13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,934 holding rows worth $89,729,351,000.
- Accession
- 0000950123-16-019802
- Filer
- CIK 1423053
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 8,831 entries on the cover page, a total value of $89,729,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,729,351,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC | 707569909 | COM | 14,400 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 23,594 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 21,923 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WATER RESOURCES | 73935X905 | COM | 8,500 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC CMN STOCK | 888706958 | Cmn | 20,300 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V902 | COM | 14,700 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,193 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,458 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEDISYS INC | 023436108 | COM | 3,969 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 3,393 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY LIFESTYLE PROPERTIES | 29472R908 | CALL | 2,500 | $200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q958 | PUT | 8,300 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD-CL A | Q9235V951 | COM | 45,300 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 48,319 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D907 | CALL | 24,500 | $200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 12,020 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 30,399 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX NV | 75955B102 | SPONSORED ADR | 11,377 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,406 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 16,226 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,115 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,659 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,675 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890956 | Cmn | 89,600 | $197,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 91,100 | $197,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 19,322 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 17,492 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 12,489 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC CMN STOCK | 249908954 | Cmn | 10,000 | $196,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ST JOE CO | 790148950 | COM | 11,000 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301956 | PUT | 25,800 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 23,912 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVAR INC | 91336L907 | CALL | 10,300 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,494 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 38,700 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC COM | 898570106 | Stock | 16,338 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25,818 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC | 539439909 | SPONSORED ADR | 65,000 | $193,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 24,800 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IKANG HEALTHCARE GROUP INC | 45174L958 | PUT | 10,500 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111907 | CALL | 22,700 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 12,600 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 31,500 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 11,132 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIMBLE STORAGE INC | 65440R951 | COM | 24,100 | $192,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UBS GROUP AG | H42097907 | SHS | 14,700 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 49,600 | $191,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOVASCULAR SYS INC DEL | 141619906 | COM | 10,400 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 47,600 | $190,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINL CORP | 583928956 | COM | 25,800 | $190,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 17,574 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 36,729 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448954 | PUT | 15,800 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS COMMON STOCK | 720279958 | Cmn | 36,700 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELEK US HLDGS INC | 246647951 | COM | 14,300 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO | 201723903 | COM | 11,100 | $188,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,040 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN MIDSTREAM PARTNERS | 02752P950 | PUT | 15,900 | $188,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 25,300 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G902 | CALL | 24,400 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571908 | COM | 34,300 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCHNITZER STEEL INDS INC-A | 806882906 | COM | 10,600 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C907 | COM | 10,000 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TREDEGAR CORP | 894650100 | COM | 11,539 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659958 | COM | 16,600 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,062 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,223 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 59,195 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QIWI PLC | 74735M908 | CALL | 14,100 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GANNETT CO INC | 36473H904 | CALL | 13,400 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KFORCE INC COM | 493732101 | Stock | 10,884 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B902 | COM | 10,300 | $184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B955 | PUT | 18,800 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINL INC MD | 94188P951 | PUT | 12,000 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TR INC | 31430F101 | COM | 29,388 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F906 | Cmn | 34,100 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 99,600 | $183,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299906 | CALL | 10,300 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 26,900 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 29,200 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR ASSET MGMT GROUP I | 66705Y954 | COM | 17,800 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 11,179 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 12,023 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 25,400 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,651 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOW GROUP INC | 110394953 | COM | 15,700 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U958 | PUT | 10,800 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,713 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,952 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRICURE INC | 04963C909 | CALL | 12,500 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WP GLIMCHER IN | 92939N902 | Cmn | 15,800 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,901 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 13,161 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 12,176 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,399 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,697 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADWARE LTD | M81873907 | CALL | 15,500 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 32,346 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 26,400 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA | 02319V953 | SPONSORED ADR | 29,400 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 33,079 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC | 580037959 | COM | 35,200 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 24,400 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903100 | COM | 14,626 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111907 | CL A | 14,300 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084954 | PUT | 11,500 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L957 | PUT | 41,800 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 10,955 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571958 | COM | 31,500 | $172,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 102,300 | $172,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 31,894 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 57,379 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 18,700 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476953 | Cmn | 34,900 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLATFORM SPECIALTY PRODS COR | 72766Q955 | PUT | 19,300 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY SNACK BRANDS | 03211L952 | COM | 11,600 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | G66964900 | SHS | 68,900 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORP | 141665109 | COM | 28,608 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 32,346 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P901 | COM | 18,300 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A105 | COM | 10,541 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 25,100 | $169,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC COM | 753422104 | Stock | 13,363 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 90,412 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 12,532 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218909 | COM | 10,800 | $168,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 16,000 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,026 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A900 | CALL | 31,300 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL | 922417950 | COM | 10,100 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,375 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155953 | COM | 12,300 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B907 | Cmn | 18,200 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 27,200 | $166,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 41,920 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W905 | COM NEW | 17,400 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,273 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,040 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 35,800 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HLDGS INC | 68620A904 | COM | 44,300 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 52,228 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 37,131 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE GROUP LP/THE | 14309L952 | Cmn | 10,100 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L907 | ADS | 36,000 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA | 87936R906 | SPONSORED ADR | 12,000 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 26,457 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 24,212 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,920 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 10,100 | $162,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HACKETT GROUP INC | 404609109 | COM | 11,637 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 11,250 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS LP | 63900P908 | CALL | 11,200 | $161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC | 888706108 | COM | 16,220 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 12,700 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P900 | Cmn | 95,600 | $161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480950 | COM UNIT RP IN | 11,900 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 27,600 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 22,170 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC CMN STOCK | 888706908 | Cmn | 16,200 | $160,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B905 | COM CL A | 16,400 | $160,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 35,600 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R959 | COM | 10,200 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Lion Biotechnologies | 53619R102 | COM | 19,654 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMO INC | 60879B107 | ADR | 15,591 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 73,036 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 29,356 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAREDO PETE HLDGS INC | 516806956 | COM | 15,100 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TAX INC | 53128T102 | CL A | 11,856 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 56,533 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,815 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916903 | CALL | 18,100 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD | 38059T906 | CALL | 31,800 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758908 | CALL | 13,700 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,746 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET 1 UEPS TECHNOLOGIES INC COMMON STOCK | 64107N906 | Cmn | 15,600 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238909 | CALL | 34,500 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 39,148 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023950 | COM | 11,000 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MILACRON HLDGS CORP | 59870L106 | COM | 10,700 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 20,987 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,715 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTICALS INC | 040047902 | Cmn | 90,600 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 86,253 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eldorado Resorts Inc | 28470R902 | COM | 10,200 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 23,300 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 12,400 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICS | 294821908 | ADR B SEK 10 | 20,100 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,340 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR FINANCIAL INC CMN STK | 45031U901 | Cmn | 16,100 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KULICKE & SOFFA INDS INC | 501242951 | COM | 12,600 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC NEW | 45824V959 | PUT | 11,800 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825955 | COM | 14,400 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 16,400 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE PARTNERS L | 198281907 | COM UT REPSTG | 10,100 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,774 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 125,177 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 65,794 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,454 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797950 | PUT | 24,500 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 12,646 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 11,400 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793903 | COM | 74,400 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOGO INC | 38046C109 | COM | 17,701 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 10,000 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 21,100 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KAPSTONE PAPER & PACKAGING C | 48562P953 | COM | 11,400 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,620 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,351 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 105,700 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KAPSTONE PAPER & PACKAGING C | 48562P903 | COM | 11,300 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q956 | PUT | 11,400 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 79,300 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KBR INC | 48242W956 | PUT | 10,900 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 48,200 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A | 279158959 | SPONSORED ADS | 15,000 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J904 | Cmn | 23,300 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOSTER L B CO | 350060959 | PUT | 13,000 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U902 | CALL | 11,600 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOGO DE CHAO INC | 344177100 | COM | 10,840 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,200 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 20,000 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174951 | COM | 17,300 | $141,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 10,400 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G951 | SHS NEW | 27,900 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 120,801 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892102 | SPONSORED ADR | 78,344 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E909 | CALL | 12,600 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220956 | COM | 42,100 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE INC | 97717P104 | COM | 14,137 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 21,940 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J108 | COM | 23,991 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 19,590 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 10,500 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y903 | CALL | 11,300 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P903 | COM | 20,400 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R904 | CALL | 21,900 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580953 | COM | 12,000 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536903 | COM | 28,500 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P908 | COM | 10,600 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS INC | 864909906 | CL A | 12,300 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,130 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279902 | COM | 103,000 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,194 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 17,800 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 41,137 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 11,800 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E956 | PUT | 18,400 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 32,376 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624908 | CALL | 16,400 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785952 | PUT | 25,700 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL GAS | 21075N954 | COM | 10,800 | $132,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 37,100 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q902 | COM | 21,200 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 50,287 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,386 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496951 | COM | 16,400 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD NATURAL RESOURCES | 92205F906 | Cmn | 93,100 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 29,724 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUNIU CORP | 89977P906 | CALL | 15,400 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVESTMENT GRP-CL A | 34958B906 | COM | 29,400 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481907 | CALL | 10,000 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E906 | CALL | 17,900 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 10,023 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILDERS FIRSTSOURCE INC | 12008R957 | COM | 11,400 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764907 | COM | 20,300 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,302 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HOLDINGS CORP | 351793954 | Cmn | 11,500 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 10,100 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,432 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,909 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APIGEE CORP COM | 03765N108 | Stock | 10,343 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 24,200 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC | 227046959 | PUT | 11,100 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301906 | CL A NON VTG | 16,500 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 35,878 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 50,400 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC | 69423U905 | COM | 23,000 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERPURE INC | 74624M902 | CALL | 11,400 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U902 | COM | 11,100 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 11,645 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINANCIAL CORP | 675746959 | COM | 71,700 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890906 | Cmn | 55,900 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 11,129 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 23,340 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 11,300 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,683 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HLDGS INC | 74934Q908 | COM | 11,900 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 49,734 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 20,300 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 16,300 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,064 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011532908 | COM CL A | 14,000 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP958 | Cmn | 28,700 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T951 | Cmn | 13,800 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 33,800 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 13,600 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 37,800 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A909 | CALL | 11,600 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,032 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U908 | ORD SHS | 10,100 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375906 | COM | 10,900 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 29,030 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MUTUAL CORP | 063750103 | COM | 15,240 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 17,400 | $117,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 132,600 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 22,700 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,513 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916953 | PUT | 13,400 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,342 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,751 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 244,234 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 19,200 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 30,100 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710900 | COM NEW | 15,900 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 32,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 67,300 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEETAH MOBILE INC | 163075954 | ADR | 11,900 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,173 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,995 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINANCIAL CORP | 675746909 | COM | 65,200 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE ENTMT INC NEW | 72348Y955 | PUT | 10,000 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064901 | CALL | 14,900 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,829 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 27,800 | $110,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 16,196 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 15,200 | $110,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 16,360 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,685 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476903 | Cmn | 22,200 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 21,143 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO | 95058W900 | CALL | 11,200 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J900 | CALL | 12,200 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOMINION DIAMOND CORP | 257287102 | COM | 12,205 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P900 | CALL | 10,900 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 15,760 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092909 | COM | 21,300 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 13,882 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 22,439 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 48,201 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 196,203 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,733 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 25,244 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A908 | Cmn | 16,100 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA PARTNERS LP | 02052T909 | UT LTDPART INT | 10,500 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 33,364 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 49,176 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 28,400 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 119,221 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K950 | COM | 14,600 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 12,100 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785902 | CALL | 20,300 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 64,020 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 12,715 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 13,500 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLEX PHARMA INC | 33938A105 | COM | 10,181 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 18,092 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337105 | COM | 10,560 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HLDGS INC | 74934Q958 | COM | 10,100 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP I | 42330P907 | COM | 15,200 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC | 358039905 | COM | 11,000 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 12,881 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,751 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399953 | PUT | 10,600 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 64,590 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 19,449 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SERVICES COMMON STOCK | 440543956 | Cmn | 12,200 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710902 | COM PAR $.01 | 19,600 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 25,900 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 14,545 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD | 92205F106 | Domestic Common | 71,653 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723950 | COM | 10,200 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163953 | COM | 37,400 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 38,600 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,026 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 32,973 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F909 | CALL | 10,800 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 34,188 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 10,530 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 59,973 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,002 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 10,800 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 44,700 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 35,165 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P908 | CALL | 10,600 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 28,400 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 20,000 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 13,300 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 11,063 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y908 | Cmn | 12,300 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624958 | PUT | 11,800 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 145,864 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 10,600 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 32,100 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L957 | PUT | 12,000 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y908 | CALL | 52,000 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M901 | CALL | 77,000 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 30,736 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 18,517 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 10,400 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 17,000 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 91,565 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 14,932 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814950 | PUT | 14,000 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 44,137 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINANCIAL INC | 55272X902 | COM | 12,700 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T951 | COM | 10,500 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 17,100 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | P73398902 | CALL | 27,400 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 11,900 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP | 78442P956 | COM | 14,700 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PTC THERAPEUTICS INC | 69366J950 | PUT | 12,900 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 16,700 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 54,300 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICS | 294821958 | ADR B SEK 10 | 11,600 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 53,266 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,670 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 16,600 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 18,356 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264959 | PUT | 14,000 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 11,500 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIPTREE INC | 88822Q103 | COM | 15,843 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,912 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 22,700 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 16,400 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,467 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196103 | COM | 53,868 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BILL BARRETT CORP | 06846N954 | COM | 13,400 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 12,300 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNER LP | 26926V957 | Cmn | 37,500 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J951 | PARTNERSHIP UN | 14,500 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J900 | CALL | 24,000 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 17,700 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M909 | COM NEW | 14,800 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERS L P | 59564N953 | COM UT LTD PTN | 10,100 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085901 | COM | 13,700 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 36,133 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 134,431 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 15,595 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 30,400 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 16,641 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 20,700 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 10,440 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,860 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V | 861012952 | PUT | 14,100 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MNG LTD | 413216900 | SPONSORED ADR | 23,100 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 22,900 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L904 | CALL | 10,300 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LION BIOTECHNOLOGIES INC | 53619R952 | PUT | 10,200 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OOMA INC | 683416901 | COM | 10,000 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,077 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 29,722 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,806 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFNG LP | 12663P957 | COMUNIT REP LT | 10,600 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,370 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W904 | CALL | 11,500 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,690 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,404 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 25,500 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 26,215 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 25,791 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 13,700 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 24,718 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 14,294 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 16,900 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 10,900 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 14,739 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 11,098 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y905 | COM | 20,400 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892952 | SPONSORED ADR | 43,500 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 85,300 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 11,000 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC | 020520102 | COM | 11,830 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 39,900 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537907 | COM NEW | 13,000 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 58,700 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 11,800 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAVIA HLDGS INC | 88105A956 | COM | 28,900 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 15,900 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F956 | Cmn | 14,000 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 10,300 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 77,237 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q952 | COM | 12,100 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 17,900 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCORP INC DEL | 05969A105 | COM | 12,287 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPIO PHARMACEUTICALS INC | 03209T909 | COM | 57,700 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064902 | COM | 14,800 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM GLOBAL INC | 88104M901 | CL A | 22,700 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P909 | SHS | 16,400 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H104 | COM | 11,192 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833904 | COM | 45,100 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENER8 MARITIME INC | Y26889108 | COM | 11,390 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 46,341 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 10,652 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 11,000 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 30,825 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,194 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 24,400 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828909 | COM PAR | 32,000 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491902 | COM | 13,200 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,075 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019802 | this filing | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000624 | base | 2017-01-31 | acceptance time not in the bulk data set |