H100 | COM | 17,087 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L906 | COM | 4,800 | $5,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 2,500 | $5,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 21,600 | $5,000 | thousands by filing date | call |
| CHINA INFORMATION TECHNOLOGY | G21174950 | COM | 3,000 | $5,000 | thousands by filing date | put |
| IMATION CORP | 45245A957 | COM | 3,400 | $5,000 | thousands by filing date | put |
| CATALENT INC | 148806952 | PUT | 200 | $5,000 | thousands by filing date | put |
| FIRST DATA CORP NEW | 32008D956 | COM | 300 | $5,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 26,339 | $5,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 500 | $5,000 | thousands by filing date | put |
| SORL AUTO PTS INC | 78461U951 | PUT | 2,100 | $5,000 | thousands by filing date | put |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 3,861 | $5,000 | thousands by filing date | |
| ERIN ENERGY CORP | 295625907 | COM | 1,500 | $5,000 | thousands by filing date | call |
| DELCATH SYS INC | 24661P401 | Cmn | 10,106 | $5,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 1,000 | $5,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 500 | $5,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 141 | $4,000 | thousands by filing date | |
| GRANITE CONSTR INC | 387328957 | PUT | 100 | $4,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P956 | COM | 1,600 | $4,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X900 | COM | 200 | $4,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536908 | COM | 300 | $4,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS I | 55405Y950 | COM | 100 | $4,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 100 | $4,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R903 | COM | 300 | $4,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193954 | COM | 400 | $4,000 | thousands by filing date | put |
| DEL MONTE CORP | G36738955 | PUT | 100 | $4,000 | thousands by filing date | put |
| UNITIL CORP | 913259907 | CALL | 100 | $4,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 300 | $4,000 | thousands by filing date | put |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 20,740 | $4,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 26,489 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 100 | $4,000 | thousands by filing date | put |
| BLUCORA INC | 095229900 | COM | 400 | $4,000 | thousands by filing date | call |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 27,150 | $4,000 | thousands by filing date | |
| Rex Energy Corp | 761565950 | PUT | 4,100 | $4,000 | thousands by filing date | put |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 2,200 | $4,000 | thousands by filing date | put |
| BIODEL INC | 09064M904 | Cmn | 12,400 | $4,000 | thousands by filing date | call |
| MCEWEN MINING INC | 58039P907 | Cmn | 3,700 | $4,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W906 | Cmn | 700 | $4,000 | thousands by filing date | call |
| POLYCOM INC CMN STOCK | 73172K954 | Cmn | 300 | $4,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 1,200 | $4,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L956 | COM | 4,000 | $4,000 | thousands by filing date | put |
| ABRAXAS PETE CORP | 003830906 | COM | 4,100 | $4,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E903 | COM | 7,600 | $4,000 | thousands by filing date | call |
| US ECOLOGY INC | 91732J902 | COM | 100 | $4,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F906 | COM | 500 | $4,000 | thousands by filing date | call |
| MEREDITH CORP | 589433901 | COM | 100 | $4,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420908 | COM | 700 | $4,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A950 | COM PAR $.001 | 700 | $4,000 | thousands by filing date | put |
| ON ASSIGNMENT INC | 682159958 | COM | 100 | $4,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 3,100 | $4,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P950 | PUT | 600 | $4,000 | thousands by filing date | put |
| VIACOM INC NEW | 92553P902 | CALL | 100 | $4,000 | thousands by filing date | call |
| TIER REIT INC | 88650V908 | CALL | 300 | $4,000 | thousands by filing date | call |
| SORL AUTO PTS INC | 78461U901 | CALL | 1,700 | $4,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 61,873 | $4,000 | thousands by filing date | |
| GASTAR EXPL INC NEW | 36729W902 | CALL | 2,700 | $4,000 | thousands by filing date | call |
| COLUMBIA PIPELINE GROUP INC | 198280909 | Cmn | 200 | $4,000 | thousands by filing date | call |
| VRINGO INC | 92911N902 | Cmn | 1,600 | $4,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 9,158 | $3,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 12,690 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 200 | $3,000 | thousands by filing date | call |
| VERMILION ENERGY INC | 923725955 | COM | 100 | $3,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P959 | COM | 100 | $3,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 1,800 | $3,000 | thousands by filing date | call |
| TITAN INTL INC ILL | 88830M902 | COM | 800 | $3,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L903 | COM | 3,500 | $3,000 | thousands by filing date | call |
| BROWN & BROWN INC | 115236901 | COM | 100 | $3,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,300 | $3,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236956 | UNIT BEN INT | 500 | $3,000 | thousands by filing date | put |
| MUELLER INDS INC | 624756952 | PUT | 100 | $3,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544950 | PUT | 100 | $3,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P901 | CALL | 200 | $3,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4,539 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 414 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,152 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 166 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 65 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 800 | $3,000 | thousands by filing date | put |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 3,800 | $3,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572953 | Cmn | 6,100 | $3,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X906 | Cmn | 1,400 | $3,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 18,000 | $3,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 2,100 | $3,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F959 | COM | 300 | $3,000 | thousands by filing date | put |
| DEX MEDIA INC NEW | 25213A907 | COM | 28,100 | $3,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782U956 | COM | 2,500 | $3,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B957 | SHS | 500 | $3,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V906 | SH BEN INT | 1,500 | $3,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC | 984017953 | PUT | 200 | $3,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152958 | CL A | 200 | $3,000 | thousands by filing date | put |
| CINEDIGM CORP COM | 172406100 | COM | 12,924 | $3,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 500 | $3,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G900 | CALL | 1,900 | $3,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C900 | CALL | 1,700 | $3,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 1,100 | $3,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942905 | CALL | 100 | $3,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,312 | $3,000 | thousands by filing date | |
| CERECOR INC | 15671L125 | *W EXP 04/20/201 | 3,861 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP | 295625957 | PUT | 1,000 | $3,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T954 | Cmn | 100 | $3,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LLC | 04929Q952 | Cmn | 2,900 | $3,000 | thousands by filing date | put |
| GEVO INC | 374396908 | Cmn | 5,200 | $3,000 | thousands by filing date | call |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K953 | Cmn | 5,300 | $3,000 | thousands by filing date | put |
| DELCATH SYS INC | 24661P901 | Cmn | 5,200 | $3,000 | thousands by filing date | call |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P907 | Cmn | 1,000 | $3,000 | thousands by filing date | call |
| URANIUM ENERGY CORP | 916896903 | CALL | 1,800 | $2,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W906 | COM | 200 | $2,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 100 | $2,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M909 | COM NEW | 200 | $2,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 300 | $2,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535900 | COM | 1,100 | $2,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S900 | CALL | 200 | $2,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,608 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,109 | $2,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 12,244 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORPORATION | 141665959 | Cmn | 600 | $2,000 | thousands by filing date | put |
| BIODEL INC | 09064M954 | Cmn | 4,700 | $2,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 2,000 | $2,000 | thousands by filing date | call |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 600 | $2,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 200 | $2,000 | thousands by filing date | call |
| XO GROUP INC | 983772904 | Cmn | 100 | $2,000 | thousands by filing date | call |
| NISKA GAS STORAGE PARTNERS LLC | 654678901 | Cmn | 700 | $2,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844957 | COM | 1,000 | $2,000 | thousands by filing date | put |
| CTS CORP | 126501955 | PUT | 100 | $2,000 | thousands by filing date | put |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 100 | $2,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U951 | PUT | 100 | $2,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,725 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L906 | CALL | 300 | $2,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297901 | CALL | 500 | $2,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRIS I | 05614L900 | CALL | 100 | $2,000 | thousands by filing date | call |
| CORMEDIX INC | 21900C950 | PUT | 1,200 | $2,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C907 | CALL | 300 | $2,000 | thousands by filing date | call |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 614 | $2,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM L P | 777149955 | Cmn | 100 | $2,000 | thousands by filing date | put |
| XURA INC | 98420V907 | Cmn | 100 | $2,000 | thousands by filing date | call |
| GEVO INC | 374396958 | Cmn | 3,000 | $2,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 3,100 | $2,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P951 | Cmn | 100 | $2,000 | thousands by filing date | put |
| WHITING USA TR II | 966388950 | Cmn | 2,300 | $2,000 | thousands by filing date | put |
| VRINGO INC | 92911N952 | Cmn | 800 | $2,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 49 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 100 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 51 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356907 | CALL | 2,000 | $1,000 | thousands by filing date | call |
| HARMONIC INC | 413160902 | COM | 200 | $1,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C951 | COM NEW | 600 | $1,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T905 | COM | 900 | $1,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526903 | CALL | 100 | $1,000 | thousands by filing date | call |
| TASEKO MINES LTD | 876511956 | PUT | 3,000 | $1,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B957 | PUT | 100 | $1,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 68 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 276 | $1,000 | thousands by filing date | |
| KEY ENERGY SERVICES INC | 492914906 | COM | 1,600 | $1,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP CMN STK | 462044958 | Cmn | 1,300 | $1,000 | thousands by filing date | put |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 200 | $1,000 | thousands by filing date | call |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 100 | $1,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO CMN STK | 44244K909 | Cmn | 200 | $1,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T906 | Cmn | 300 | $1,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T956 | Cmn | 200 | $1,000 | thousands by filing date | put |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 500 | $1,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X956 | Cmn | 600 | $1,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 900 | $1,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673906 | Cmn | 200 | $1,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203958 | Cmn | 400 | $1,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203908 | Cmn | 500 | $1,000 | thousands by filing date | call |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 1,100 | $1,000 | thousands by filing date | call |
| MEETME INC | 585141954 | Cmn | 200 | $1,000 | thousands by filing date | put |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 2,000 | $1,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 2,700 | $1,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 2,100 | $1,000 | thousands by filing date | call |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 3,000 | $1,000 | thousands by filing date | put |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 2,600 | $1,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W956 | COM | 300 | $1,000 | thousands by filing date | put |
| PARKERVISION INC | 701354952 | COM | 2,700 | $1,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154908 | COM | 700 | $1,000 | thousands by filing date | call |
| DEX MEDIA INC NEW | 25213A957 | COM | 4,900 | $1,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W901 | COM | 200 | $1,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 300 | $1,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103902 | CALL | 700 | $1,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087903 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| TIER REIT INC | 88650V958 | PUT | 100 | $1,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 500 | $1,000 | thousands by filing date | call |
| CSOP ETF TR | 12649L955 | PUT | 100 | $1,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U901 | CALL | 300 | $1,000 | thousands by filing date | call |
| GEVO INC COM PAR | 374396208 | Stock | 990 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828906 | SHS | 500 | $1,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 500 | $1,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R952 | Cmn | 900 | $1,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178953 | Cmn | 3,800 | $1,000 | thousands by filing date | put |
| TUBEMOGUL INC | 898570956 | Cmn | 100 | $1,000 | thousands by filing date | put |
| IMATION CORP | 45245A907 | Cmn | 400 | $1,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W902 | Cmn | 3,000 | $1,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W952 | Cmn | 2,500 | $1,000 | thousands by filing date | put |
| SKYPEOPLE FRUIT JUICE INC | 83086T908 | Cmn | 1,000 | $1,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J909 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARMONIC INC | 413160952 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 926 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 502 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K902 | Cmn | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K952 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782U906 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R952 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONES ENERGY INC | 48019R908 | COM CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828959 | COM PAR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SFX ENTMT INC | 784178903 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERSEON CORP | 715270112 | Wt | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWISHER HYGIENE INC | 870808900 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637906 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014538 | superseded | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000619 | this filing | 2017-01-31 | acceptance time not in the bulk data set |