13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,163 holding rows worth $99,536,214,000.
- Accession
- 0000950123-16-021758
- Filer
- CIK 1423053
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 9,200 entries on the cover page, a total value of $99,536,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,536,214,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELDORADO GOLD CORP NEW | 284902103 | COM | 36,500 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,067 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 37,600 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 16,600 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,500 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 18,500 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,300 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,800 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 10,053 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 15,900 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC | 020520102 | COM | 17,500 | $141,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 38,600 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 53,527 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,500 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,500 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q205 | CMN | 10,900 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,600 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 11,872 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,167 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DSP GROUP INC | 23332B106 | COM | 11,640 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,900 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,997 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,000 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 16,132 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,270 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,069 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 10,756 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,805 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 24,035 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC COM | 898570106 | Stock | 14,600 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 12,953 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,600 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 10,319 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,300 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 13,301 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 26,083 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 56,650 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 59,590 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 17,700 | $132,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 29,700 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 25,600 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 72,600 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 32,201 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 13,594 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 52,500 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,600 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 11,200 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 17,900 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,400 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 10,423 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,800 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,163 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 35,380 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 118,319 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 23,887 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 13,457 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 16,367 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P109 | COM | 11,150 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K103 | COM | 12,900 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 78,900 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,767 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,300 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARE COM INC | 141633107 | COM | 12,500 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,700 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 20,200 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 15,900 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 17,200 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 19,200 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL CORP | 313549404 | COM | 12,688 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 15,600 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 14,200 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 20,700 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 15,991 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,500 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 39,085 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 74,400 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 14,500 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121101 | COM | 11,100 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,600 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 24,600 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 20,285 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 26,500 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,243 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,662 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 46,025 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 14,100 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANK MUTUAL CORP | 063750103 | COM | 15,283 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,000 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,300 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 23,384 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,169 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,800 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 32,300 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 14,155 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 39,600 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 11,500 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 52,741 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 15,863 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 10,300 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 10,400 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 13,431 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 10,400 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 60,779 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,900 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 40,000 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 35,798 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 24,900 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H101 | COM | 18,500 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 13,408 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,800 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,500 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 23,600 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 50,020 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 12,400 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,800 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,900 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 12,400 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,700 | $109,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,387 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,493 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,100 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 30,949 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J108 | COM | 18,018 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 24,400 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 13,000 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 63,967 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lion Biotechnologies | 53619R102 | COM | 13,100 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 14,900 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,200 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,527 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,500 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 32,661 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,400 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,744 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC | 886423102 | COM | 37,600 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 22,460 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 39,900 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 39,700 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,171 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,400 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 36,252 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,200 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,184 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,300 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 30,700 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 29,400 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 16,600 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,475 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 14,100 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 29,800 | $101,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,707 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 15,900 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 28,000 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 19,110 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,200 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,400 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 10,803 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,468 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 25,602 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,420 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 22,905 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 13,761 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,200 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 23,044 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNYTA INC | 451731103 | COM | 15,456 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 12,900 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,600 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 13,600 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,600 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 79,464 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 12,300 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 20,500 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 11,064 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,600 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,255 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 22,400 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 23,600 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,905 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 12,700 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,900 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 28,172 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,095 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 13,000 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,900 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 30,300 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,300 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,926 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 75,600 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ERA GROUP INC | 26885G109 | COM | 11,198 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 50,100 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 16,100 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 38,515 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 53,100 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,805 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 11,900 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,700 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,113 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,735 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A108 | COM | 10,000 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 46,726 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 15,986 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 15,531 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,100 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,100 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 28,200 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 101,500 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 85,084 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 100,791 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,300 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,063 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 37,600 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 15,700 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 31,395 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 82,600 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,700 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,743 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 18,600 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 12,000 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W108 | COM | 14,315 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,283 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,865 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 11,900 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 16,700 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 69,100 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 126,980 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 47,200 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSR INC | 872885207 | COM | 10,511 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,336 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,200 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,329 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 10,200 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 28,400 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,000 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,084 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,800 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,100 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 17,800 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 43,000 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 10,300 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 22,600 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 24,339 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 22,942 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 20,744 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 14,100 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11,200 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 23,227 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 21,600 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 17,766 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 23,640 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 27,558 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 11,800 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 15,100 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,100 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 29,100 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 45,598 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT BASIN SCIENTIFIC INC | 39013L601 | COM | 32,481 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,600 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,880 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 17,000 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 11,774 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 42,500 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 12,872 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,400 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 13,388 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 24,590 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 28,565 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,400 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 55,845 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,419 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,900 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 82,800 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 11,000 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 60,803 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 12,785 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 10,000 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 21,600 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 27,335 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 13,982 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 23,600 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 25,666 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 40,300 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 10,500 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 70,591 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 16,600 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,900 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,303 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD | 92205F106 | Domestic Common | 72,500 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COGINT INC | 19241Q101 | COM | 13,034 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,333 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 11,700 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 12,661 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 14,800 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,800 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 10,100 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 45,400 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,200 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 21,603 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,200 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 75,089 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 37,770 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 68,510 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 35,400 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 33,000 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 11,400 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,100 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,192 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 20,443 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 34,000 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 37,700 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 12,200 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 23,970 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 28,500 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,040 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 18,789 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 13,200 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 41,911 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 22,400 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 14,900 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 13,800 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 12,200 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 10,400 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 41,627 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,100 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 11,820 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 21,900 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,997 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,875 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 50,300 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 42,097 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 12,800 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,300 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 17,800 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 20,300 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 20,600 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 10,372 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 22,900 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 10,700 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULING GLOBAL INC | G3729B102 | SHS | 23,524 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,974 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 38,697 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,806 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 14,900 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 19,837 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 29,899 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Holdings Corporation | 636375206 | COM NEW | 15,899 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,250 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,800 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 25,173 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 70,200 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 53,273 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO-SENSORS INC | 285233102 | COM | 14,413 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,423 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 14,095 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 12,322 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 13,777 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 30,483 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 11,600 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 16,284 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 20,000 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,262 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,300 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 16,129 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 45,071 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTECH SYS INC | 656553104 | COM | 12,885 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,400 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 38,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 15,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 10,400 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 14,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 26,618 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,236 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 15,861 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 14,557 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 33,676 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 15,726 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 35,355 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 14,428 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 41,300 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,251 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,000 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 54,851 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 16,395 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,000 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GIGPEAK INC | 37518Q109 | COM | 18,112 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,370 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,211 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,400 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 19,900 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 10,300 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,831 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,076 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,500 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 33,900 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,929 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 56,127 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 23,400 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC | 886423102 | COM | 14,100 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 57,269 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 24,091 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 11,307 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,400 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 22,446 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,424 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 43,287 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 28,325 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 11,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104209 | Common Stock | 31,131 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,443 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,000 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 33,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 12,638 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 21,974 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,800 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 19,943 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 23,925 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 40,738 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 32,687 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 13,530 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 77,900 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODSYS INTL LTD | M70378100 | SHS | 29,975 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 25,461 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 43,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 26,600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 31,700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 14,593 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 27,968 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,022 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 16,036 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,500 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 128,033 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 25,500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 25,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 17,646 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 51,984 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 12,129 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 19,985 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699107 | COM | 11,450 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 51,089 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 13,383 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 29,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 38,900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 18,541 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 10,060 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,704 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,180 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 32,599 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 20,454 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYLINE MED INC | 83084T309 | COM NEW | 195,416 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 27,576 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 28,633 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 10,662 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 36,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 19,264 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 140,158 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,218 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 33,463 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 26,126 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO, INC. | 286221106 | COM | 11,055 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 161,421 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,200 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 12,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 31,779 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 16,247 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 25,771 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 25,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,085 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,660 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 20,800 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 39,159 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 11,482 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 19,741 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 79,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 24,345 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 18,880 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 11,985 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 47,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 12,400 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 56,012 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD | 92205F106 | Domestic Common | 28,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 14,549 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 36,839 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 21,960 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,036 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 19,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 15,723 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,692 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 24,531 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 15,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 28,182 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 18,699 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,889 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RLJ ENTMT INC | 74965F203 | COM NEW | 11,552 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 10,685 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021758 | this filing | 2016-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000623 | base | 2017-01-31 | acceptance time not in the bulk data set |