13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-19, with 4,061 holding rows worth $91,573,687,000.
- Accession
- 0000950123-16-020768
- Filer
- CIK 927971
- Filed
- 2016-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 13,282 entries on the cover page, a total value of $91,573,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,573,687,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO HOLDING INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEOPLES BANCORP INC | 709789101 | COM | 7,331 | $180,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 29,720 | $179,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,081 | $178,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,443 | $178,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,490 | $177,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 8,674 | $177,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 18,336 | $176,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,774 | $175,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $172,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 3,579 | $172,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,847 | $171,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,710 | $171,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 4,718 | $170,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,251 | $170,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,240 | $170,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,950 | $170,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,700 | $169,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $168,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,416 | $168,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 9,667 | $167,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,393 | $167,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 10,653 | $167,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 22,502 | $166,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,527 | $166,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,790 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 7,750 | $166,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 11,531 | $166,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 28,002 | $166,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 6,381 | $166,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,107 | $165,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,530 | $164,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,049 | $164,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 47,824 | $164,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 16,178 | $164,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $162,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,045 | $162,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,428 | $161,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,456 | $161,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,997 | $161,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,806 | $160,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,481 | $160,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,985 | $159,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,712 | $159,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,739 | $159,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,318 | $159,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,644 | $158,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,226 | $158,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 9,122 | $158,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $157,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,300 | $156,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,556 | $156,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,013 | $156,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,715 | $156,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,647 | $155,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,731 | $155,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,305 | $154,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 6,346 | $154,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 18,680 | $154,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,253 | $153,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,763 | $153,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 7,282 | $152,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,470 | $152,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $152,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 16,926 | $151,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,730 | $151,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,180 | $151,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,160 | $151,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,341 | $150,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 5,515 | $150,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,500 | $150,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 8,300 | $150,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 3,741 | $149,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 7,774 | $149,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,700 | $149,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,980 | $149,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,000 | $149,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,073 | $148,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,167 | $148,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,093 | $148,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 4,240 | $148,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 7,694 | $148,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,604 | $148,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,341 | $147,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,832 | $147,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 4,304 | $147,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,270 | $146,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,716 | $146,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 15,525 | $145,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,276 | $145,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 15,620 | $144,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,965 | $144,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 22,587 | $144,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 18,258 | $143,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,300 | $143,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 4,674 | $143,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,529 | $142,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 3,290 | $142,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,676 | $142,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $142,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,183 | $142,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,035 | $141,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,368 | $141,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,722 | $141,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 20,000 | $141,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 6,134 | $140,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 9,959 | $140,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,751 | $139,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,833 | $139,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 5,916 | $139,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 38,100 | $138,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,794 | $138,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,323 | $138,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,091 | $137,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,246 | $136,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,155 | $136,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,759 | $136,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,000 | $136,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,498 | $136,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,040 | $135,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 26,140 | $135,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 314 | $134,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 17,412 | $134,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22,609 | $133,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 9,158 | $133,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,476 | $133,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,003 | $133,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,043 | $132,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 7,512 | $132,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,666 | $132,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,167 | $132,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,976 | $132,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 712 | $132,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,100 | $131,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 278,691 | $130,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 8,758 | $130,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,564 | $130,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 9,275 | $130,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 9,364 | $130,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,335 | $130,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,322 | $130,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 3,360 | $130,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,077 | $129,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,874 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 10,996 | $128,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,924 | $128,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,764 | $127,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,742 | $127,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,002 | $127,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,397 | $127,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $127,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,200 | $127,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,700 | $127,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $127,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,306 | $126,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 22,000 | $126,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,521 | $126,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,192 | $126,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,758 | $126,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 28,211 | $126,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $125,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,366 | $125,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,100 | $125,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,046 | $125,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,100 | $125,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 7,082 | $125,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,572 | $124,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 9,235 | $124,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,558 | $124,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,137 | $124,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,240 | $124,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,500 | $123,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,465 | $123,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 24,510 | $123,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,500 | $123,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,186 | $122,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 55,074 | $121,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,452 | $121,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,765 | $121,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 912 | $121,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 10,136 | $121,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 12,450 | $120,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 6,786 | $120,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 24,785 | $120,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,430 | $120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $119,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,092 | $119,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,059 | $118,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 4,987 | $118,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,703 | $118,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 4,093 | $118,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,000 | $118,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,792 | $117,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,353 | $117,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,400 | $117,000 | thousands by filing date | put |
| SUFFOLK BANCORP | 864739107 | COM | 3,366 | $117,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 9,430 | $117,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,412 | $116,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,071 | $116,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,137 | $116,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 5,333 | $116,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,600 | $116,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,600 | $116,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,240 | $116,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 4,403 | $116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,885 | $116,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,606 | $116,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,098 | $116,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 9,180 | $116,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,371 | $116,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 10,282 | $114,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 13,412 | $114,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,000 | $114,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,333 | $114,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,903 | $114,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,946 | $113,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,083 | $113,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 8,192 | $113,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,232 | $112,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 49,724 | $112,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,032 | $111,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 5,100 | $111,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,435 | $111,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,395 | $110,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,657 | $110,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,135 | $110,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,887 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 930 | $109,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,772 | $109,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 7,371 | $109,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,393 | $109,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 32,513 | $109,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 20,000 | $109,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 3,284 | $108,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,941 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,065 | $108,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,891 | $108,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,118 | $107,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,776 | $107,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,000 | $107,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,142 | $107,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,500 | $107,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,107 | $107,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 28,139 | $107,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 13,190 | $107,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,303 | $106,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,121 | $106,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 25,374 | $106,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,729 | $106,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,572 | $106,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,187 | $106,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,052 | $106,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 5,945 | $106,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 568 | $105,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,686 | $105,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 907 | $104,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 6,355 | $104,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,459 | $104,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,112 | $104,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,500 | $103,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 120,404 | $103,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,065 | $102,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 3,762 | $102,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 911 | $102,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,210 | $102,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,520 | $102,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $102,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,808 | $102,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,665 | $102,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,796 | $102,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 3,075 | $102,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,480 | $102,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,380 | $102,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,809 | $101,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,130 | $101,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,330 | $101,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,000 | $101,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,260 | $101,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,115 | $100,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,000 | $100,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $100,000 | thousands by filing date | principal |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,300 | $100,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,330 | $99,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 13,032 | $99,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,844 | $98,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,043 | $98,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,208 | $98,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 8,956 | $98,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 16,188 | $98,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $98,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,486 | $97,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,205 | $97,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,102 | $97,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,108 | $97,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 7,983 | $97,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,899 | $97,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,269 | $96,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,600 | $96,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,500 | $96,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,100 | $96,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,808 | $96,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,062 | $96,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,174 | $96,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,204 | $96,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,800 | $96,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,658 | $96,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,130 | $96,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,302 | $95,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,014 | $95,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,070 | $95,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,615 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,442 | $94,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,958 | $94,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,073 | $93,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 5,668 | $93,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,788 | $93,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $93,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 4,206 | $93,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,900 | $93,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 8,865 | $93,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,315 | $93,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,769 | $92,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,000 | $92,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,373 | $92,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,239 | $92,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,000 | $92,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,040 | $92,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,384 | $92,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $92,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,943 | $92,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,988 | $92,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,720 | $92,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,000 | $91,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $91,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 30,000 | $91,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,400 | $90,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,696 | $90,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,120 | $90,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 15,848 | $90,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,463 | $90,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 5,380 | $90,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,354 | $90,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 888 | $90,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 20,058 | $90,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,547 | $88,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 800 | $88,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 892 | $88,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,863 | $88,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,128 | $88,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 916 | $87,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 4,617 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 1,830 | $87,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,252 | $86,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 3,411 | $86,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,254 | $86,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,607 | $86,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 6,244 | $86,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 968 | $86,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,660 | $86,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,906 | $85,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 656 | $85,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,641 | $85,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 136,600 | $85,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 14,208 | $85,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 9,000 | $85,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,306 | $84,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 9,281 | $84,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,576 | $84,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,908 | $84,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,000 | $83,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 1,376 | $83,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,006 | $82,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,911 | $82,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,125 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,777 | $82,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $82,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 737 | $82,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 588 | $82,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,570 | $82,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 10,000 | $82,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 91,450 | $81,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,400 | $81,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $80,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 8,378 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,860 | $80,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,688 | $80,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,031 | $80,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,718 | $80,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,203 | $80,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,050 | $79,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,129 | $79,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,800 | $79,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,800 | $79,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,000 | $79,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,171 | $79,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 19,268 | $79,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,901 | $78,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,251 | $78,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,952 | $78,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $78,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,700 | $78,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,760 | $78,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,000 | $77,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,444 | $77,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,500 | $77,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,504 | $77,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,478 | $77,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,345 | $77,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,628 | $77,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $76,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,980 | $76,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,270 | $76,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,450 | $75,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,290 | $75,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,668 | $74,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 6,263 | $74,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,902 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 683 | $74,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,254 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,608 | $74,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 118,000 | $74,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,400 | $74,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,898 | $73,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,666 | $73,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,082 | $73,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,500 | $73,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,884 | $72,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $72,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,756 | $72,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,110 | $72,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,611 | $71,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,026 | $71,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,654 | $71,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,880 | $71,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,549 | $71,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,368 | $70,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,059 | $70,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $70,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,993 | $69,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,280 | $69,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 8,969 | $69,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,706 | $68,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 210 | $68,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,381 | $68,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 7,244 | $68,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,300 | $68,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2,494 | $68,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,264 | $67,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $67,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,860 | $67,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 459 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,140 | $67,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,684 | $67,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 715 | $67,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,665 | $66,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,800 | $66,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,303 | $66,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,060 | $65,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,111 | $65,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,392 | $65,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,786 | $65,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,463 | $65,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,679 | $65,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 6,716 | $65,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,392 | $64,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,768 | $64,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 941 | $64,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,042 | $64,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,761 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,025 | $63,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,284 | $63,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,090 | $63,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 18,861 | $63,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $63,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,422 | $62,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,972 | $62,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,984 | $62,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,646 | $62,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,208 | $62,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 5,600 | $62,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,319 | $61,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,768 | $61,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,733 | $61,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 540 | $60,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,464 | $60,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $60,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,647 | $60,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,000 | $60,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC | 379378102 | COM | 7,297 | $60,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,430 | $60,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,715 | $60,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,478 | $60,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 16,500 | $60,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,200 | $60,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,000 | $59,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,743 | $59,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,863 | $59,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $59,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,773 | $59,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 38,527 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-020768 | this filing | 2016-10-19 | acceptance time not in the bulk data set |