13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,934 holding rows worth $89,729,351,000.
- Accession
- 0000950123-16-019802
- Filer
- CIK 1423053
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 8,831 entries on the cover page, a total value of $89,729,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,729,351,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENZO BIOCHEM INC | 294100902 | COM | 11,800 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048950 | PUT | 37,000 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,707 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,473 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,976 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 59,394 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420908 | COM | 10,000 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 41,564 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111909 | COM | 30,900 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P906 | COM | 29,100 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 41,925 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572903 | Cmn | 46,500 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 35,447 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 52,040 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T951 | PUT | 27,500 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 10,112 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 178,100 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 14,599 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 32,864 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T955 | COM | 18,000 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163900 | CALL | 12,600 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314909 | CALL | 11,800 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 14,697 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E952 | Cmn | 43,200 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 32,025 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M902 | COM | 10,100 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 57,092 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 30,367 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 13,938 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGPEAK INC | 37518Q109 | COM | 32,255 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 23,400 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 12,859 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 13,265 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 21,914 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSHING GOLD CORP | 715302904 | CALL | 14,500 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E953 | PUT | 10,400 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 24,016 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,636 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 22,137 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 13,509 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 11,900 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 56,312 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 26,580 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163950 | PUT | 11,700 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 16,397 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 17,936 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vivus Inc. | 928551900 | Call | 53,000 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 13,900 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W956 | COM | 28,500 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328950 | COM | 10,900 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DLH HLDGS CORP | 23335Q100 | COM | 11,407 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12,895 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P952 | COM NEW | 31,400 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 19,676 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 11,545 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328900 | COM | 10,800 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 18,012 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,710 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,624 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 26,580 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 40,800 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J951 | Cmn | 11,400 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379954 | PUT | 12,100 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G900 | Cmn | 18,900 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G954 | PUT | 23,000 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 28,483 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 53,449 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G900 | CALL | 16,400 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828959 | COM PAR | 24,500 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307900 | Cmn | 13,800 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,923 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 115,070 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAK RESORTS INC | 70469L100 | COM | 11,621 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 113,704 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 23,946 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,077 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 16,871 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 96,000 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 23,875 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q905 | SHS | 10,400 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 15,100 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572953 | Cmn | 35,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 29,553 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC | 92337F957 | COM | 10,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 120,077 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,248 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 191,368 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A953 | COM | 23,800 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W905 | SPONSORED ADR | 20,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,897 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC | 580037109 | COM | 10,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 50,405 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD NATURAL RESOURCES | 92205F956 | Cmn | 34,700 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y958 | PUT | 27,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 89,646 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,354 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 28,900 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOINT CORP | 47973J102 | COM | 23,381 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 27,050 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 13,901 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,789 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 35,200 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 15,100 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIMPELCOM LTD | 92719A906 | SPONSORED ADR | 12,200 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,392 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 16,341 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,652 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 11,500 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 13,500 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 15,704 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 53,764 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 12,556 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC | 16934W906 | CALL | 11,500 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,163 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 15,500 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A952 | COM | 13,700 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARA HLDGS INC | 56585W203 | COM | 15,975 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 11,200 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 38,298 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 24,284 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 18,400 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 25,889 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G950 | Cmn | 14,300 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT BASIN SCIENTIFIC INC | 39013L502 | Cmn | 24,093 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 10,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 27,017 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 32,550 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 13,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G955 | COM NEW | 10,300 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,965 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,465 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 11,391 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 20,300 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L900 | COM | 50,300 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,912 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 21,755 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 11,462 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P401 | Cmn | 157,333 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,124 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,821 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 11,987 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279952 | COM | 29,200 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U904 | CALL | 12,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 13,698 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P900 | Cmn | 65,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960904 | CALL | 22,000 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,613 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,589 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 24,378 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 58,942 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742907 | COM | 15,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 53,220 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 26,580 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M951 | PUT | 30,500 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411959 | PUT | 10,700 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G904 | COM | 14,900 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 102,015 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC | 92854Q906 | CALL | 11,600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,541 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 29355A907 | COM | 17,400 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,549 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 12,419 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS CMN STK | 76028H909 | Cmn | 21,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793953 | COM | 17,500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 11,684 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOMBARD MED INC | G55598109 | COM | 32,359 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354900 | CALL | 11,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 13,906 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 16,168 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 17,203 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 21,200 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,429 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,000 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,563 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 17,700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,497 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 26,600 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 26,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 24,853 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 31,570 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 22,054 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 26,544 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 131,620 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B902 | COM NEW | 24,200 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 17,509 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 13,094 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,563 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P108 | CL A | 10,344 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,677 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163903 | COM | 11,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,613 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 11,658 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227959 | Cmn | 10,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 27,788 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 18,785 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 33,935 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 19,805 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 19,560 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 23,329 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 15,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 25,838 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 12,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 14,979 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 18,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,032 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,658 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 15,966 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 14,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T908 | CALL | 14,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 13,195 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 136,954 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 34,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYREN LTD | M26895108 | SHS | 14,379 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,413 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,983 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,195 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 69,050 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 20,835 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 21,500 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 38,455 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC CMN STK | 928551950 | Cmn | 24,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 20,900 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M955 | PUT | 14,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 32,378 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 12,700 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 12,411 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,428 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSS CORP | 500692108 | COM | 12,538 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 10,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 106,071 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 54,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 38,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 11,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111959 | COM | 11,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 13,263 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926903 | COM NEW | 12,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,967 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 22,689 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 77,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 10,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 16,458 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 10,557 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 42,774 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 14,134 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 16,523 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,976 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 18,896 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 11,571 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 74,155 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 23,137 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M905 | CALL | 12,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 12,297 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 10,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 37,818 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 12,800 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 13,090 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14,492 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER SILVER LTD | 39115V901 | COM | 13,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RLJ ENTMT INC | 74965F203 | COM NEW | 10,862 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 23,608 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 28,604 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 36,253 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,624 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 20,462 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 17,413 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 21,087 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,855 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 41,764 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 87,113 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 10,683 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,096 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 15,104 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981951 | PUT | 10,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 11,118 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 34,223 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODSYS INTL LTD | M70378100 | SHS | 14,545 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC | 98872E108 | COM | 72,601 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,836 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 65,023 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 35,281 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,538 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 16,480 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 12,573 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 13,764 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,477 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 68,954 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 24,984 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 13,600 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 25,520 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,392 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 42,593 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 10,092 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C950 | PUT | 10,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 21,562 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 17,771 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPSYNC INC | 217712207 | COM NEW | 15,204 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACROCURE LTD | M67872107 | SHS | 13,903 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 10,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,084 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,012 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 18,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 53,922 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,300 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 10,421 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 23,591 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 23,460 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 105,269 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 43,425 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 18,578 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 10,236 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHMITT INDS INC ORE | 806870200 | COM | 10,194 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 14,278 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 11,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 34,456 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 20,875 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U954 | PUT | 12,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 26,828 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPGEN INC | 68373L109 | COM | 12,418 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medovex Corp | 58504H101 | COM | 14,795 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN INC | 146534102 | COM ADDED | 19,464 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE VENTURES INC | 538142100 | COM | 12,372 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 10,785 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 10,432 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 12,264 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 11,059 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 11,655 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 37,340 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATARAM CORP | 238108302 | COM | 30,212 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICON INDS INC | 925811101 | COM | 36,272 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 17,022 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 18,683 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 30,605 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 27,202 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104209 | Common Stock | 14,564 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 10,414 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 14,709 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 25,167 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EnerJex Resources Inc | 292758406 | COM | 66,835 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADIAN THERAPEUTICS INC | 14740B901 | COM | 19,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 60,358 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 26,923 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 24,863 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 17,477 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 15,819 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,321 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 13,791 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 33,983 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,017,776 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 16,930 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 15,901 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 23,284 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 64,045 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 14,286 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W952 | COM | 15,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E902 | Cmn | 10,900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 16,308 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 14,232 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 23,033 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXI ENERGY INC COM | 23286A104 | Stock | 126,207 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 10,478 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 48,253 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,733 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 65,706 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 12,779 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 12,739 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 34,851 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 18,446 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 14,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 17,785 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNAL GENETICS INC | 826640104 | Cmn | 34,787 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R902 | Cmn | 49,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,546 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 19,777 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 47,594 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 10,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314908 | COM | 29,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,866 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q907 | Cmn | 25,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 31,700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 10,067 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 18,820 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 15,421 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 31,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 31,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 363256958 | Cmn | 28,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 19,746 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 20,324 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 13,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 32,620 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,870 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 30,771 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 48,833 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 22,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q956 | Cmn | 26,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 19,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P950 | Cmn | 20,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 29,586 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,849 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 12,800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 12,328 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 21,082 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 42,042 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC | 817337905 | Option | 11,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 19,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 18,255 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 10,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 10,685 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 17,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 44,838 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 13,668 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUNCTIONX INC NEW COM NEW | 36077T108 | Stock | 32,327 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 11,459 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 48,498 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 12,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J907 | Cmn | 14,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A901 | COM UNT LTD PR | 15,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 28,836 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBS FASHION GROUP LTD | Y46002104 | COM | 20,952 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 31,343 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,683 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,723 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 11,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396958 | Cmn | 11,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 12,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 10,818 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC | 379606106 | Cmn | 28,595 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 45,788 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Professional Diversity Network | 74312y103 | COM | 12,342 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 10,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Saexploration Holdings Inc. | 78636X105 | COM | 36,527 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 14,317 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A507 | Cmn | 12,615 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 11,289 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R952 | Cmn | 10,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019802 | this filing | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000624 | base | 2017-01-31 | acceptance time not in the bulk data set |