13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 6,810 holding rows worth $79,253,183,000.
- Accession
- 0000950123-16-017166
- Filer
- CIK 1423053
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 8,393 entries on the cover page, a total value of $79,253,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,253,183,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 16,355 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC | 92854Q956 | PUT | 14,400 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 21,125 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 13,800 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,000,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 129,082 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 18,395 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 15,611 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 14,376 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 19,000 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BREITBURN ENERGY PARTNERS LP | 106776907 | Cmn | 66,000 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J904 | Cmn | 10,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 19,242 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,359 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Transition Therapeutics, Inc. | 893716209 | COM | 27,756 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 31,700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A952 | COM UNIT BEN INT | 14,100 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,585 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q907 | Cmn | 15,500 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 157,108 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960904 | CALL | 18,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 22,862 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 24,928 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U951 | PUT | 10,200 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 13,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R902 | Cmn | 46,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 43,116 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,502 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINN CO LLC | 535782906 | Cmn | 94,200 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPIO PHARMACEUTICALS INC | 03209T959 | COM | 15,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G900 | Cmn | 10,700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 34,425 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 25,423 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,772 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914959 | COM | 67,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 16,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 23,396 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 12,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 57,376 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,948 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAFISA S A | 362607301 | SPONS ADR | 22,318 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 26,005 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 13,510 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC CDA | 91790E102 | Stock | 13,635 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 18,036 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE SPORTS GROUP LTD | 71377G950 | Cmn | 10,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 18,952 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 12,318 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 235,617 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 12,473 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 31,535 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 12,091 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 87,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 17,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973908 | COM | 21,200 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC | 98872E108 | COM | 151,832 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P950 | Cmn | 21,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 28,895 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,890 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 14,407 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 51,122 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 17,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 14,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 25,069 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT ID INC COM | 67091J107 | Stock | 50,789 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNAL GENETICS INC | 826640104 | Cmn | 57,106 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,393 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 12,312 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 28,065 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 52,065 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 99,436 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 14,177 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 11,655 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 25,927 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 84,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 10,359 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 23,336 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 39,629 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 24,495 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642956 | COM | 34,800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 32,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,775 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVISINT CORP | 22357R103 | COM | 13,507 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 19,919 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 21,586 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 13,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,821 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 12,628 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,937 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 45,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVE VENTURES INC | 538142100 | COM | 18,662 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 18,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 27,461 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,650 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,397 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 27,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N956 | COM | 25,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 13,300 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y905 | COM | 11,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 91,019 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 17,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,459 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 12,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 11,393 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 28,373 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J901 | Cmn | 10,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNER LP | 26926V957 | Cmn | 12,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 17,541 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087903 | CALL | 11,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,282 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 22,032 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Professional Diversity Network | 74312y103 | COM | 63,510 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 16,506 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 30,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y908 | CALL | 18,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N958 | PUT | 10,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 30,817 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 12,110 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 24,261 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 26,537 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642906 | COM | 27,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 17,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 12,097 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 77,850 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 26,601 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 95,226 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 90,871 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 11,978 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 33,980 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A901 | COM UNT LTD PR | 27,900 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 11,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 31,044 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,619 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 15,730 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,873 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 90,789 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 27,718 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 10,159 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 13,403 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 23,170 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 21,407 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 12,259 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 52,828 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV Energy Partners LP Com Stock | 26926V907 | CALL | 10,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572903 | Cmn | 21,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC CMN STK | 928551950 | Cmn | 14,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 11,100 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 10,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U954 | PUT | 18,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 10,762 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 23,035 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 31,123 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 206,677 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,252 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,044 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 12,171 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 83,249 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 11,595 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,581 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 13,025 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 19,443 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 12,103 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 14,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 11,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 58,255 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 19,062 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 33,399 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 18,846 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 32,668 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 12,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 30,577 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 18,827 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,727 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 50,201 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,964 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y952 | COM | 16,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 12,521 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,101 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 20,657 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 11,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P958 | COM | 16,900 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,087 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPGEN INC | 68373L109 | COM | 12,748 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,441 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 16,904 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 23,091 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT IMAGING LTD | M37605116 | Cmn | 21,038 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPHROGENEX INC | 640667101 | Cmn | 38,899 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNWELL INDS INC | 068221100 | COM | 10,512 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,009 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 49,335 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,175 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 44,177 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,989 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,566 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 13,774 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 77,109 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,674 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 55,387 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 11,732 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 13,567 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768903 | COM | 22,700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,249 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J907 | Cmn | 22,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 20,962 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,270 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 13,922 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 15,858 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 84,143 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 20,665 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 10,352 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULL HSE RESORTS INC | 359678109 | COM | 11,293 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 20,500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,223 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 16,588 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 37,271 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 11,600 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Saexploration Holdings Inc. | 78636X105 | COM | 22,922 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 14,302 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXI ENERGY INC COM | 23286A104 | Stock | 71,941 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 19,509 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 46,829 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,979 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 27,782 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 32,096 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 14,960 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 38,197 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 11,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865958 | COM | 77,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 13,079 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 81,457 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 15,721 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICON INDS INC | 925811101 | COM | 16,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 14,516 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 15,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,490 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 12,809 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 17,832 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 72,293 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 114,093 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 27,109 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 28,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,076 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 13,838 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 17,358 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 80,639 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 13,794 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 21,227 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 43,314 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 33,169 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 16,872 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 16,554 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 22,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 14,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Medovex Corp | 58504H101 | COM | 12,297 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W952 | COM | 12,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MACROCURE LTD | M67872107 | SHS | 14,951 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,556 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 21,152 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 12,743 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,279 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 18,802 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORP | 761565900 | Cmn | 15,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 12,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 16,915 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P401 | Cmn | 42,625 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINES MGMT INC | 603432105 | COM | 22,291 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 21,050 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 15,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,665 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 11,930 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314908 | COM | 39,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 15,196 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 17,836 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 46,351 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 21,244 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 10,081 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 12,481 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 14,478 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 12,109 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q956 | Cmn | 10,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 36,009 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865908 | COM | 46,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 48,203 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 30,045 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 24,357 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 10,361 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 10,847 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 36,489 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 17,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 11,053 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 31,514 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R952 | Cmn | 10,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,820 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,093 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 12,700 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,198 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 10,392 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINNCO LLC | 535782956 | PUT | 17,900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 10,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11,813 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREESEAS INC | Y26496219 | Cmn | 391,957 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 11,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 43,262 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 24,020 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 12,600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYLINE MED INC | 83084T309 | COM NEW | 30,888 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 11,573 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 10,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTA PHARMACEUTICALS CORP | 87162T906 | Cmn | 17,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017166 | this filing | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000625 | base | 2017-01-31 | acceptance time not in the bulk data set |