13F-HR filed by CLOUGH CAPITAL PARTNERS L P
CLOUGH CAPITAL PARTNERS L P filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 174 holding rows worth $1,918,087,000.
- Accession
- 0000950123-16-022304
- Filer
- CIK 1276144
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 174 entries on the cover page, a total value of $1,918,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,918,080,000 with VALUE read as thousands by filing date, 13F file number 028-10679. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCharles I. Clough, Jr. 028-12502
- included managerJames E. Canty 028-12503
- included managerEric A. Brock 028-12501
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 79,870 | $62,082,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,073,532 | $50,703,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 709,021 | $50,681,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,201,800 | $49,628,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,145,781 | $49,231,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 79,145 | $46,221,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 162,021 | $43,741,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 540,980 | $40,384,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,914,199 | $37,403,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,236,540 | $35,823,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 834,601 | $35,337,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 333,400 | $35,270,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 674,100 | $35,026,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 790,642 | $34,875,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 198,900 | $34,314,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,541,500 | $33,522,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 169,990 | $31,559,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 36,802 | $30,815,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,309,200 | $29,483,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 212,950 | $29,249,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 443,797 | $28,345,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 277,600 | $26,847,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 790,600 | $26,493,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 588,700 | $24,549,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 189,819 | $24,348,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 116,930 | $23,511,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 755,126 | $22,805,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 393,600 | $22,671,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,371,429 | $21,682,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,348,311 | $21,007,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,187,228 | $20,408,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 463,673 | $20,151,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 660,700 | $19,920,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 487,409 | $19,433,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 650,700 | $19,163,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,213,803 | $18,884,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 931,400 | $18,665,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 267,600 | $17,819,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 669,301 | $17,763,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 290,800 | $16,785,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 499,945 | $16,703,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 258,300 | $16,366,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 233,100 | $15,629,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 756,631 | $15,526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 685,800 | $14,827,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,408,487 | $14,789,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 170,700 | $14,209,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 412,292 | $14,191,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 571,300 | $13,905,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 43,930 | $13,751,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 731,757 | $13,589,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 396,187 | $13,462,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 57,250 | $13,185,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,224 | $13,045,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 136,300 | $12,841,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 99,300 | $11,226,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 364,500 | $11,201,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 203,917 | $10,995,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 163,550 | $10,966,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 444,400 | $10,923,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 930,100 | $10,733,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 381,619 | $10,403,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 107,500 | $10,378,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 129,500 | $10,246,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 754,975 | $9,996,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 141,973 | $9,961,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 211,880 | $9,899,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 539,500 | $9,819,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 49,600 | $9,615,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 3,061,064 | $9,581,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 117,500 | $9,459,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 311,600 | $9,164,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 230,200 | $9,063,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 192,500 | $8,880,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,009,050 | $8,799,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 223,098 | $8,652,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 650,271 | $8,571,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 310,020 | $8,203,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 491,060 | $8,107,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 246,903 | $8,017,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 447,300 | $7,953,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 69,500 | $7,318,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 238,289 | $6,977,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 142,000 | $6,332,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 707,411 | $6,254,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 625,000 | $6,100,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 58,200 | $6,084,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 64,200 | $6,068,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 97,400 | $5,958,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 64,200 | $5,940,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 290,900 | $5,897,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 174,400 | $5,715,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 397,700 | $5,699,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 64,900 | $5,660,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 72,300 | $5,157,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 58,800 | $5,127,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 149,684 | $5,062,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 87,400 | $5,036,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 66,148 | $4,930,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 115,000 | $4,804,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 35,700 | $4,738,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 292,000 | $4,733,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 99,000 | $4,712,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 84,700 | $4,500,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 146,900 | $4,400,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 200,000 | $4,384,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 322,900 | $4,379,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 238,103 | $4,331,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 215,100 | $4,300,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 670,859 | $4,193,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 153,350 | $3,693,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 292,200 | $3,632,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 103,671 | $3,407,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 48,170 | $3,115,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 62,300 | $3,007,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 219,530 | $2,887,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 166,832 | $2,816,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 171,850 | $2,619,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 501,693 | $2,599,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 374,478 | $2,550,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 110,700 | $2,384,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 295,373 | $2,260,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 138,113 | $1,900,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 34,700 | $1,707,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 54,431 | $1,525,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 39,901 | $1,444,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 107,255 | $1,391,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,800 | $1,185,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,049,854 | $1,165,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 53,000 | $1,154,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 20,700 | $1,110,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,000 | $1,047,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 176,600 | $1,005,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 56,800 | $991,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 27,500 | $991,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 169,395 | $955,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 120,300 | $917,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 75,479 | $915,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 106,600 | $911,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 120,900 | $885,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 91,700 | $835,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 99,900 | $834,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 91,300 | $812,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 17,100 | $771,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 58,899 | $703,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 35,100 | $656,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,700 | $650,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,700 | $579,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 23,525 | $560,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,400 | $555,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 40,163 | $483,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,200 | $476,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 64,800 | $462,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 25,552 | $451,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 24,800 | $422,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,010 | $392,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,700 | $355,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20,400 | $327,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,550 | $281,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 26,500 | $278,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 12,700 | $276,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 15,124 | $275,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 15,800 | $272,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,983 | $265,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,541 | $235,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,110 | $216,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 15,269 | $209,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,300 | $208,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 11,900 | $200,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 33,600 | $178,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 28,600 | $165,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 21,000 | $164,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,793 | $141,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 292,200 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-022304 | this filing | 2016-11-14 | acceptance time not in the bulk data set |