13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-19, with 4,061 holding rows worth $91,573,687,000.
- Accession
- 0000950123-16-020768
- Filer
- CIK 927971
- Filed
- 2016-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 13,282 entries on the cover page, a total value of $91,573,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,573,687,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO HOLDING INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $58,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 348 | $58,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,493 | $58,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,046 | $58,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,031 | $58,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 4,971 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,270 | $58,000 | thousands by filing date | principal |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 5,000 | $58,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 690 | $57,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,738 | $57,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,050 | $57,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $57,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 7,350 | $57,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,397 | $56,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,526 | $56,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,822 | $56,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,479 | $56,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,639 | $55,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $55,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 870 | $55,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 15,000 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $54,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 5,965 | $54,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,837 | $54,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 393 | $54,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,926 | $54,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,634 | $54,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,690 | $54,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 12,000 | $54,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 1,830 | $53,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,587 | $53,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,000 | $53,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,291 | $53,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 887 | $52,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,896 | $52,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,936 | $52,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,107 | $52,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,060 | $52,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $52,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,541 | $52,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 8,524 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,215 | $51,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $51,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $51,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,901 | $51,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,555 | $51,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $51,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $50,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,910 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,139 | $50,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 940 | $50,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 900 | $49,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,881 | $49,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,066 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 935 | $49,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,962 | $49,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 982 | $49,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,072 | $48,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 3,196 | $48,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,322 | $48,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,271 | $48,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,458 | $48,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,514 | $48,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,224 | $48,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,034 | $47,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,574 | $47,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,912 | $47,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 784 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 400 | $47,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,165 | $47,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,296 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,221 | $47,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,342 | $46,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $46,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,669 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $46,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,412 | $46,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 678 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,000 | $45,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,053 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,905 | $45,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 833 | $44,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,080 | $44,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,350 | $44,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,397 | $44,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,000 | $44,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 624 | $44,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,317 | $44,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $44,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,661 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 600 | $43,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,746 | $43,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 635 | $43,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,776 | $43,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $43,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,254 | $43,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,868 | $43,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 725 | $43,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 3,048 | $43,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 614 | $42,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,727 | $42,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,373 | $41,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 360 | $41,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $41,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,750 | $41,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,102 | $41,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,750 | $41,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,500 | $40,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 722 | $40,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,650 | $40,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 587 | $40,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,797 | $40,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,381 | $40,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,403 | $40,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,267 | $40,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,267 | $40,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 1,400 | $40,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,614 | $39,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 671 | $39,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $39,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,661 | $39,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,556 | $39,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,000 | $39,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,758 | $39,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,000 | $39,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 8,305 | $39,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $39,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 559 | $38,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,000 | $38,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,784 | $38,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 565 | $38,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,201 | $38,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,494 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $38,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $38,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 982 | $38,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,742 | $38,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 778 | $38,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,652 | $37,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,219 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 325 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,332 | $37,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 945 | $37,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 721 | $37,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 960 | $37,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 720 | $36,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 936 | $36,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 533 | $36,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 671 | $36,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,805 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 725 | $36,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,230 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,056 | $36,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 280 | $35,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 786 | $35,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,979 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 800 | $35,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,500 | $35,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,742 | $35,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,004 | $35,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,874 | $35,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 8,900 | $35,000 | thousands by filing date | call |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,528 | $35,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 695 | $35,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 648 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 340 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 760 | $34,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 759 | $34,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,025 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $34,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,497 | $34,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,486 | $34,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,970 | $34,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,639 | $33,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,030 | $33,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 385 | $33,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,589 | $33,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,250 | $33,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,746 | $33,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 884 | $32,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 987 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 620 | $32,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,800 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 622 | $32,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 988 | $32,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $32,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 30,000 | $32,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 403 | $31,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 650 | $31,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,911 | $31,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 22,000 | $31,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,075 | $31,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,604 | $31,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 5,000 | $31,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P119 | *W EXP 02/23/202 | 5,600 | $31,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,656 | $30,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,830 | $30,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,800 | $30,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,221 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 301 | $30,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,205 | $30,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,042 | $30,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,700 | $30,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 465 | $30,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $29,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 467 | $29,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $29,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,603 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $29,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 414 | $29,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 778 | $29,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,242 | $29,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 375 | $29,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $29,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,200 | $29,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 625 | $29,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $29,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $29,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 3,156 | $29,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 507 | $28,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $28,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,252 | $28,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,177 | $28,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 716 | $28,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 575 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 594 | $28,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $28,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,250 | $28,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,174 | $28,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $28,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 590 | $28,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,830 | $28,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 678 | $27,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 821 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $27,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,400 | $27,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,065 | $27,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,589 | $27,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $27,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $27,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,648 | $27,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 497 | $27,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 917 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 227 | $26,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 336 | $26,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 595 | $26,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,746 | $26,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 171 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 960 | $26,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 661 | $26,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,955 | $26,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 347 | $26,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,367 | $26,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,009 | $26,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,101 | $26,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 358 | $26,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,018 | $26,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 867 | $26,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $26,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 5,000 | $26,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,176 | $26,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 10,000 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 287 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 655 | $25,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 383 | $25,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $25,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $25,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,000 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $25,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,578 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | principal |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,463 | $25,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 951 | $25,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $25,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,981 | $25,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,577 | $25,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 392 | $24,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 634 | $24,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,234 | $24,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,450 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $24,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $24,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 241 | $24,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $24,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $24,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,502 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $24,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,500 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 410 | $23,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $23,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 643 | $23,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 347 | $23,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 450 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $23,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,400 | $23,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 595 | $23,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 3,455 | $23,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,795 | $23,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $23,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,557 | $23,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,867 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $22,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $22,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,066 | $22,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $22,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $22,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $22,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 969 | $22,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,563 | $22,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,752 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,123 | $22,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,948 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 7,350 | $22,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,764 | $22,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 500 | $21,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $21,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,250 | $21,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,385 | $21,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,000 | $21,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 650 | $21,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,931 | $21,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 538 | $21,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,406 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 135 | $21,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 2,427 | $21,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,844 | $21,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,700 | $20,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,000 | $20,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,119 | $20,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 9,655 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 570 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 165 | $20,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 390 | $20,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 915 | $20,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $20,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 875 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,150 | $20,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 525 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,486 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 712 | $20,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 785 | $20,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 885 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 850 | $20,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,800 | $20,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,001 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,810 | $20,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,479 | $20,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 984 | $20,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 643 | $20,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,591 | $20,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,074 | $20,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 441 | $19,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 399 | $19,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 387 | $19,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 434 | $19,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 547 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 884 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187 | $19,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 950 | $19,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $19,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 625 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 300 | $19,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,451 | $19,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $19,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 770 | $19,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 3,023 | $19,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,788 | $19,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 799 | $19,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,239 | $19,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,528 | $18,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 588 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 300 | $18,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,312 | $18,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 406 | $18,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 594 | $18,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 900 | $18,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 350 | $18,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 7,581 | $18,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $18,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 376 | $18,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $18,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 400 | $18,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 6,500 | $18,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 5,100 | $18,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 899 | $18,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $18,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,167 | $17,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,286 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 710 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $17,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 576 | $17,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,287 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 220 | $17,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 281 | $17,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,520 | $17,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 300 | $17,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,955 | $17,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 477 | $17,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $17,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,305 | $17,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,517 | $17,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 740 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,048 | $17,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,370 | $17,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,041 | $17,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,300 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,004 | $17,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 200 | $16,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,208 | $16,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 886 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 216 | $16,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 82 | $16,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 738 | $16,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,102 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,457 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 200 | $16,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 245 | $16,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 724 | $16,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,419 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 562 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,668 | $16,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,586 | $16,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 400 | $16,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,000 | $16,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,322 | $16,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 366 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 54,000 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,300 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 290 | $15,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 412 | $15,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 736 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $15,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 636 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,301 | $15,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 985 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 969 | $15,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,343 | $15,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,431 | $15,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,204 | $15,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 787 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 525 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 658 | $15,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 327 | $15,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,170 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 498 | $14,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 237 | $14,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 902 | $14,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 485 | $14,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,148 | $14,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $14,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,107 | $14,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 855 | $14,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 525 | $14,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 227 | $14,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,200 | $14,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,026 | $14,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 800 | $14,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 366 | $14,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,832 | $14,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 402 | $14,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,450 | $14,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 738 | $14,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 364 | $14,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 459 | $14,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,702 | $14,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 383 | $14,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 279 | $13,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 735 | $13,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 200 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 978 | $13,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,000 | $13,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 416 | $13,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 350 | $13,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,000 | $13,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 338 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,131 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 320 | $13,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 755 | $13,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 389 | $13,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 949 | $13,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,585 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,328 | $13,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 978 | $13,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 12,702 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $13,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-020768 | this filing | 2016-10-19 | acceptance time not in the bulk data set |