13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-22, with 4,169 holding rows worth $2,382,996,000.
- Accession
- 0000950123-16-015939
- Filer
- CIK 1422771
- Filed
- 2016-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,187 entries on the cover page, a total value of $2,382,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,383,798,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 380 | $7,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 38 | $7,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 200 | $7,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 219 | $7,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 900 | $7,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 168 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,495 | $7,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 801 | $7,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 200 | $7,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 100 | $7,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 68 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 563 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,000 | $7,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 412 | $7,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 270 | $7,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,350 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,555 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 483 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 201 | $7,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 156 | $7,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 260 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 252 | $7,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 146 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 271 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 500 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 588 | $7,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 347 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,000 | $7,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 500 | $7,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 664 | $7,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 2,694 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 309 | $7,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 4,000 | $7,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 685 | $6,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 151 | $6,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 105 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 144 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,100 | $6,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 548 | $6,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 116 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 133 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 271 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 45 | $6,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 69 | $6,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 118 | $6,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 114 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 511 | $6,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 211 | $6,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 70 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 100 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 70 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 171 | $6,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 174 | $6,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 218 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,074 | $6,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 141 | $6,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 60 | $6,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 693 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 60 | $6,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 184 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 300 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 225 | $6,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 122 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,525 | $6,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 802 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 106 | $6,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 375 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 91 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 340 | $6,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 556 | $6,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 124 | $6,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,015 | $6,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 250 | $6,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 232 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 706 | $6,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 454 | $6,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 119 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 103 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 130 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 100 | $6,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 125 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 115 | $6,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 175 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 144 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,617 | $6,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 191 | $6,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 150 | $6,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 197 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 173 | $6,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 379 | $6,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 370 | $6,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 150 | $6,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $6,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 750 | $6,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 607 | $6,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 115 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,000 | $6,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 600 | $6,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 200 | $6,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 193 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 261 | $6,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 426 | $6,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 174 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 180 | $6,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 407 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 400 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 199 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 715 | $6,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 505 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 511 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 300 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 625 | $6,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 3,511 | $6,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 269 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 200 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 330 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 383 | $6,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 920 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 250 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 5,000 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 61 | $6,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 224 | $6,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 5,000 | $6,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 261 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 3,000 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 39 | $5,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 51 | $5,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 175 | $5,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 158 | $5,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 143 | $5,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 69 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 150 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 150 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10 | $5,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 778 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 250 | $5,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 427 | $5,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 180 | $5,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 250 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 184 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 284 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 100 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 128 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 120 | $5,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 265 | $5,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 800 | $5,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 101 | $5,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 12 | $5,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 171 | $5,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 51 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 195 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 484 | $5,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 53 | $5,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 215 | $5,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 255 | $5,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 100 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 136 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 96 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $5,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 280 | $5,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 520 | $5,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 500 | $5,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 425 | $5,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 391 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 607 | $5,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,000 | $5,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 343 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 400 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,500 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 105 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 604 | $5,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 131 | $5,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 530 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 635 | $5,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 160 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 750 | $5,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 96 | $5,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 120 | $5,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 117 | $5,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 445 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 376 | $5,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,000 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,000 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 142 | $5,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 157 | $5,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 310 | $5,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 485 | $5,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 100 | $5,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 89 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,000 | $5,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,301 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 209 | $5,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 161 | $5,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 229 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 411 | $5,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 510 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,800 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,000 | $5,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 312 | $5,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 320 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 275 | $5,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 202 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 250 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 355 | $5,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 700 | $5,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 8,000 | $5,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 126 | $5,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 73 | $5,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 284 | $4,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 154 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 184 | $4,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 76 | $4,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 345 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 75 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 130 | $4,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 48 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 300 | $4,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 220 | $4,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 92 | $4,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 99 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 170 | $4,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 89 | $4,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 482 | $4,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 431 | $4,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 86 | $4,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 130 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 67 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 645 | $4,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 100 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,551 | $4,000 | thousands by filing date | |
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| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 63 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 70 | $4,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 62 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 145 | $4,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 200 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 40 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 92 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 118 | $4,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 81 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 65 | $4,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 232 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 106 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 80 | $4,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 218 | $4,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 52 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 250 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 300 | $4,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 59 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 241 | $4,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100 | $4,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 380 | $4,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 113 | $4,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 91 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 563 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 225 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 110 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 200 | $4,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 132 | $4,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,000 | $4,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 153 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,235 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 90 | $4,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 255 | $4,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 27 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 416 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 131 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 400 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 125 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,275 | $4,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 255 | $4,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 100 | $4,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 332 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 254 | $4,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,838 | $4,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 10 | $4,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 227 | $4,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 782 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 210 | $4,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 55 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,000 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 400 | $4,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 172 | $4,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 109 | $4,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 45 | $4,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 200 | $4,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 92 | $4,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 500 | $4,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,450 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 106 | $4,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 143 | $4,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 150 | $4,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 174 | $4,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 177 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,700 | $4,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 181 | $4,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 209 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 250 | $4,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 523 | $4,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 124 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 73 | $4,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 1,000 | $4,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 2,000 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 86 | $4,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 256 | $4,000 | thousands by filing date | |
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| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 67 | $4,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 377 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 268 | $4,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 155 | $4,000 | thousands by filing date | |
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| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $4,000 | thousands by filing date | |
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| RSP PERMIAN INC | 74978Q105 | COM | 139 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 236 | $4,000 | thousands by filing date | |
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| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 409 | $4,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 38 | $4,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 4,000 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 62 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,000 | $4,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 451 | $4,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,000 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 35 | $4,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 41 | $4,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 175 | $3,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 67 | $3,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 80 | $3,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 42 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 26 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 82 | $3,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 53 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 100 | $3,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 80 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 146 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 104 | $3,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 247 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 232 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 123 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50 | $3,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 166 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 750 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 184 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 230 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $3,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 384 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 178 | $3,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 500 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 109 | $3,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 100 | $3,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 500 | $3,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 263 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 47 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 575 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 60 | $3,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 58 | $3,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 76 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 200 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $3,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 240 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 46 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 246 | $3,000 | thousands by filing date | |
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| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 215 | $3,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 210 | $3,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 85 | $3,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 350 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 127 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $3,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 94 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 377 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 76 | $3,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 208 | $3,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 335 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 525 | $3,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 75 | $3,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 66 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 100 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 425 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 75 | $3,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 124 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 112 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 59 | $3,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 417 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 200 | $3,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 375 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 174 | $3,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 449 | $3,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 113 | $3,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 531 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 650 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 200 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 80 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 93 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 225 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 117 | $3,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 173 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 400 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 279 | $3,000 | thousands by filing date | |
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| SHUTTERFLY INC | 82568P304 | COM | 68 | $3,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,344 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 142 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 156 | $3,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 34 | $3,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $3,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $3,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 450 | $3,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 300 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 87 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 199 | $3,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 125 | $3,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 40 | $3,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 50 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 74 | $3,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,500 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,333 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 840 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 88 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 150 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 68 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 215 | $3,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 350 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 34 | $3,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 500 | $3,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 178 | $3,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 250 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 39 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 69 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,000 | $3,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 455 | $3,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $3,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 274 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 40 | $3,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 100 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 200 | $3,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 100 | $2,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 75 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 50 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 102 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 56 | $2,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 75 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,540 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $2,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28 | $2,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 31 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 25 | $2,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 124 | $2,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 67 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-015939 | this filing | 2016-04-22 | acceptance time not in the bulk data set |