13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 3,815 holding rows worth $170,638,957,000.
- Accession
- 0000950123-16-018975
- Filer
- CIK 820027
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 7,124 entries on the cover page, a total value of $170,638,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,638,957,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,785 | $2,102,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 39,135 | $2,099,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 35,339 | $2,092,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 100,231 | $2,089,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 78,667 | $2,087,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 124,748 | $2,083,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 72,769 | $2,081,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 135,650 | $2,080,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 76,866 | $2,075,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 28,593 | $2,073,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 74,991 | $2,070,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,400,000 | $2,049,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 47,293 | $2,043,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 88,614 | $2,042,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 132,313 | $2,041,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 88,532 | $2,038,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 52,807 | $2,035,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 74,290 | $2,023,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 455,457 | $2,019,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 68,041 | $2,013,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 49,820 | $2,013,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 118,622 | $2,013,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 64,316 | $2,005,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 37,272 | $2,005,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 114,994 | $2,004,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 71,800 | $2,000,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 26,611 | $1,987,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 45,682 | $1,983,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 61,727 | $1,981,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 166,143 | $1,975,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 85,039 | $1,974,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 53,126 | $1,972,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 107,867 | $1,964,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 48,009 | $1,954,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 112,230 | $1,949,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 193,710 | $1,948,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 29,469 | $1,945,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 191,298 | $1,942,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 326,430 | $1,942,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 54,546 | $1,941,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 295,069 | $1,939,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 169,608 | $1,935,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 304,056 | $1,933,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 59,864 | $1,929,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 57,889 | $1,927,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 127,090 | $1,925,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 45,119 | $1,923,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 59,357 | $1,917,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 245,321 | $1,916,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 65,667 | $1,914,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 32,349 | $1,912,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 224,631 | $1,910,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 191,924 | $1,905,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 404,860 | $1,903,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 235,740 | $1,898,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 110,977 | $1,897,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 89,449 | $1,896,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 40,235 | $1,895,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 159,143 | $1,894,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 45,946 | $1,891,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 30,578 | $1,885,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 249,377 | $1,885,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 323,147 | $1,881,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 106,261 | $1,881,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 27,479 | $1,870,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 123,370 | $1,865,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 88,987 | $1,854,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 40,201 | $1,842,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 167,583 | $1,840,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 25,976 | $1,838,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 2,000,000 | $1,834,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 32,922 | $1,829,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,068 | $1,828,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 199,566 | $1,828,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 131,586 | $1,822,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 152,610 | $1,822,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 1,400,000 | $1,821,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 42,305 | $1,802,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 99,780 | $1,799,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 65,318 | $1,798,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 55,354 | $1,793,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 59,227 | $1,788,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 16,515 | $1,785,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 84,471 | $1,784,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 94,947 | $1,781,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 165,191 | $1,774,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 28,222 | $1,773,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 31,532 | $1,770,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 47,861 | $1,764,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 130,806 | $1,758,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 134,405 | $1,751,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 58,092 | $1,750,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 339,462 | $1,750,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 151,249 | $1,747,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 51,115 | $1,745,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 118,202 | $1,744,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 28,926 | $1,739,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 28,845 | $1,738,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 29,088 | $1,731,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17,132 | $1,728,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 58,500 | $1,721,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 77,785 | $1,721,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 53,070 | $1,719,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 101,438 | $1,719,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 158,135 | $1,715,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 145,061 | $1,713,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 99,384 | $1,712,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 57,417 | $1,712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 40,018 | $1,706,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 154,429 | $1,701,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 397,314 | $1,701,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 62,079 | $1,693,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 50,855 | $1,691,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 628,305 | $1,691,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 77,063 | $1,687,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 31,337 | $1,677,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 63,781 | $1,673,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 59,458 | $1,670,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 46,847 | $1,667,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 105,239 | $1,666,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 12,258 | $1,662,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 33,229 | $1,662,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 222,952 | $1,647,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 113,300 | $1,644,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,732 | $1,640,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 70,958 | $1,639,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 656,795 | $1,635,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 177,728 | $1,634,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 59,276 | $1,631,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 48,709 | $1,629,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 146,059 | $1,629,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 123,988 | $1,611,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 34,240 | $1,610,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 79,584 | $1,602,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 49,170 | $1,595,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 101,375 | $1,594,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 15,838 | $1,594,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 235,269 | $1,591,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 38,176 | $1,589,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 108,600 | $1,586,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 48,202 | $1,582,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 142,808 | $1,581,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 196,473 | $1,580,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 51,592 | $1,578,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 18,150 | $1,574,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 144,694 | $1,574,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 61,233 | $1,573,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 85,785 | $1,570,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 81,501 | $1,565,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 12,151 | $1,565,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 174,925 | $1,556,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 651,320 | $1,556,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 41,274 | $1,551,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 14,039 | $1,543,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41,981 | $1,543,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO ADR | 23857W105 | ADR | 317,760 | $1,542,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16,766 | $1,541,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 73,434 | $1,541,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 30,192 | $1,541,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 65,348 | $1,535,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 81,588 | $1,534,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 192,467 | $1,532,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 31,996 | $1,532,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,346,800 | $1,531,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 142,928 | $1,531,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 451,380 | $1,526,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 55,680 | $1,524,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 240,626 | $1,523,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 108,790 | $1,523,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 77,433 | $1,522,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 94,340 | $1,521,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,007 | $1,517,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 266,916 | $1,513,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 215,536 | $1,513,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 225,800 | $1,510,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 101,383 | $1,510,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 55,965 | $1,509,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 237,557 | $1,507,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 40,486 | $1,506,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 61,589 | $1,506,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 58,712 | $1,506,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 15,024 | $1,503,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 33,107 | $1,494,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 55,634 | $1,492,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 63,215 | $1,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 40,490 | $1,490,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 57,973 | $1,486,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 83,228 | $1,486,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 57,971 | $1,485,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 14,604 | $1,483,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 92,397 | $1,480,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 55,672 | $1,476,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 89,570 | $1,475,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 130,975 | $1,467,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 47,746 | $1,464,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 90,525 | $1,456,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 24,513 | $1,454,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 436,320 | $1,453,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15,508 | $1,444,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 196,043 | $1,441,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 19,790 | $1,441,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 73,508 | $1,438,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 42,286 | $1,437,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 80,205 | $1,428,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 111,154 | $1,428,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 19,913 | $1,428,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 63,029 | $1,424,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 38,088 | $1,424,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 31,862 | $1,424,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,543 | $1,423,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 309,231 | $1,422,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 56,017 | $1,418,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 48,611 | $1,415,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 83,665 | $1,412,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 126,547 | $1,408,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 35,226 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 9,674 | $1,404,000 | thousands by filing date | |
| IAP WORLDWIDE SERVICES INC | CM3801054 | COM | 121 | $1,403,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 100,993 | $1,401,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 30,132 | $1,396,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 56,059 | $1,392,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 84,558 | $1,391,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 60,869 | $1,390,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 469,450 | $1,390,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 50,584 | $1,389,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 62,996 | $1,380,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 95,441 | $1,378,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 44,643 | $1,378,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 178,550 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 39,077 | $1,376,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 59,357 | $1,376,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 29,397 | $1,375,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 96,790 | $1,372,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 44,972 | $1,370,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 75,048 | $1,370,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 16,208 | $1,367,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 250,419 | $1,365,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 31,163 | $1,360,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 344,097 | $1,359,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 47,016 | $1,354,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 36,001 | $1,347,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 96,679 | $1,336,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 229,376 | $1,333,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 924,000 | $1,333,000 | thousands by filing date | principal |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,333,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 34,738 | $1,321,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 33,925 | $1,320,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 55,663 | $1,319,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 48,000 | $1,318,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 37,816 | $1,313,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 21,335 | $1,309,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 80,127 | $1,307,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 288,484 | $1,307,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 95,590 | $1,306,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110,092 | $1,305,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 17,014 | $1,305,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 210,366 | $1,304,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,830 | $1,302,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 35,022 | $1,301,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 37,528 | $1,299,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,638 | $1,298,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 40,141 | $1,297,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 14,155 | $1,297,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 55,722 | $1,293,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 42,800 | $1,292,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 20,938 | $1,289,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 27,036 | $1,288,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 89,948 | $1,287,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 158,976 | $1,285,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 16,573 | $1,282,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 223,367 | $1,282,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 40,400 | $1,282,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 114,825 | $1,280,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 130,929 | $1,279,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 92,381 | $1,269,000 | thousands by filing date | |
| EAST JAPAN RAILWAY-UNSP ADR | 273202101 | COM | 75,471 | $1,263,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 33,652 | $1,260,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 201,470 | $1,258,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 22,349 | $1,258,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 8,174 | $1,258,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 60,721 | $1,257,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 175,773 | $1,250,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 57,656 | $1,250,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 50,074 | $1,249,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 30,406 | $1,246,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 76,783 | $1,246,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 39,413 | $1,245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 37,814 | $1,243,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 31,636 | $1,243,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 199,069 | $1,241,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 46,571 | $1,240,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 28,303 | $1,239,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 118,672 | $1,237,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 89,698 | $1,231,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 11,795 | $1,226,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 66,890 | $1,221,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 26,877 | $1,218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,973 | $1,216,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 40,000 | $1,214,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 148,657 | $1,214,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 35,940 | $1,213,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 36,086 | $1,212,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 56,972 | $1,200,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 13,808 | $1,194,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 9,834 | $1,192,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,645 | $1,188,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 153,353 | $1,185,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 256,194 | $1,184,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 27,736 | $1,184,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 68,085 | $1,179,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 72,626 | $1,174,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 82,880 | $1,168,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 186,743 | $1,167,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,111 | $1,165,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 112,049 | $1,157,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 149,769 | $1,154,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 100,446 | $1,153,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 22,861 | $1,150,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 140,153 | $1,147,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 73,369 | $1,144,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 83,475 | $1,143,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 43,143 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 39,946 | $1,142,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,836 | $1,140,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 61,418 | $1,136,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 118,451 | $1,132,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 68,293 | $1,131,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 72,728 | $1,130,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 65,510 | $1,129,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 80,078 | $1,122,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,705 | $1,121,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 141,694 | $1,119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 31,769 | $1,118,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 29,043 | $1,115,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 79,492 | $1,113,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 84,758 | $1,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 80,424 | $1,111,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 26,425 | $1,110,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 104,624 | $1,110,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,800 | $1,098,000 | thousands by filing date | put |
| Public Storage 5.3 | 74460W800 | PFD | 41,890 | $1,093,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 82,754 | $1,090,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 27,196 | $1,089,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 52,175 | $1,088,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 56,887 | $1,086,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 21,752 | $1,085,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 29,938 | $1,084,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 15,252 | $1,084,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 75,909 | $1,083,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 339,401 | $1,083,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 16,394 | $1,079,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 377,976 | $1,076,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 12,197 | $1,075,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 90,858 | $1,073,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 68,707 | $1,072,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 103,978 | $1,071,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 133,517 | $1,068,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 333,830 | $1,062,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 150,809 | $1,062,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 22,742 | $1,062,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 41,586 | $1,060,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 63,443 | $1,055,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 54,124 | $1,052,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 673,169 | $1,050,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 47,835 | $1,047,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 23,283 | $1,045,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 40,012 | $1,044,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 286,940 | $1,036,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 27,026 | $1,035,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 38,775 | $1,034,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 43,400 | $1,028,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 121,325 | $1,028,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 46,939 | $1,024,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 84,473 | $1,023,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 120,520 | $1,023,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 69,362 | $1,018,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 99,431 | $1,015,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 36,792 | $1,015,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 7,482 | $1,014,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 39,029 | $1,014,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 132,826 | $1,011,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 22,457 | $1,008,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 40,441 | $1,004,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 22,124 | $1,002,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17,620 | $999,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 37,331 | $989,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 10,957 | $984,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,546 | $982,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 36,941 | $981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 44,068 | $981,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 45,890 | $968,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 9,296 | $967,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 152,171 | $962,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 7,920 | $962,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 69,631 | $957,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 60,513 | $957,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 19,988 | $956,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 17,301 | $953,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 45,952 | $952,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,939 | $948,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 47,699 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 38,342 | $946,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 9,971 | $946,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 20,856 | $943,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 57,160 | $942,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 8,151 | $940,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 34,144 | $940,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,426 | $936,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 200,000 | $936,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 161,484 | $936,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 79,465 | $935,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 117,529 | $933,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 43,956 | $933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 23,450 | $932,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 59,403 | $932,000 | thousands by filing date | |
| MGC | 921910873 | COM | 13,025 | $931,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 26,736 | $928,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 97,717 | $926,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 22,029 | $923,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 117,278 | $920,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 48,545 | $917,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 39,963 | $914,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 32,340 | $910,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 96,633 | $908,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $906,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,233 | $906,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 244,170 | $906,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 71,514 | $900,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 22,277 | $900,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 46,894 | $899,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,787 | $898,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 34,089 | $898,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 57,217 | $897,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 42,627 | $896,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 22,298 | $896,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 37,497 | $896,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 43,921 | $884,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 61,390 | $883,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 33,965 | $882,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 18,544 | $875,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217227 | COM | 1 | $871,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 63,615 | $869,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 33,636 | $869,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 86,488 | $867,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,914 | $866,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 27,985 | $859,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 170,437 | $857,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 7,628 | $854,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 11,400 | $854,000 | thousands by filing date | put |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 8,609 | $853,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 7,136 | $851,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 8,476 | $851,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 31,979 | $850,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 39,599 | $848,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 17,183 | $846,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 30,731 | $841,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 59,025 | $837,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 47,187 | $835,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 21,581 | $833,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 39,762 | $832,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 31,849 | $832,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 22,480 | $831,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 18,700 | $828,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 38,820 | $826,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 33,532 | $826,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 37,234 | $825,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 36,077 | $819,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 105,133 | $818,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 49,266 | $817,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 35,809 | $814,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 87,884 | $814,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 94,806 | $813,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 32,600 | $811,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 35,351 | $807,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 26,814 | $804,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 82,100 | $801,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 64,898 | $801,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 39,896 | $800,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 109,323 | $800,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 31,512 | $799,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,175 | $798,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 79,064 | $797,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 14,071 | $796,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 31,770 | $794,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 39,052 | $793,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 30,029 | $793,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 28,927 | $789,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 61,226 | $786,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 82,225 | $785,000 | thousands by filing date | |
| Unibail-Rodamco SE | 904587102 | Common Stock | 30,442 | $785,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 500,176 | $781,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 38,498 | $774,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 34,099 | $772,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 138,109 | $771,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,848 | $767,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 112,131 | $766,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 58,656 | $766,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 72,644 | $761,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,170 | $760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 10,007 | $758,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018975 | this filing | 2016-08-08 | acceptance time not in the bulk data set |