13F-HR filed by CLOUGH CAPITAL PARTNERS L P
CLOUGH CAPITAL PARTNERS L P filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 209 holding rows worth $2,122,532,000.
- Accession
- 0000950123-16-017667
- Filer
- CIK 1276144
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 209 entries on the cover page, a total value of $2,122,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,122,529,000 with VALUE read as thousands by filing date, 13F file number 028-10679. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCharles I. Clough, Jr. 028-12502
- included managerJames E. Canty 028-12503
- included managerEric A. Brock 028-12501
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 5,127,274 | $69,321,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,626,907 | $67,923,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,696,559 | $66,369,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 855,954 | $52,975,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,639,600 | $49,483,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 782,023 | $45,318,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 816,538 | $44,134,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 376,819 | $42,995,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 584,780 | $42,970,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 344,104 | $42,679,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,360,950 | $42,312,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 55,489 | $41,337,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 473,364 | $39,100,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,661,507 | $35,754,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 158,926 | $35,018,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 543,995 | $33,227,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,757,400 | $32,740,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,057,040 | $31,954,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 647,101 | $31,294,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,995,100 | $29,607,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 209,830 | $29,531,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,538,100 | $29,116,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 281,350 | $28,428,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,507,555 | $27,850,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 972,362 | $26,234,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 879,600 | $25,684,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 468,200 | $24,651,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 54,000 | $23,605,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 580,933 | $22,128,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 202,394 | $21,328,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 241,470 | $20,634,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 421,894 | $20,407,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 355,200 | $19,618,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 245,050 | $19,366,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 222,300 | $19,229,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 604,200 | $18,344,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 308,300 | $18,258,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 731,241 | $18,047,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 244,000 | $18,015,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 718,860 | $17,979,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 463,081 | $17,889,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 391,400 | $16,916,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 61,550 | $16,497,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,340,700 | $16,361,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 862,000 | $16,128,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 382,831 | $15,933,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 323,200 | $15,775,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 593,600 | $15,730,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,809 | $15,112,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 86,780 | $13,408,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 548,353 | $12,903,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,276,923 | $12,884,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 252,100 | $12,882,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 276,600 | $12,881,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 72,900 | $12,532,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 191,100 | $12,162,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 83,400 | $11,975,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 114,600 | $11,887,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 423,676 | $11,859,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 517,068 | $11,686,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 149,423 | $11,662,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 209,435 | $11,092,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 83,189 | $10,642,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 165,175 | $10,551,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 186,752 | $10,326,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 862,673 | $10,162,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 485,407 | $10,096,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 578,757 | $10,018,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 383,792 | $9,867,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 763,475 | $9,505,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 177,100 | $9,346,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 112,700 | $9,258,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 272,228 | $9,192,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 155,118 | $9,022,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 49,140 | $8,990,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 583,931 | $8,928,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,044,653 | $8,363,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 602,873 | $8,223,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 101,875 | $8,098,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 108,250 | $8,075,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 303,800 | $7,814,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 545,300 | $7,798,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 530,100 | $7,782,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 403,483 | $7,763,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 107,400 | $7,676,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 436,400 | $7,541,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 221,000 | $7,348,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 502,776 | $7,285,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 104,600 | $7,158,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 399,900 | $7,150,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 91,500 | $7,128,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,291,700 | $7,091,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 132,500 | $7,074,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 225,200 | $7,074,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 201,295 | $6,945,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 247,000 | $6,471,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 62,500 | $6,389,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 69,200 | $6,072,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 216,568 | $5,873,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 133,800 | $5,672,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 43,331 | $5,657,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 200,050 | $5,561,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 192,218 | $5,413,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 265,100 | $5,286,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 152,203 | $5,158,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 373,150 | $5,129,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 917,289 | $4,953,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 414,121 | $4,949,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 34,850 | $4,783,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 316,503 | $4,722,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32,350 | $4,504,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 160,950 | $4,426,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 98,900 | $4,331,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,067,133 | $4,322,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 433,500 | $4,157,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 870,200 | $4,064,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 97,037 | $4,057,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 162,600 | $3,990,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 298,137 | $3,819,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 22,525 | $3,420,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 38,200 | $3,370,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 44,300 | $3,323,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 175,950 | $3,310,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 197,004 | $3,223,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 573,100 | $2,894,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 219,530 | $2,777,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 282,978 | $2,691,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 415,918 | $2,662,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 183,032 | $2,643,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 492,293 | $2,447,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 172,600 | $2,422,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 319,073 | $2,278,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 53,970 | $2,257,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 275,400 | $2,242,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 41,088 | $2,178,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 39,391 | $2,152,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,127,354 | $2,107,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 71,044 | $1,927,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 34,000 | $1,826,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 67,997 | $1,794,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 59,550 | $1,566,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 66,384 | $1,373,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 35,400 | $1,353,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 49,153 | $1,322,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 41,144 | $1,215,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 99,800 | $1,199,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,800 | $1,194,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 25,000 | $1,183,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 53,000 | $1,039,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,000 | $1,003,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 181,387 | $985,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 51,800 | $980,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 51,500 | $957,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 80,150 | $878,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 75,800 | $822,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 92,600 | $810,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,200 | $802,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 49,200 | $746,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 11,000 | $741,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 48,000 | $703,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,000 | $658,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 69,100 | $656,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 23,400 | $646,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 25,000 | $644,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 61,699 | $641,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 70,000 | $624,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 26,000 | $613,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 14,135 | $610,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 35,100 | $594,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 16,000 | $586,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,000 | $552,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 62,900 | $552,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 62,300 | $518,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 32,120 | $517,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 31,600 | $499,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 42,376 | $496,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 33,900 | $459,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 36,900 | $419,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 31,300 | $358,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,600 | $353,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,000 | $352,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 38,500 | $330,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26,700 | $327,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20,400 | $311,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 26,683 | $310,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,400 | $287,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 18,000 | $286,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 25,100 | $283,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 20,000 | $268,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,100 | $264,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 13,000 | $262,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 15,500 | $250,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,900 | $245,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 34,632 | $242,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,000 | $226,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,800 | $222,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,000 | $218,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 9,500 | $208,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 25,200 | $184,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 23,000 | $183,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,800 | $172,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 10,900 | $166,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,600 | $165,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $165,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,000 | $159,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 12,398 | $153,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 95,800 | $148,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 32,100 | $141,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 302,500 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017667 | this filing | 2016-05-16 | acceptance time not in the bulk data set |