13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 3,815 holding rows worth $170,638,957,000.
- Accession
- 0000950123-16-018975
- Filer
- CIK 820027
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 7,124 entries on the cover page, a total value of $170,638,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,638,957,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,882,000 | $4,685,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 87,868 | $4,668,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 112,719 | $4,667,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 373,602 | $4,667,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,620,000 | $4,640,000 | thousands by filing date | principal |
| RSP PERMIAN INC | 74978Q105 | COM | 133,005 | $4,640,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 599,640 | $4,639,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 462,933 | $4,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 294,126 | $4,624,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 61,540 | $4,622,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 48,398 | $4,617,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 101,513 | $4,616,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 348,448 | $4,614,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 79,398 | $4,601,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 106,652 | $4,587,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 85,088 | $4,583,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 154,648 | $4,566,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 37,147 | $4,565,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 305,586 | $4,563,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 292,038 | $4,553,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 38,874 | $4,551,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 120,546 | $4,544,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 358,420 | $4,538,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 819,133 | $4,537,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 21,333 | $4,529,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 92,308 | $4,527,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 107,146 | $4,515,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 183,748 | $4,515,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 49,716 | $4,506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 119,003 | $4,499,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 369,569 | $4,490,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 582,953 | $4,489,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 114,416 | $4,480,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 166,527 | $4,474,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 279,598 | $4,472,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 874,339 | $4,469,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 402,986 | $4,466,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368AC4 | Bond | 4,500,000 | $4,452,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 90,090 | $4,445,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 61,420 | $4,440,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 125,986 | $4,427,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,000,000 | $4,419,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 236,695 | $4,414,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 338,989 | $4,409,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100,379 | $4,399,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 186,841 | $4,397,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 178,639 | $4,394,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 231,260 | $4,387,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 115,297 | $4,387,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,322,413 | $4,377,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 147,412 | $4,376,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 152,625 | $4,375,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 542,612 | $4,374,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 302,431 | $4,370,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 51,263 | $4,364,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 158,995 | $4,359,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 54,004 | $4,356,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 65,597 | $4,355,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,100,000 | $4,351,000 | thousands by filing date | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 872,629 | $4,338,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 196,966 | $4,331,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 128,782 | $4,329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 416,310 | $4,326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 160,612 | $4,315,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 553,629 | $4,313,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 265,790 | $4,285,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 174,858 | $4,275,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 346,101 | $4,251,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 122,030 | $4,249,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 129,978 | $4,246,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 128,998 | $4,241,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 180,154 | $4,240,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 165,472 | $4,218,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 68,119 | $4,195,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 92,844 | $4,195,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 394,735 | $4,181,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 421,337 | $4,171,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 79,180 | $4,159,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,430,000 | $4,159,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 241,415 | $4,158,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 96,157 | $4,149,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 302,621 | $4,144,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAC6 | CONV BND | 3,400,000 | $4,144,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 321,439 | $4,140,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 36,140 | $4,132,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 151,311 | $4,111,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 70,300 | $4,110,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 210,280 | $4,101,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 316,743 | $4,099,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 258,608 | $4,096,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 80,886 | $4,089,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 108,484 | $4,089,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 132,164 | $4,087,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 338,089 | $4,085,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 206,748 | $4,076,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 30,337 | $4,075,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 541,109 | $4,074,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 52,346 | $4,074,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 129,551 | $4,073,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 161,312 | $4,071,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 157,245 | $4,068,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 93,756 | $4,066,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 148,462 | $4,054,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 216,235 | $4,045,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,069,697 | $4,044,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 41,184 | $4,033,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 408,886 | $4,024,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 110,829 | $4,022,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 141,251 | $4,021,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 103,497 | $4,016,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 373,927 | $4,013,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 3,640,000 | $4,013,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 43,741 | $4,008,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 177,366 | $4,005,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 127,102 | $3,999,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 806,866 | $3,985,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 137,468 | $3,973,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 984,743 | $3,968,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 123,801 | $3,966,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,610,000 | $3,962,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 60,920 | $3,960,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 127,807 | $3,960,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 84,659 | $3,957,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 5,000,000 | $3,956,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 189,449 | $3,939,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 365,624 | $3,930,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 289,124 | $3,928,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 320,981 | $3,928,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 80,144 | $3,921,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,500,000 | $3,901,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 72,560 | $3,893,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 104,054 | $3,881,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 75,681 | $3,871,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 158,424 | $3,869,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 3,500,000 | $3,859,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 124,913 | $3,851,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 293,615 | $3,841,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 277,953 | $3,831,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 478,232 | $3,816,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 93,421 | $3,812,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 109,579 | $3,812,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 231,898 | $3,796,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 139,159 | $3,793,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 130,870 | $3,780,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 956,942 | $3,780,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 94,997 | $3,779,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 75,987 | $3,760,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,800,000 | $3,748,000 | thousands by filing date | principal |
| CDW CORP COM | 12514G108 | Stock | 93,442 | $3,746,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 175,001 | $3,743,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,023,000 | $3,743,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 81,277 | $3,742,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 29,550 | $3,734,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 284,083 | $3,732,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,443,882 | $3,726,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 159,211 | $3,716,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 146,401 | $3,716,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 37,795 | $3,709,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 897,712 | $3,699,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,104,443 | $3,689,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 690,795 | $3,679,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 80,900 | $3,662,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 253,680 | $3,653,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 567,922 | $3,642,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 42,154 | $3,638,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 53,336 | $3,628,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 383,996 | $3,616,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 240,595 | $3,607,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 138,722 | $3,605,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 58,216 | $3,602,000 | thousands by filing date | |
| POST 2 1/2 | 737446807 | CONV PRF | 23,000 | $3,600,000 | thousands by filing date | |
| Zions Bancorp Pfd Ser L | 989701818 | Pfd | 120,456 | $3,589,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 4,790,000 | $3,583,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 55,677 | $3,579,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 232,759 | $3,578,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 164,653 | $3,575,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 475,314 | $3,575,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,000,000 | $3,575,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 149,706 | $3,572,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 464,194 | $3,570,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 897,227 | $3,561,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,000,000 | $3,560,000 | thousands by filing date | principal |
| TIDEWATER INC | 886423102 | COM | 807,003 | $3,559,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 73,387 | $3,557,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 143,139 | $3,554,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,391,000 | $3,543,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 101,452 | $3,540,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 385,088 | $3,539,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 25,587 | $3,538,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 186,714 | $3,537,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 60,215 | $3,532,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 87,367 | $3,529,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 141,768 | $3,521,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 173,144 | $3,516,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 98,106 | $3,510,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 130,042 | $3,509,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 395,181 | $3,509,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 324,502 | $3,505,000 | thousands by filing date | |
| CIENA CORP 3.75 144A 10-18 | 171779AG6 | CONVERT | 3,000,000 | $3,502,000 | thousands by filing date | principal |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 85,386 | $3,499,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 811,386 | $3,498,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 171,513 | $3,487,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 36,584 | $3,480,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 151,789 | $3,476,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 218,535 | $3,475,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 134,710 | $3,463,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 60,403 | $3,453,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 51,385 | $3,450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 118,277 | $3,444,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 89,807 | $3,433,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 79,960 | $3,432,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 125,153 | $3,425,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 79,002 | $3,415,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 155,395 | $3,409,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 84,500 | $3,402,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 78,630 | $3,402,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 158,219 | $3,400,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 3,200,000 | $3,400,000 | thousands by filing date | principal |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 181,540 | $3,393,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 495,147 | $3,382,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100,617 | $3,379,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 3,506,000 | $3,375,000 | thousands by filing date | principal |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 66,531 | $3,374,000 | thousands by filing date | |
| M&T BANK CORP | 55261F708 | PFD | 3,170 | $3,372,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAA7 | CONV BND | 3,300,000 | $3,362,000 | thousands by filing date | principal |
| Dawson Geophysical Co Ne | 239360100 | COM | 412,298 | $3,360,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,000,000 | $3,338,000 | thousands by filing date | principal |
| JAPAN TOBA | 471105205 | USD | 167,038 | $3,336,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 166,898 | $3,334,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 292,963 | $3,325,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 113,500 | $3,319,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 490,683 | $3,317,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 503,015 | $3,310,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 36,100 | $3,302,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 69,543 | $3,294,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 251,574 | $3,290,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 215,232 | $3,274,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 171,147 | $3,274,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 131,909 | $3,270,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 112,007 | $3,266,000 | thousands by filing date | |
| MEDICINES COMPANY 144A (MDCO) | 584688AF2 | CONV | 3,400,000 | $3,260,000 | thousands by filing date | principal |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 191,611 | $3,258,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 35,716 | $3,256,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 611,845 | $3,243,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 62,981 | $3,242,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 559,231 | $3,237,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 189,404 | $3,234,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 44,121 | $3,230,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 146,869 | $3,228,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 443,271 | $3,225,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 77,219 | $3,222,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 58,840 | $3,219,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 102,684 | $3,214,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 92,073 | $3,212,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74,775 | $3,204,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,700,000 | $3,204,000 | thousands by filing date | principal |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 78,766 | $3,203,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 86,649 | $3,202,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 28,717 | $3,199,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 346,693 | $3,197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 55,713 | $3,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 53,314 | $3,185,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 192,276 | $3,184,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 241,942 | $3,182,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 172,152 | $3,170,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 195,418 | $3,170,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 185,604 | $3,158,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 64,399 | $3,153,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 172,225 | $3,152,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 143,290 | $3,149,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 59,410 | $3,149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 144,728 | $3,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 62,283 | $3,142,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 100,865 | $3,132,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 239,635 | $3,130,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 164,220 | $3,127,000 | thousands by filing date | |
| BARC BASKET NOTE 12.6 12/09/2016 | 06744K228 | PRF | 3,100 | $3,125,000 | thousands by filing date | |
| BNP BASKET NOTE 13.26 11/07/2016 | BAX5YR8Z8 | PRF | 3,100 | $3,111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 74,900 | $3,098,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 400,644 | $3,078,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 305,736 | $3,073,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 108,210 | $3,073,000 | thousands by filing date | |
| MS BASKET NOTE 13.62 9/9/16 | 61765M173 | PRF | 3,000 | $3,062,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 99,495 | $3,058,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63,876 | $3,056,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 164,201 | $3,052,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 163,524 | $3,051,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 190,850 | $3,051,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 65,637 | $3,040,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 180,148 | $3,037,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 294,819 | $3,037,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 208,160 | $3,037,000 | thousands by filing date | |
| DB BASKET NOTE 14.2 8/5/2016 | 25152L2F2 | PRF | 3,000 | $3,030,000 | thousands by filing date | |
| JPM BASKET NOTE 12.10 10/03/2016 | 48123Y767 | PRF | 3,000 | $3,027,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 410,163 | $3,018,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 252,918 | $3,011,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 50,272 | $3,003,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 101,725 | $3,000,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 303,803 | $2,998,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 45,343 | $2,998,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 74,103 | $2,997,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 106,599 | $2,996,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 137,332 | $2,995,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 218,339 | $2,987,000 | thousands by filing date | |
| CS BASKET NOTE 14.07 7/7/2016 | 22548H253 | PRF | 3,000 | $2,979,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 104,390 | $2,978,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 45,084 | $2,975,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 472,010 | $2,968,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 138,861 | $2,968,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 422,579 | $2,954,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 157,659 | $2,950,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 141,796 | $2,948,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 22,275 | $2,940,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 78,158 | $2,940,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 203,477 | $2,916,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 63,648 | $2,910,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 266,630 | $2,907,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 33,782 | $2,903,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,100,000 | $2,898,000 | thousands by filing date | principal |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 60,850 | $2,897,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 112,322 | $2,894,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 35,920 | $2,886,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 210,105 | $2,878,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 87,599 | $2,876,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 61,644 | $2,873,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 70,105 | $2,867,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 125,839 | $2,866,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 263,877 | $2,862,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 210,995 | $2,859,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 159,505 | $2,858,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 232,904 | $2,852,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 63,522 | $2,844,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 144,569 | $2,839,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 33,947 | $2,839,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 67,214 | $2,837,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 289,396 | $2,834,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 261,701 | $2,822,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 96,620 | $2,819,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 948,025 | $2,814,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 18,032 | $2,812,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 189,277 | $2,807,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 399,168 | $2,803,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 42,270 | $2,802,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 192,301 | $2,794,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 130,177 | $2,788,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 172,890 | $2,785,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 131,107 | $2,782,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 160,411 | $2,781,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 229,619 | $2,779,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 88,070 | $2,773,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 144,214 | $2,768,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 27,001 | $2,764,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 83,254 | $2,764,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 156,729 | $2,762,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 112,920 | $2,759,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 2,823,000 | $2,759,000 | thousands by filing date | principal |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 82,283 | $2,755,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 53,874 | $2,748,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 98,707 | $2,745,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 128,056 | $2,745,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 100,465 | $2,742,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 46,263 | $2,735,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 101,975 | $2,733,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 367,400 | $2,730,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 48,885 | $2,728,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 46,282 | $2,704,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 211,624 | $2,703,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 120,290 | $2,697,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 88,271 | $2,685,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 159,886 | $2,674,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 1,600,000 | $2,673,000 | thousands by filing date | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 113,025 | $2,672,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 161,961 | $2,670,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 95,024 | $2,670,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 95,479 | $2,662,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 59,197 | $2,657,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 202,408 | $2,648,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 178,510 | $2,638,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 52,244 | $2,637,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 407,621 | $2,637,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 53,645 | $2,636,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 177,550 | $2,630,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 247,253 | $2,623,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 177,291 | $2,620,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 88,428 | $2,616,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 115,231 | $2,615,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 149,745 | $2,606,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 237,632 | $2,602,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 158,870 | $2,602,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 25,470 | $2,596,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 93,026 | $2,594,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 59,589 | $2,587,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,320,000 | $2,584,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 141,470 | $2,581,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 67,255 | $2,580,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 56,894 | $2,577,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 345,585 | $2,577,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 150,460 | $2,574,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,671 | $2,567,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,187,983 | $2,567,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 41,663 | $2,561,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 60,253 | $2,556,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 145,205 | $2,552,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 110,862 | $2,531,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 375,113 | $2,521,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 144,877 | $2,517,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 184,326 | $2,516,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 294,256 | $2,511,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 125,657 | $2,511,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 97,691 | $2,507,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 140,476 | $2,507,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 24,528 | $2,499,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 401,255 | $2,499,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 52,822 | $2,491,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 41,846 | $2,490,000 | thousands by filing date | |
| CENGAGE LEARNING INC | CM2582898 | COM | 103,698 | $2,489,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 49,700 | $2,488,000 | thousands by filing date | put |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,484,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 328,404 | $2,482,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 178,104 | $2,479,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,842,151 | $2,470,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 110,017 | $2,468,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 26,092 | $2,462,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 421,442 | $2,461,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 91,161 | $2,458,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 167,251 | $2,453,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 157,352 | $2,448,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 551,755 | $2,428,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 155,988 | $2,423,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 66,815 | $2,423,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 401,745 | $2,419,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 99,633 | $2,419,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 125,534 | $2,406,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 64,876 | $2,405,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 31,318 | $2,405,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 477,397 | $2,402,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 63,225 | $2,401,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 169,475 | $2,394,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 153,556 | $2,377,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 219,705 | $2,368,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 283,935 | $2,368,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21,492 | $2,366,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 542,456 | $2,365,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 156,991 | $2,362,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 22,888 | $2,347,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 48,337 | $2,342,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 124,188 | $2,338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 115,637 | $2,334,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 88,102 | $2,323,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 24,967 | $2,316,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 20,475 | $2,316,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 158,502 | $2,313,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 83,163 | $2,302,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 123,802 | $2,300,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 126,353 | $2,298,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 35,925 | $2,293,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 159,552 | $2,292,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 60,948 | $2,287,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 57,231 | $2,285,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 182,916 | $2,278,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 166,573 | $2,277,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 138,714 | $2,272,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 205,390 | $2,270,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 102,795 | $2,267,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 44,227 | $2,264,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 627,821 | $2,260,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 113,914 | $2,255,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 49,325 | $2,249,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,530 | $2,244,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 243,934 | $2,241,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 574,720 | $2,235,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 124,155 | $2,232,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,206 | $2,230,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 389,812 | $2,229,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 56,409 | $2,219,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 83,801 | $2,217,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 44,954 | $2,215,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 111,355 | $2,215,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 77,494 | $2,208,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 206,483 | $2,201,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 98,242 | $2,200,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 152,579 | $2,195,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 20,609 | $2,190,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 46,405 | $2,178,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 84,324 | $2,178,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 397,979 | $2,177,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 94,764 | $2,175,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 192,133 | $2,163,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 103,040 | $2,162,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 49,903 | $2,154,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 176,822 | $2,145,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 408,077 | $2,142,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 137,878 | $2,137,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 206,348 | $2,137,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 88,411 | $2,129,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 88,380 | $2,126,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 85,004 | $2,122,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 66,450 | $2,121,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 82,519 | $2,114,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 891,268 | $2,104,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018975 | this filing | 2016-08-08 | acceptance time not in the bulk data set |