13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 6,810 holding rows worth $79,253,183,000.
- Accession
- 0000950123-16-017166
- Filer
- CIK 1423053
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 8,393 entries on the cover page, a total value of $79,253,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,253,183,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 11,000 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 41,101 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 128,552 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270953 | Cmn | 11,100 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T950 | Cmn | 16,500 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,612 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286830 | EXCHANGE TRADED | 16,801 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218909 | COM | 17,000 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 39,600 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 113,600 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,888 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 22,535 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 10,387 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,369 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC | 88322Q908 | COM | 17,400 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,286 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HI-CRUSH PARTNERS LP | 428337959 | COM UNIT LTD | 29,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORP | 376535950 | COM | 19,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELADOC HEALTH INC | 87918A955 | PUT | 15,300 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 16,300 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 81,373 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BILL BARRETT CORP | 06846N954 | COM | 23,700 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 872625108 | COM | 20,136 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER COMMON STOCK TDW | 886423952 | Cmn | 21,400 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 21,313 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 22,698 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 20,900 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864107 | COM | 26,485 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST HORIZON CORPORATION | 320517905 | COM | 11,000 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 14,170 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L904 | CALL | 15,600 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,036 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672906 | Equity Call | 12,300 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL NET LEASE INC | 379378102 | COM | 16,663 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881957 | COM | 37,800 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 11,700 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174951 | COM | 21,100 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HYDROGENICS CORP NEW | 448883907 | CALL | 17,500 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,168 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 224633107 | COM | 21,891 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496901 | CALL | 16,300 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751953 | PUT | 24,200 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOMBARD MED INC | G55598109 | COM | 135,597 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 10,134 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,432 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 150,869 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC | 020520102 | COM | 13,616 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 14,602 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINANCIAL CORP | 675746959 | COM | 56,500 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 11,800 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,179 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,010 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 19,797 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 34,819 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 31,448 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 13,682 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 13,804 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFICIAL BANCORP INC | 08171T902 | CALL | 10,100 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ETSY INC | 29786A956 | PUT | 15,700 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 46,700 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 15,515 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE RESIDENTIAL CORP | 02153W950 | PUT | 11,400 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 10,000 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 24,379 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THIRD PT REINS LTD | G8827U100 | COM | 11,883 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIMBLE STORAGE INC | 65440R901 | CALL | 17,200 | $135,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,296 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 12,900 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC NEW | 282914900 | COM | 13,300 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 60,865 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARE COM INC | 141633107 | COM | 21,777 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 23,724 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP | 284902903 | COM | 42,100 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868953 | COM | 13,300 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,783 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677956 | PUT | 21,900 | $132,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LAREDO PETE HLDGS INC | 516806956 | COM | 16,600 | $132,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK MUTUAL CORP | 063750103 | COM | 17,349 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 31,800 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 19,200 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC | 69423U955 | COM | 27,900 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 21,087 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645108 | COMMON STOCK | 22,625 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A908 | Cmn | 20,500 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890906 | Cmn | 46,200 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 13,400 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 12,413 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 16,300 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L952 | PUT | 13,200 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NMI HLDGS INC | 629209305 | COM | 25,362 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,916 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC | 031652900 | COM | 21,800 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 14,400 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 42,900 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P903 | COM | 16,400 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,173 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y109 | COM | 18,645 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUCKUS WIRELESS INC | 781220958 | Cmn | 12,800 | $126,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,087 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC | 227046959 | PUT | 13,000 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461956 | PUT | 11,500 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G902 | CALL | 14,000 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 32,538 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 143,025 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 12,800 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 15,600 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 14,500 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,536 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 148411901 | COM | 45,400 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC | 68234X902 | CALL | 12,200 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 11,284 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA COMPRESSION PARTNERS LP | 90290N909 | COM UNIT LTDPAR | 10,400 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 64,887 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764957 | COM | 16,300 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 33,282 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043951 | COM | 14,200 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS I | 88165N905 | CALL | 26,400 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RETAILMENOT INC | 76132B956 | COM SER 1 | 15,200 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 10,162 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 17,200 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 10,215 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 76,607 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 77,500 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M905 | Cmn | 12,000 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 21,955 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 30,700 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 22,400 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035905 | CALL | 14,700 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q907 | Cmn | 116,900 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 237,298 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 20,800 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A902 | CALL | 36,400 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK HLDGS CORP | 27033X901 | COM | 20,900 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 20,103 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238309 | COM | 25,347 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 14,900 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV | N22035904 | CALL | 22,700 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORTONWORKS INC | 440894903 | CALL | 10,400 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,343 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 12,500 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710902 | COM PAR $.01 | 19,600 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 40,929 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M957 | COM UNIT REPST | 15,300 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 29,365 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K950 | COM | 14,300 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GASLOG LTD | G37585959 | SHS | 11,800 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 23,100 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 21,000 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,893 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 26,100 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,322 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC | 358039905 | COM | 15,400 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 11,880 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G954 | PUT | 42,500 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 30,828 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 24,608 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 13,200 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 24,485 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P109 | COM | 11,868 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAI AVIATION LTD | 34960P101 | COM | 11,134 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 12,487 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN MIDSTREAM PARTNERS | 02752P900 | CALL | 16,100 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 144,179 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,375 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 28,800 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILSHIRE BANCORP INC | 97186T108 | COM | 10,616 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,501 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914909 | COM | 218,900 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227959 | Cmn | 34,700 | $109,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163900 | CALL | 14,000 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,611 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 16,518 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691903 | CALL | 10,500 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 25,085 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,040 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P906 | COM | 48,800 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,441 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H958 | PUT | 21,600 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048950 | PUT | 50,400 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75,738 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,002 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 11,800 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 40,052 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS LP | Y62267952 | Cmn | 85,500 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 56,300 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 14,258 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC | 92337F957 | COM | 19,200 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 12,200 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,551 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,729 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,560 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 83,002 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 13,094 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP958 | Cmn | 23,100 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868903 | COM | 10,300 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723950 | COM | 15,500 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIMBLE STORAGE INC | 65440R951 | COM | 13,100 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710900 | COM NEW | 15,600 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON INC | 86732Y109 | COM | 188,721 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 45,487 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 29,400 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 26,275 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W905 | CALL | 15,400 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,650 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 22,909 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OOMA INC | 683416951 | PUT | 16,900 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 62,346 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WP GLIMCHER IN | 92939N902 | Cmn | 10,500 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 261,719 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,629 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,193 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 29,700 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q951 | PUT | 10,400 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 10,185 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J906 | CALL | 10,700 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J956 | PUT | 10,600 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 33,174 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,957 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 47,587 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U955 | Cmn | 22,400 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R956 | Cmn | 29,600 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480950 | COM UNIT RP IN | 11,300 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 39,000 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 164,126 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U904 | CALL | 21,200 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC | 031652950 | PUT | 16,100 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 16,668 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 11,129 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 76,214 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 16,136 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 104,184 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 255,105 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 20,400 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 10,266 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER ROAD INC | 02318Y108 | COM | 17,427 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K957 | PUT | 16,500 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550955 | PUT | 13,500 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JINPAN INTL LTD | G5138L100 | ORD | 15,941 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 10,900 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C955 | COM NEW | 11,600 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 20,543 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO | 163851908 | CALL | 13,200 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 13,812 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571908 | COM | 21,300 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 75,123 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV | N22035954 | PUT | 17,800 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON INC | 86732YAH2 | Bond | 2,500,000 | $92,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK INC | 03957W906 | COM | 11,400 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 22,900 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 51,874 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 17,766 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 13,700 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H901 | Cmn | 10,900 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W905 | COM NEW | 12,600 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 11,879 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCW CONV SECS FD INC | 872340104 | COM | 16,817 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 17,300 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 19,400 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 168,104 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 48,120 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVESTMENT GRP-CL A | 34958B906 | COM | 18,200 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163953 | COM | 29,400 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 88,654 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOLOGIX INC | 29266S106 | COM | 10,245 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A908 | COM | 10,600 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC | 452907108 | COM | 34,000 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 39,705 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 42,816 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 27,100 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T900 | CALL | 11,400 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,434 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 38,102 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDUSTRIES INC DEL | 343389952 | COMM | 11,400 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RES INC | 74139C902 | COM | 15,700 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238959 | COM NEW | 18,000 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 12,339 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORP | 452521907 | COM | 10,100 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 98,324 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 10,800 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 39,578 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,150 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 26,600 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 25,200 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,678 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 42,997 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 14,062 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L906 | COM | 36,100 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 13,500 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,601 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D957 | PUT | 10,000 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,316 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,120 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,844 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINANCIAL CORP | 675746909 | COM | 32,100 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 18,100 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354955 | SHS | 95,900 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B102 | COM | 37,148 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,934 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,716 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W903 | Cmn | 14,100 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 24,503 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XACTLY CORP | 98386L101 | COM | 11,327 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W908 | CALL | 12,400 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q957 | Cmn | 75,700 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,351 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,678 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 10,600 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 25,449 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 11,274 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 17,854 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111909 | COM | 24,300 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,157 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,083 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 30,419 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,519 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 21,321 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 30,924 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOMEDICS INC CMN STK | 452907908 | Cmn | 30,300 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916953 | PUT | 10,100 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 14,627 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,100 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC | 16934W906 | CALL | 14,600 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCP International Holdings Ltd | H84689100 | COMMON | 61,728 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238909 | CALL | 16,100 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 63,270 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,395 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 10,252 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 28,800 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 13,000 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 10,700 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K901 | CALL | 10,500 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,714 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212102 | COM | 12,781 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P900 | Cmn | 49,600 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 13,859 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 45,400 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F906 | Cmn | 15,400 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 15,500 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927952 | COM | 35,700 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793953 | COM | 44,800 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797950 | PUT | 14,300 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082957 | COM UNIT LP | 22,100 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 134,995 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 13,300 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,183 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 129,866 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 14,542 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,851 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,917 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,679 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 90,000 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 13,149 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vivus Inc. | 928551900 | Call | 47,900 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 10,900 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 14,700 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X900 | CALL | 18,800 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K903 | CALL | 10,400 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163903 | COM | 22,200 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 78,481 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,635 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 67,345 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 46,009 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lion Biotechnologies | 53619R102 | COM | 12,633 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X950 | PUT | 18,000 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J953 | PUT | 11,600 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M902 | COM | 11,800 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,629 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R958 | Cmn | 11,000 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 20,300 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 10,800 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,694 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 29,094 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 35,282 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,200 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP | 07317Q905 | COM | 15,300 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC | 580037109 | COM | 15,000 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571958 | COM | 14,200 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 11,000 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 80,053 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P952 | COM NEW | 29,100 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011532958 | COM CL A | 11,300 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J958 | PUT | 10,300 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 44,100 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G955 | COM NEW | 14,500 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 19,130 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M951 | PUT | 14,000 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 46,117 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 11,439 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797900 | COM NEW | 12,000 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 128,726 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,557 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 22,067 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 13,268 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 92,622 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 36,421 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 51,835 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 143,150 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,812 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 19,700 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198909 | CALL | 10,500 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 16,900 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082907 | CALL | 17,700 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 13,635 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,526 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 150,442 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 13,800 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 21,301 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI LTD | G10082950 | Cmn | 88,500 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828909 | COM PAR | 20,700 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055ESC206 | Bond | 1,000,000 | $55,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 12,372 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 25,445 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 35,004 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X906 | CALL | 13,700 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 30,056 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 19,744 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E902 | Cmn | 14,200 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 19,900 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 12,600 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KLONDEX MNS LTD | 498696103 | COM | 19,442 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,690 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 11,000 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 39,200 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 19,852 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111959 | COM | 16,300 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q906 | Cmn | 52,600 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,224 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 25,159 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 22,240 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 30,335 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 24,089 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 15,052 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,266 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A902 | COM | 15,700 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A952 | COM | 15,800 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 13,933 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 10,348 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,159 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092909 | COM | 10,700 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 44,014 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 103,720 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 14,763 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 17,519 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 11,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 19,200 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,222 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,096 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD NATURAL RESOURCES | 92205F956 | Cmn | 32,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,290 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742907 | COM | 14,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 21,700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC | 379606106 | Cmn | 231,340 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 26,316 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 13,900 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 19,374 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HLDGS INC | 68620A904 | COM | 20,700 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,106 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 14,753 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 24,285 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354905 | SHS | 53,100 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X105 | COM | 16,011 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 20,109 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 11,099 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 29,774 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P909 | SHS | 11,400 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 35,182 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 10,511 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 56,476 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 10,227 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 31,819 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETROLEUM LTD | 707887955 | COM | 45,000 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 22,300 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 25,965 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,090 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 22,378 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 29,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301956 | PUT | 13,800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L908 | COM | 19,200 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833904 | COM | 24,800 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793903 | COM | 26,100 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 10,511 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y958 | PUT | 33,000 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 10,154 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T955 | COM | 17,200 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 10,216 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,193 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 57,574 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A953 | COM | 34,700 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 12,165 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 51,416 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 16,283 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M905 | CALL | 18,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 19,717 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 22,237 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,226 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 27,987 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 17,818 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 10,724 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 27,954 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 13,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-017166 | this filing | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000625 | base | 2017-01-31 | acceptance time not in the bulk data set |