13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2017-01-31, with 8,912 holding rows worth $91,628,016,000.
- Accession
- 0000950123-17-000619
- Filer
- CIK 1423053
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 11,698 entries on the cover page, a total value of $91,628,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,628,016,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYDALL INC | 550819956 | COM | 700 | $25,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R954 | PUT | 2,200 | $25,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 6,497 | $24,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 12,192 | $24,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 2,100 | $24,000 | thousands by filing date | call |
| SLM CORP | 78442P906 | COM | 3,700 | $24,000 | thousands by filing date | call |
| TXNM ENERGY INC | 69349H907 | COM | 800 | $24,000 | thousands by filing date | call |
| CHEGG INC | 163092959 | COM | 3,600 | $24,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 700 | $24,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382956 | PUT | 1,400 | $24,000 | thousands by filing date | put |
| CHINA YUCHAI INTL LTD | G21082905 | COM | 2,200 | $24,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 17,829 | $24,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W953 | COM | 800 | $24,000 | thousands by filing date | put |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 1,900 | $24,000 | thousands by filing date | call |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 8,900 | $24,000 | thousands by filing date | put |
| GOODRICH PETE CORP CMN STK | 382410955 | Cmn | 89,100 | $24,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 9,571 | $24,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N908 | COM | 13,500 | $24,000 | thousands by filing date | call |
| EPIZYME INC | 29428V954 | COM | 1,500 | $24,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843908 | COM NEW | 2,500 | $24,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617958 | PUT | 1,000 | $24,000 | thousands by filing date | put |
| ERIN ENERGY CORP COM | 295625107 | Stock | 7,602 | $24,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R902 | Cmn | 23,700 | $24,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 8,200 | $24,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q953 | Cmn | 1,000 | $24,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N908 | Cmn | 4,300 | $24,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N958 | Cmn | 4,400 | $24,000 | thousands by filing date | put |
| LANTRONIX INC | 516548203 | COMMON STOCK | 20,164 | $23,000 | thousands by filing date | |
| AZENTA INC | 114340952 | PUT | 2,200 | $23,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 1,400 | $23,000 | thousands by filing date | call |
| UNIQURE NV | N90064951 | SHS | 1,400 | $23,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 5,500 | $23,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772909 | COM | 12,900 | $23,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301909 | CALL | 2,500 | $23,000 | thousands by filing date | call |
| TANGER INC | 875465956 | PUT | 700 | $23,000 | thousands by filing date | put |
| 8X8 INC NEW | 282914950 | COM | 2,000 | $23,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 34,824 | $23,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 4,236 | $23,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 26,630 | $23,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 864 | $23,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 45,679 | $23,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 24,063 | $23,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 145,641 | $23,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830R901 | Cmn | 2,100 | $23,000 | thousands by filing date | call |
| AFFYMETRIX INC COM STK | 00826T908 | Cmn | 2,300 | $23,000 | thousands by filing date | call |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 14,136 | $23,000 | thousands by filing date | |
| SILVER BAY RLTY TR CORP | 82735Q902 | COM | 1,500 | $23,000 | thousands by filing date | call |
| K12 INC | 48273U902 | COM | 2,600 | $23,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 5,100 | $23,000 | thousands by filing date | call |
| DENNYS CORP | 24869P904 | COM | 2,300 | $23,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P958 | COM | 1,800 | $23,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022905 | CALL | 1,200 | $23,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 4,500 | $23,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 21,590 | $23,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 5,300 | $23,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A900 | CALL | 1,400 | $23,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L900 | COM | 15,000 | $23,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW | 65105M953 | Cmn | 5,700 | $23,000 | thousands by filing date | put |
| AMERICAN RESIDENTIAL PPTYS I | 02927E903 | Cmn | 1,200 | $23,000 | thousands by filing date | call |
| AZURE MIDSTREAM PARTNERS LP | 05501X900 | Cmn | 7,200 | $23,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 2,478 | $22,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 8,522 | $22,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J952 | COM | 1,000 | $22,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T909 | COM | 900 | $22,000 | thousands by filing date | call |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 1,200 | $22,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672956 | PUT | 6,700 | $22,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 368,124 | $22,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 243,994 | $22,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,595 | $22,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,514 | $22,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 15,990 | $22,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,492 | $22,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 15,114 | $22,000 | thousands by filing date | |
| MEDASSETS INC | 584045908 | Cmn | 700 | $22,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y958 | Cmn | 2,600 | $22,000 | thousands by filing date | put |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 3,900 | $22,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 10,000 | $22,000 | thousands by filing date | put |
| POLYONE CORP | 73179P956 | COM | 700 | $22,000 | thousands by filing date | put |
| AGENUS INC | 00847G905 | COM NEW | 4,800 | $22,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L954 | PUT | 1,500 | $22,000 | thousands by filing date | put |
| Swisher Hygiene Inc | 870808300 | Common Stock | 23,083 | $22,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U953 | PUT | 500 | $22,000 | thousands by filing date | put |
| ROKA BIOSCIENCE INC | 775431109 | COM | 17,995 | $22,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 12,906 | $22,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,212 | $21,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,156 | $21,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 21,252 | $21,000 | thousands by filing date | |
| VUZIX CORP | 92921W950 | COM NEW | 2,800 | $21,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960954 | COM NEW | 7,500 | $21,000 | thousands by filing date | put |
| IDENTIV INC | 45170X905 | COM NEW | 10,400 | $21,000 | thousands by filing date | call |
| KIMCO REALTY CORP | 49446R909 | COM | 800 | $21,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 1,700 | $21,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 11,197 | $21,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12,977 | $21,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 3,700 | $21,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1,000 | $21,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 17,028 | $21,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 61,301 | $21,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768953 | COM | 11,400 | $21,000 | thousands by filing date | put |
| Two Harbors Invt Corp | 90187B901 | COM | 2,600 | $21,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 46,185 | $21,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 35,627 | $21,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 51,882 | $21,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 14,190 | $21,000 | thousands by filing date | |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 3,300 | $21,000 | thousands by filing date | call |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1,500 | $21,000 | thousands by filing date | call |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W953 | Cmn | 4,200 | $21,000 | thousands by filing date | put |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 42,854 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 2,400 | $21,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,947 | $21,000 | thousands by filing date | |
| HANGER INC | 41043F908 | CALL | 1,300 | $21,000 | thousands by filing date | call |
| LYDALL INC | 550819906 | COM | 600 | $21,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163950 | PUT | 2,000 | $21,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U954 | PUT | 5,700 | $21,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 14,024 | $21,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 2,745 | $21,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 28,049 | $21,000 | thousands by filing date | |
| ARROWHEAD RESH CORP | 042797959 | Cmn | 3,400 | $21,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 625 | $20,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,102 | $20,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,594 | $20,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 1,600 | $20,000 | thousands by filing date | put |
| LSB INDS INC | 502160954 | COM | 2,700 | $20,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 11,511 | $20,000 | thousands by filing date | |
| TRAVELZOO | 89421Q905 | CALL | 2,400 | $20,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 20,156 | $20,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 25,837 | $20,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 14,279 | $20,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 13,086 | $20,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 11,796 | $20,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 11,324 | $20,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 12,057 | $20,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 16,186 | $20,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11,635 | $20,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 55,916 | $20,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 8,000 | $20,000 | thousands by filing date | put |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 18,894 | $20,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 51,917 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 818 | $20,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,113 | $20,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 112,942 | $20,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 14,725 | $20,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 26,240 | $20,000 | thousands by filing date | |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 5,300 | $20,000 | thousands by filing date | put |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 30,200 | $20,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,380 | $20,000 | thousands by filing date | |
| AGENUS INC | 00847G955 | COM NEW | 4,500 | $20,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH INC | 012423959 | COM | 1,000 | $20,000 | thousands by filing date | put |
| CURIS INC | 231269901 | COM | 6,900 | $20,000 | thousands by filing date | call |
| STEPAN CO | 858586950 | PUT | 400 | $20,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F952 | PUT | 800 | $20,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTMT INC | 37951D952 | PUT | 2,000 | $20,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L950 | PUT | 1,100 | $20,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 4,966 | $20,000 | thousands by filing date | |
| SENOMYX INC | 81724Q957 | PUT | 5,200 | $20,000 | thousands by filing date | put |
| YUMA ENERGY INC | 98872E108 | COM | 103,025 | $20,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 21,288 | $20,000 | thousands by filing date | |
| INSPIREMD INC | 45779A507 | Cmn | 22,392 | $20,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 10,559 | $20,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 38,992 | $19,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,079 | $19,000 | thousands by filing date | |
| MERCER INTL INC | 588056951 | COM | 2,100 | $19,000 | thousands by filing date | put |
| FRESHPET INC | 358039905 | COM | 2,200 | $19,000 | thousands by filing date | call |
| MESABI TR | 590672951 | PUT | 4,300 | $19,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 2,900 | $19,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784901 | CALL | 2,000 | $19,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 34,341 | $19,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 97,101 | $19,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 857 | $19,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q905 | COM | 1,600 | $19,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 13,350 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 57,308 | $19,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 38,962 | $19,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 6,964 | $19,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768903 | COM | 10,000 | $19,000 | thousands by filing date | call |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 25,064 | $19,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 11,190 | $19,000 | thousands by filing date | |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 7,300 | $19,000 | thousands by filing date | call |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 107,200 | $19,000 | thousands by filing date | put |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 1,500 | $19,000 | thousands by filing date | put |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 8,400 | $19,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 16,300 | $19,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 3,100 | $19,000 | thousands by filing date | put |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 16,675 | $19,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 28,628 | $19,000 | thousands by filing date | |
| ACETO CORP | 004446950 | COM | 700 | $19,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R900 | COM | 500 | $19,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,453 | $19,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 5,624 | $19,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 19,712 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 1,300 | $19,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 973 | $19,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 12,571 | $19,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496904 | CALL | 1,800 | $19,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U904 | CALL | 5,200 | $19,000 | thousands by filing date | call |
| CHINA COML CR INC | 16891K103 | COM | 56,627 | $19,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245952 | ORD SHS | 2,500 | $19,000 | thousands by filing date | put |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 87,041 | $19,000 | thousands by filing date | |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 2,800 | $19,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 30,166 | $19,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 791 | $18,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 10,157 | $18,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A905 | UT LTD PTN INT | 700 | $18,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 3,500 | $18,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X906 | NASDAQ CYB ETF | 1,000 | $18,000 | thousands by filing date | call |
| ALAMOS GOLD INC | 011532908 | COM CL A | 5,600 | $18,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,857 | $18,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,108 | $18,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 337 | $18,000 | thousands by filing date | |
| METALLUS INC | 887399953 | PUT | 2,100 | $18,000 | thousands by filing date | put |
| PROSHARES TR | 74347B958 | ETF | 400 | $18,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 17,540 | $18,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 5,021 | $18,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 32,254 | $18,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,515 | $18,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,526 | $18,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 78,917 | $18,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 15,671 | $18,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 24,025 | $18,000 | thousands by filing date | |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 2,400 | $18,000 | thousands by filing date | put |
| REPROS THERAPEUTICS CMN STK | 76028H909 | Cmn | 14,700 | $18,000 | thousands by filing date | call |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 8,400 | $18,000 | thousands by filing date | put |
| VIVUS INC CMN STK | 928551950 | Cmn | 18,100 | $18,000 | thousands by filing date | put |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 13,173 | $18,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 108,025 | $18,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 12,023 | $18,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W906 | COM | 8,100 | $18,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W951 | COM | 2,500 | $18,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 1,000 | $18,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S950 | PUT | 2,000 | $18,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,728 | $18,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A950 | PUT | 1,100 | $18,000 | thousands by filing date | put |
| COGENTIX MED INC COM | 19243A104 | Stock | 14,184 | $18,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 5,700 | $18,000 | thousands by filing date | put |
| SEADRILL PARTNERS LLC | Y7545W909 | CALL | 5,000 | $18,000 | thousands by filing date | call |
| BELMOND LTD | G1154H957 | PUT | 1,900 | $18,000 | thousands by filing date | put |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 29,129 | $18,000 | thousands by filing date | |
| XCERRA CORP | 98400J908 | CALL | 2,900 | $18,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 5,800 | $18,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 47,484 | $18,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T904 | Cmn | 700 | $18,000 | thousands by filing date | call |
| SUTOR TECH GROUP LTD | 869362202 | Cmn | 38,299 | $18,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM L P | 777149905 | Cmn | 1,200 | $18,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 1,198 | $17,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 800 | $17,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V903 | CALL | 900 | $17,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 765 | $17,000 | thousands by filing date | |
| MOTORCAR PTS AMER INC | 620071950 | COM | 500 | $17,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,568 | $17,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 16,994 | $17,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 37,837 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 412 | $17,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 64,366 | $17,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 15,353 | $17,000 | thousands by filing date | |
| DDR CORP | 23317H952 | COM | 1,000 | $17,000 | thousands by filing date | put |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 43,557 | $17,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 900 | $17,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 1,100 | $17,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 6,400 | $17,000 | thousands by filing date | put |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 800 | $17,000 | thousands by filing date | put |
| XOMA CORP | 98419J957 | Cmn | 12,800 | $17,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 10,100 | $17,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212902 | COM | 2,400 | $17,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588959 | COM | 13,200 | $17,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q904 | COM | 2,200 | $17,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696909 | COM | 9,200 | $17,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 9,600 | $17,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,256 | $17,000 | thousands by filing date | |
| UNIVAR INC | 91336L957 | PUT | 1,000 | $17,000 | thousands by filing date | put |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 14,216 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T951 | PUT | 7,800 | $17,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERS L P | 59564N903 | CALL | 1,700 | $17,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q903 | Cmn | 700 | $17,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 5,900 | $17,000 | thousands by filing date | put |
| PERSEON CORP | 715270203 | Cmn | 70,195 | $17,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287901 | Cmn | 1,200 | $17,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N904 | Cmn | 8,800 | $17,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 6,700 | $17,000 | thousands by filing date | put |
| POWERSECURE INTL INC | 73936N955 | Cmn | 1,100 | $17,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,393 | $16,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 12,083 | $16,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,375 | $16,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,888 | $16,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 13,487 | $16,000 | thousands by filing date | |
| ROLLINS INC | 775711954 | COM | 600 | $16,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 1,000 | $16,000 | thousands by filing date | call |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 67,634 | $16,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 2,800 | $16,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 35,831 | $16,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 49,138 | $16,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 11,401 | $16,000 | thousands by filing date | |
| SILICON GRAPHICS INTERNATION | 82706L908 | COM | 2,700 | $16,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,289 | $16,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 148,340 | $16,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 4,700 | $16,000 | thousands by filing date | put |
| FERRO CORP | 315405950 | Cmn | 1,400 | $16,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N957 | Cmn | 1,000 | $16,000 | thousands by filing date | put |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 2,900 | $16,000 | thousands by filing date | call |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 21,797 | $16,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 13,059 | $16,000 | thousands by filing date | |
| VOXX INTL CORP | 91829F954 | CL A | 3,000 | $16,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T956 | COM | 5,100 | $16,000 | thousands by filing date | put |
| STORE CAP CORP | 862121950 | PUT | 700 | $16,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103909 | COM SHS | 2,500 | $16,000 | thousands by filing date | call |
| ZIX CORP | 98974P900 | CALL | 3,200 | $16,000 | thousands by filing date | call |
| DXI ENERGY INC COM | 23286A104 | Stock | 94,928 | $16,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 14,655 | $16,000 | thousands by filing date | |
| XCERRA CORP | 98400J958 | PUT | 2,600 | $16,000 | thousands by filing date | put |
| MEDIA GEN INC NEW | 58441K900 | COM | 1,000 | $16,000 | thousands by filing date | call |
| MEMORIAL RESOURCE DEV CORP | 58605Q909 | Cmn | 1,000 | $16,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 3,900 | $16,000 | thousands by filing date | call |
| INCONTACT INC | 45336E959 | Cmn | 1,700 | $16,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 30,695 | $15,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 330 | $15,000 | thousands by filing date | |
| CITIZENS INC | 174740950 | PUT | 2,000 | $15,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 1,572 | $15,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688902 | COM | 400 | $15,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405952 | COM | 1,200 | $15,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K903 | CALL | 2,300 | $15,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW | 374297909 | CALL | 900 | $15,000 | thousands by filing date | call |
| STEPAN CO | 858586900 | CALL | 300 | $15,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 22,001 | $15,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 124,529 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 13,120 | $15,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 56,412 | $15,000 | thousands by filing date | |
| HHGREGG INC | 42833L908 | COM | 4,100 | $15,000 | thousands by filing date | call |
| RLJ ENTMT INC | 74965F104 | COM | 26,611 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 31,100 | $15,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 8,500 | $15,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 500 | $15,000 | thousands by filing date | call |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M909 | Cmn | 1,000 | $15,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC COMMON STOCK | 31942D957 | Cmn | 400 | $15,000 | thousands by filing date | put |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 10,686 | $15,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R955 | PUT | 1,500 | $15,000 | thousands by filing date | put |
| ENSYNC INC. | 29359T102 | Common Stock | 39,220 | $15,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755909 | COM | 900 | $15,000 | thousands by filing date | call |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 11,383 | $15,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W950 | PUT | 1,200 | $15,000 | thousands by filing date | put |
| LDR HLDG CORP | 50185U905 | Cmn | 600 | $15,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R956 | Cmn | 1,100 | $15,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 4,470 | $14,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 460 | $14,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 591 | $14,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027907 | COM | 600 | $14,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400950 | COM | 300 | $14,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 2,900 | $14,000 | thousands by filing date | call |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 8,669 | $14,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y906 | CALL | 1,100 | $14,000 | thousands by filing date | call |
| RPC INC | 749660956 | PUT | 1,200 | $14,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC | 025932954 | PUT | 200 | $14,000 | thousands by filing date | put |
| ENVIRI CORP | 415864907 | CALL | 1,800 | $14,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,429 | $14,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,864 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 70,577 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,203 | $14,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 12,634 | $14,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,544 | $14,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 1,800 | $14,000 | thousands by filing date | call |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 2,700 | $14,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 600 | $14,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L901 | COM | 5,300 | $14,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG BV | N7902X906 | SHS | 300 | $14,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K907 | CALL | 12,300 | $14,000 | thousands by filing date | call |
| PYXIS TANKERS INC | Y71726106 | COM | 11,001 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605904 | CALL | 6,500 | $14,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E953 | PUT | 2,300 | $14,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H952 | PUT | 2,800 | $14,000 | thousands by filing date | put |
| IMMUNE DESIGN CORP | 45252L903 | CALL | 700 | $14,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 13,672 | $14,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 10,307 | $14,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 13,524 | $14,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637956 | Cmn | 13,200 | $14,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096958 | COM | 1,100 | $13,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 1,400 | $13,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 8,900 | $13,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 8,312 | $13,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 73,610 | $13,000 | thousands by filing date | |
| WABASH NATL CORP | 929566957 | PUT | 1,100 | $13,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 5,300 | $13,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 27,967 | $13,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,304 | $13,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 78,976 | $13,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 13,622 | $13,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 17,707 | $13,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 31,298 | $13,000 | thousands by filing date | |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 3,000 | $13,000 | thousands by filing date | call |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 13,562 | $13,000 | thousands by filing date | |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 1,600 | $13,000 | thousands by filing date | put |
| SYNTA PHARMACEUTICALS CORP | 87162T906 | Cmn | 36,000 | $13,000 | thousands by filing date | call |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 4,900 | $13,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 6,500 | $13,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 14,500 | $13,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P958 | COM | 11,100 | $13,000 | thousands by filing date | put |
| TRUECAR INC | 89785L957 | PUT | 1,400 | $13,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755959 | PUT | 800 | $13,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J901 | COM | 600 | $13,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635907 | CALL | 1,400 | $13,000 | thousands by filing date | call |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 32,694 | $13,000 | thousands by filing date | |
| ENDURO RTY TR | 29269K950 | PUT | 5,600 | $13,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174900 | COM | 7,800 | $13,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X956 | CL A NEW | 900 | $13,000 | thousands by filing date | put |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 27,979 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H901 | Cmn | 300 | $13,000 | thousands by filing date | call |
| EVERYDAY HEALTH INC | 300415956 | Cmn | 2,200 | $13,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314951 | Cmn | 11,000 | $13,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 1,668 | $12,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,092 | $12,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406900 | CALL | 1,000 | $12,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 2,600 | $12,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 2,500 | $12,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L953 | COM | 14,500 | $12,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 700 | $12,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 900 | $12,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 24,870 | $12,000 | thousands by filing date | |
| IDT CORP | 448947957 | PUT | 1,000 | $12,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A953 | PUT | 3,500 | $12,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U950 | PUT | 700 | $12,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC | 955306905 | CALL | 200 | $12,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 21,090 | $12,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 3,873 | $12,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 32,610 | $12,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,210 | $12,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 17,697 | $12,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 103,130 | $12,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 11,121 | $12,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 81,122 | $12,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 110,201 | $12,000 | thousands by filing date | |
| SYNTA PHARMACEUTICALS CORP | 87162T956 | Cmn | 35,400 | $12,000 | thousands by filing date | put |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 5,300 | $12,000 | thousands by filing date | call |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 13,887 | $12,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 17,304 | $12,000 | thousands by filing date | |
| PARKERVISION INC | 701354902 | COM | 50,000 | $12,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228905 | COM | 900 | $12,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 2,400 | $12,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E112 | SHS | 6,325 | $12,000 | thousands by filing date | |
| ENDURO RTY TR | 29269K900 | CALL | 5,100 | $12,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTICALS INC | 03674U951 | COM NEW | 2,500 | $12,000 | thousands by filing date | put |
| FEDERAL MOGUL HOLDINGS CORP | 313549904 | Cmn | 1,700 | $12,000 | thousands by filing date | call |
| QUANTUM FUEL SYS TECH WORLDW | 74765E907 | Cmn | 16,500 | $12,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 263 | $11,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 928 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,638 | $11,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,231 | $11,000 | thousands by filing date | |
| WORKIVA INC | 98139A905 | CALL | 600 | $11,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V958 | COM | 1,500 | $11,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 7,100 | $11,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,157 | $11,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 43,921 | $11,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T958 | PUT | 500 | $11,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 3,642 | $11,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 6,172 | $11,000 | thousands by filing date | |
| POWERSHARES WILDERH CLEAN EN | 73935X950 | COM | 2,300 | $11,000 | thousands by filing date | put |
| PROSHARES SHORT DOW30 | 74347R951 | COM | 500 | $11,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768952 | COM | 56,100 | $11,000 | thousands by filing date | put |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 11,793 | $11,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 25,996 | $11,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915952 | COM | 600 | $11,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 2,200 | $11,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J909 | COM | 1,000 | $11,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P908 | CALL | 900 | $11,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628902 | CALL | 400 | $11,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M955 | PUT | 4,500 | $11,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U900 | COM NEW | 1,800 | $11,000 | thousands by filing date | call |
| TREVENA INC | 89532E959 | PUT | 1,000 | $11,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W954 | PUT | 1,200 | $11,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W952 | PUT | 1,100 | $11,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 210 | $11,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 10,729 | $11,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L950 | COM | 7,200 | $11,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 8,600 | $11,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 2,200 | $11,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 210 | $10,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 51,035 | $10,000 | thousands by filing date | |
| UGI CORP NEW | 902681955 | COM | 300 | $10,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900956 | COM | 200 | $10,000 | thousands by filing date | put |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 2,400 | $10,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 47,189 | $10,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301959 | PUT | 1,100 | $10,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368903 | CALL | 700 | $10,000 | thousands by filing date | call |
| MALIBU BOATS INC | 56117J900 | CALL | 600 | $10,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES | 637870906 | CALL | 600 | $10,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 7,038 | $10,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 250 | $10,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 36,148 | $10,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 10,822 | $10,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,731 | $10,000 | thousands by filing date | |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 1,100 | $10,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A904 | COM | 500 | $10,000 | thousands by filing date | call |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 28,851 | $10,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346233959 | Cmn | 900 | $10,000 | thousands by filing date | put |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 1,600 | $10,000 | thousands by filing date | call |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 2,800 | $10,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 1,300 | $10,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F909 | COM | 900 | $10,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R905 | COM | 1,000 | $10,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC | 441593900 | CL A | 400 | $10,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X951 | COM | 400 | $10,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T952 | PUT | 500 | $10,000 | thousands by filing date | put |
| HILLTOP HOLDINGS INC | 432748951 | PUT | 500 | $10,000 | thousands by filing date | put |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 26,054 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014538 | superseded | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000619 | this filing | 2017-01-31 | acceptance time not in the bulk data set |