13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 7,163 holding rows worth $99,536,214,000.
- Accession
- 0000950123-16-021758
- Filer
- CIK 1423053
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 9,200 entries on the cover page, a total value of $99,536,214,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,536,214,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOSPEC INC | 45768S105 | COM | 4,034 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,100 | $245,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,700 | $245,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORPORATION | 50077C106 | COM | 7,000 | $245,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 18,400 | $245,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 14,500 | $245,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 4,800 | $245,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916503 | COM NEW | 31,532 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,800 | $244,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMB FINL CORP | 902788108 | COM | 4,101 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,269 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,456 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,000 | $244,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,100 | $244,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 39,375 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 15,439 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,505 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSN INC | 499064103 | COM | 8,454 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 36,200 | $243,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 91,123 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 12,817 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,848 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,043 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS COM | 29275Y102 | Stock | 3,500 | $242,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q308 | COM | 7,375 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STIFEL FINL CORP | 860630102 | COM | 6,300 | $242,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 57,800 | $242,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,600 | $242,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 6,801 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,134 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 3,700 | $241,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,800 | $241,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,200 | $241,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,874 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C107 | COM | 9,600 | $241,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283105 | COM | 17,224 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,400 | $240,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,200 | $240,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WD 40 CO COM | 929236107 | Stock | 2,138 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,423 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,000 | $240,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,532 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 9,300 | $239,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 18,469 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBR INC COM | 48242W106 | Stock | 15,800 | $239,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,733 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 20,482 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 25,323 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALYARD HEALTH INC | 40650V100 | COM | 6,900 | $239,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 28,800 | $239,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICHAELS COS INC | 59408Q106 | COM | 9,900 | $239,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,915 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 9,303 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 56,793 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,700 | $238,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 8,446 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,700 | $237,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,936 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 29,641 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUB GROUP INC | 443320106 | CL A | 5,805 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 9,300 | $237,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 9,400 | $237,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 9,070 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,800 | $237,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604105 | CL A | 29,800 | $237,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABAXIS INC | 002567105 | COM | 4,600 | $237,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANMINA CORP COM | 801056102 | Stock | 8,300 | $236,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,500 | $236,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,427 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,896 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 12,200 | $236,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,100 | $236,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,057 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 26,900 | $235,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,226 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 32,400 | $235,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228105 | COM | 14,931 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 8,710 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 4,928 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRARI N V | N3167Y103 | COM | 4,508 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,268 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCFIRST CORP | 05945F103 | COM | 3,231 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,897 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,300 | $234,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 9,639 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 5,153 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,600 | $233,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,400 | $233,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAM NAT RES FD INC | 00548F105 | COM | 11,711 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C107 | COM | 9,300 | $233,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 53,200 | $233,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 6,826 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 4,717 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,600 | $232,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,809 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 26,200 | $232,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 45,800 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,872 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 37,917 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,393 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,238 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 62,827 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 6,500 | $230,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 1,467 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 18,200 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 20,600 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,269 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,700 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,383 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645108 | COMMON STOCK | 24,696 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,407 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 7,600 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS ETF TR | 92189F858 | Cmn | 10,356 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY, INC. | 12662P108 | COM | 16,600 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 64,200 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 10,300 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,800 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT COMFORT CORP | 81616X103 | COM | 10,600 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 36,200 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 18,600 | $229,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,700 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,400 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,700 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 14,900 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 30,800 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 67,882 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEUCADIA NATL CORP | 527288104 | COM | 12,000 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 12,400 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVIVA PLC | 05382A104 | ADR | 19,809 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 10,060 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y644 | Cmn | 9,719 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 8,500 | $227,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,900 | $227,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,998 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A108 | COM | 53,200 | $227,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,540 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 9,209 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 269,923 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 5,500 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP COM | 759916109 | Stock | 7,500 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 5,500 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,500 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,465 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 11,300 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,673 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,886 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,100 | $225,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 362,800 | $225,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 5,800 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 27,837 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 25,100 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RSP PERMIAN INC | 74978Q105 | COM | 5,800 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,175 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 4,000 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,071 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 19,787 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,700 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,000 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MILLERKNOLL INC | 600544100 | COM | 7,800 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 9,600 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,444 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HNI CORP COM | 404251100 | Stock | 5,571 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRADY CORP | 104674106 | CL A | 6,428 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,795 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X849 | INDX FD | 10,588 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,896 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,537 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCBEST CORP COM | 03937C105 | Stock | 11,600 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,800 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 3,500 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEREIT INC | 92339V100 | COM | 21,300 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 14,200 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 18,900 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 16,348 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 45,489 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,238 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,500 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 42,566 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 14,200 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,500 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J100 | COM | 10,800 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,575 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 14,247 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,323 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 16,600 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,800 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,800 | $218,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,677 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 21,225 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 8,202 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 2,580 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,500 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGNEX CORP | 192422103 | COM | 4,100 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 126,700 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OXFORD INDS INC | 691497309 | COM | 3,200 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,900 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRIL-QUIP INC | 262037104 | COM | 3,900 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTERSTATE BK CORP | 15201P109 | COM | 12,215 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 3,911 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,412 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,014 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 6,726 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,300 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 9,500 | $216,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 14,400 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825205 | COM | 13,800 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 6,700 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 12,733 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 25,700 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 5,600 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 10,300 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 13,700 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALENT INC USD 0.01 | 148806102 | COM | 8,300 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,104 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,700 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 14,880 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 8,100 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 19,600 | $213,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 36,183 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE NILE INC | 09578R103 | COM | 6,193 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 33,000 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 8,515 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 26,100 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP COM | 729132100 | Stock | 4,500 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,300 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WINGSTOP INC COM | 974155103 | Stock | 7,200 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP | 229669106 | COM | 4,500 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 9,200 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,800 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 26,000 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP | 46069S109 | CL A | 9,600 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 13,083 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,400 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224101 | COM | 3,500 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,800 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,700 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 62,019 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 8,342 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 7,400 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 76,244 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,000 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,300 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,070 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 39,300 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,500 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVG TECHNOLOGIES | N07831105 | SHS | 8,360 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 22,172 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 10,340 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 28,100 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OUTFRONT MEDIA INC | 69007J106 | COM | 8,800 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,500 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X294 | HD REPLICATION | 4,881 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,300 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 4,170 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,900 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 6,600 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,633 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUCOWS INC | 898697206 | COM NEW | 6,456 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 26,632 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 89,589 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 8,930 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 16,603 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,692 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912X302 | CL A | 7,200 | $206,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 11,005 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 10,900 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,582 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 14,544 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 1,796 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,800 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,900 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 8,600 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 4,000 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,100 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 27,500 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 113,300 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 17,100 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,900 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KADANT INC | 48282T104 | COM | 3,920 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPONENT INC | 30214U102 | COM | 3,991 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,000 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,439 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,953 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 13,200 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 7,443 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEMIS INC | 081437105 | COM | 4,000 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 11,712 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 14,200 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,696 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,400 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,813 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,400 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HRG GROUP INC COM | 40434J100 | Stock | 12,900 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,212 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,900 | $202,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,444 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,133 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 63,200 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,200 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 2,400 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,400 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,800 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,700 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,400 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,673 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,200 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,100 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 20,600 | $200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 23,782 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 23,357 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 27,786 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 41,300 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 14,200 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,900 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 28,200 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 164,200 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 18,969 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 14,100 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 15,300 | $198,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 11,308 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,000 | $196,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,700 | $196,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 60,000 | $196,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,100 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 27,621 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 37,700 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 35,300 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 59,888 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 286,419 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 11,901 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAE INC COM | 124765108 | Stock | 13,600 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 21,400 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 10,400 | $193,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 10,849 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 25,157 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,600 | $192,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,077 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,700 | $191,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 13,600 | $191,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,329 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 16,265 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 40,188 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 15,348 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,600 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,300 | $188,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 44,000 | $187,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,100 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 21,205 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 81,700 | $185,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 22,165 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 11,000 | $185,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 11,440 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 296,100 | $184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 11,700 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 60,200 | $184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,929 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICOS FAS INC | 168615102 | COM | 15,400 | $183,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,400 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 13,900 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 38,000 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 15,502 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 34,100 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283105 | COM | 12,900 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,226 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAYA INC | 02314M108 | COM | 11,200 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,114 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,615 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,100 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 13,767 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 51,800 | $180,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 12,400 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 14,800 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576106 | COM | 15,217 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 19,900 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 12,700 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,300 | $179,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,289 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTU FINL INC | 928254101 | CL A | 11,900 | $178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 88,200 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 21,000 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 13,100 | $177,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,600 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,466 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 39,214 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 31,400 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,300 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,675 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 21,400 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 23,700 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 23,700 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 11,300 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 24,200 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,000 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 36,200 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,600 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 63,600 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 29,820 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 58,100 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 19,520 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 19,679 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 24,442 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,900 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271108 | COM | 29,000 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 11,900 | $170,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 82,600 | $170,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 16,393 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 48,300 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 14,817 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 36,400 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 15,525 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,800 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 45,900 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 41,400 | $168,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,939 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,600 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 32,333 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 138,319 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 12,100 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 11,813 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,654 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,034 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,600 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 35,000 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,001 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,700 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 11,500 | $162,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 22,500 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 10,600 | $161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 32,500 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 17,413 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 90,100 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 24,465 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,300 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 19,100 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,500 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,064 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRICURE INC | 04963C209 | COM | 10,000 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 154,600 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,700 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,800 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 93,000 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 23,000 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,600 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,800 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 47,800 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 12,191 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,500 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,800 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 26,800 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 15,400 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,000 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,400 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,600 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,200 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 32,800 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,800 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 245,872 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 11,000 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,700 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 14,200 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,000 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,896 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 86,200 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 41,100 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,800 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 216,358 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,900 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 35,600 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,700 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC COM | 358039105 | Stock | 17,276 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH RLTY TR INC | 04208T108 | COM | 11,090 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,700 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,100 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 11,400 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 16,302 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 137,900 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 61,840 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 14,746 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604105 | CL A | 18,630 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,800 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 55,281 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORTONWORKS INC | 440894103 | COM | 17,600 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,700 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 24,500 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 16,391 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,461 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,500 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUALITY SYS INC | 747582104 | COM | 12,900 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,773 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MBIA INC | 55262C100 | COMMON STOCK | 18,600 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 30,500 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 11,800 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,300 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R101 | COM | 13,800 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,228 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 29,100 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 21,561 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 11,600 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021758 | this filing | 2016-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000623 | base | 2017-01-31 | acceptance time not in the bulk data set |