13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-22, with 4,169 holding rows worth $2,382,996,000.
- Accession
- 0000950123-16-015939
- Filer
- CIK 1422771
- Filed
- 2016-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,187 entries on the cover page, a total value of $2,382,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,383,798,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC COM | 92343E102 | Stock | 370 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,204 | $33,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,116 | $33,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,765 | $33,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,323 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,525 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,233 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 572 | $33,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 367 | $33,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,000 | $33,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,809 | $33,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,152 | $33,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,165 | $33,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,019 | $33,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,275 | $33,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 5,131 | $33,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 314 | $32,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 828 | $32,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,457 | $32,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 789 | $32,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 560 | $32,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 8,808 | $32,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,365 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 718 | $32,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 203 | $32,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 178 | $32,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,202 | $32,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 613 | $32,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,000 | $32,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 4,031 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 993 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 718 | $32,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,988 | $32,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 577 | $32,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,093 | $32,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,546 | $32,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 3,740 | $32,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 536 | $32,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 850 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,369 | $32,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 842 | $32,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 702 | $32,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 698 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 278 | $31,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 557 | $31,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,811 | $31,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 486 | $31,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 278 | $31,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 348 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,163 | $31,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,061 | $31,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,056 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,264 | $31,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 389 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 470 | $30,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,513 | $30,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 505 | $30,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 742 | $30,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 286 | $30,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,932 | $30,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,340 | $30,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 7,437 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 982 | $30,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 650 | $30,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,240 | $30,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 830 | $30,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,729 | $30,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,997 | $30,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 623 | $30,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 418 | $30,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,736 | $30,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,000 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 534 | $30,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,300 | $30,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 8,710 | $30,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 813 | $30,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 1,608 | $30,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,192 | $30,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 11,000 | $30,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,368 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,417 | $30,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 3,074 | $30,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 850 | $30,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 602 | $29,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 158 | $29,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,884 | $29,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 430 | $29,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,648 | $29,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,865 | $29,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 674 | $29,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,532 | $29,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,078 | $29,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 472 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,578 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,055 | $29,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,840 | $29,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,616 | $29,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,341 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 930 | $29,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 395 | $28,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 929 | $28,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 832 | $28,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 838 | $28,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 680 | $28,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,533 | $28,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 365 | $28,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,025 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,826 | $28,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 783 | $28,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,971 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 615 | $28,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,131 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,118 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,000 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 932 | $28,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,734 | $28,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 436 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,200 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 606 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 446 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 685 | $28,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 435 | $28,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,053 | $28,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 967 | $28,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 764 | $28,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 617 | $28,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,005 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 1,170 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 353 | $28,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,690 | $28,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,166 | $28,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,420 | $28,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 491 | $27,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 994 | $27,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 500 | $27,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 230 | $27,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 821 | $27,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 325 | $27,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 949 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 644 | $27,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,700 | $27,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 345 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 745 | $27,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,786 | $27,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,580 | $27,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,000 | $27,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,208 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,140 | $27,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,000 | $27,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,282 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 569 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 448 | $27,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,696 | $27,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,752 | $27,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 467 | $27,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 7,000 | $27,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 8,475 | $27,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,921 | $27,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 516 | $26,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 650 | $26,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 578 | $26,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 221 | $26,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,046 | $26,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 693 | $26,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,037 | $26,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,000 | $26,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,546 | $26,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 958 | $26,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 252 | $26,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 466 | $26,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,190 | $26,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,424 | $26,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,419 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 257 | $26,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 864 | $25,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 335 | $25,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 157 | $25,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 759 | $25,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,042 | $25,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 788 | $25,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 712 | $25,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 347 | $25,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,354 | $25,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,599 | $25,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,111 | $25,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $25,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,338 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 563 | $25,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,816 | $25,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 833 | $25,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,186 | $25,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 738 | $25,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 623 | $25,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,105 | $25,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,258 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 485 | $25,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,788 | $25,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 25,000 | $25,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,551 | $25,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 989 | $24,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 816 | $24,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,444 | $24,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 499 | $24,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 720 | $24,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 640 | $24,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 179 | $24,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 298 | $24,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 305 | $24,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,063 | $24,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 996 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 389 | $24,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 907 | $24,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,987 | $24,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 142 | $24,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 800 | $24,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,465 | $24,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 740 | $24,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 960 | $24,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,397 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,375 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 300 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $24,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 926 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 930 | $24,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,262 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,359 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 795 | $23,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,000 | $23,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,010 | $23,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 860 | $23,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 329 | $23,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 213 | $23,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 476 | $23,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 373 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,400 | $23,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 553 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 370 | $23,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 520 | $23,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 357 | $23,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,599 | $23,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,254 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,924 | $23,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 300 | $23,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,519 | $23,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 30,000 | $23,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 5,616 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 232 | $23,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,961 | $23,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 553 | $23,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 328 | $22,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,436 | $22,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 739 | $22,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 256 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 502 | $22,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 361 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,147 | $22,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 536 | $22,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 625 | $22,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 207 | $22,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,350 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,906 | $22,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,462 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,149 | $22,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,831 | $22,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 1,500 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 419 | $21,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 9,407 | $21,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 819 | $21,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,595 | $21,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 560 | $21,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 58 | $21,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,675 | $21,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 538 | $21,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 382 | $21,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,450 | $21,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,459 | $21,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,000 | $21,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 621 | $21,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 300 | $21,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 909 | $21,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 316 | $21,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 700 | $21,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 392 | $21,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 685 | $21,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,300 | $21,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 144 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,918 | $21,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 476 | $21,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 467 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 515 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 855 | $21,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 793 | $20,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 783 | $20,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 760 | $20,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 550 | $20,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 376 | $20,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 517 | $20,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 211 | $20,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 734 | $20,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 131 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 305 | $20,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,790 | $20,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 594 | $20,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 200 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 800 | $20,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,348 | $20,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 3,691 | $20,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 400 | $20,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 538 | $20,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 2,009 | $20,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 560 | $20,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 270 | $20,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,496 | $20,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,780 | $20,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 313 | $20,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,193 | $20,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 325 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 577 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 5,679 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 350 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 777 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 676 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 808 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 966 | $20,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 20,000 | $20,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 802 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X820 | Cmn | 4,836 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 817 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 6,620 | $19,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,615 | $19,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 281 | $19,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 243 | $19,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 455 | $19,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 117 | $19,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,202 | $19,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 369 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,046 | $19,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,202 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 650 | $19,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 531 | $19,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,505 | $19,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 506 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 267 | $19,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 440 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,087 | $19,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,050 | $19,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,199 | $19,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 255 | $19,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 489 | $19,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,133 | $19,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,000 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,785 | $19,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 361 | $19,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,287 | $19,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,132 | $19,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,315 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 661 | $19,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,500 | $19,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 497 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 485 | $19,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 185 | $19,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 850 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 178 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 230 | $18,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 600 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 841 | $18,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 596 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 550 | $18,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 492 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,313 | $18,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,150 | $18,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 249 | $18,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 598 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 420 | $18,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,603 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,200 | $18,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,615 | $18,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 570 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 251 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 469 | $18,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,156 | $18,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 150 | $18,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,093 | $18,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 328 | $18,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 9,738 | $18,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,391 | $18,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,411 | $18,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,655 | $18,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,000 | $18,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,537 | $18,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,080 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1,023 | $18,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 720 | $17,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 866 | $17,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 130 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 429 | $17,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 107 | $17,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 561 | $17,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 178 | $17,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,389 | $17,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 622 | $17,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,238 | $17,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,765 | $17,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,046 | $17,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,285 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 700 | $17,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 554 | $17,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 500 | $17,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,105 | $17,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,342 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,576 | $17,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 266 | $17,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,390 | $17,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 829 | $17,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 316 | $17,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 431 | $17,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 611 | $17,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 373 | $17,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 571 | $17,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 453 | $17,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,762 | $17,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 1,021 | $17,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 190 | $17,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,000 | $17,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $17,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,442 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 770 | $17,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2,000 | $17,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 17,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 180 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 338 | $16,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 215 | $16,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 925 | $16,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 495 | $16,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 192 | $16,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 400 | $16,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,265 | $16,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 170 | $16,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 226 | $16,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 180 | $16,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 211 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 522 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 372 | $16,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 242 | $16,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 495 | $16,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 293 | $16,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13 | $16,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 432 | $16,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 117 | $16,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 414 | $16,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,110 | $16,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 503 | $16,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 550 | $16,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,223 | $16,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 969 | $16,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,000 | $16,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 6,864 | $16,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 492 | $16,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 786 | $16,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,000 | $16,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 459 | $16,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 498 | $16,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 600 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 419 | $16,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 627 | $16,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,000 | $16,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,152 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 1,062 | $16,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,794 | $16,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 605 | $16,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 601 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 420 | $16,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,201 | $16,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 502 | $16,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 320 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 475 | $16,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 558 | $15,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 381 | $15,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 782 | $15,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,227 | $15,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 230 | $15,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 134 | $15,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 863 | $15,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 341 | $15,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 929 | $15,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 157 | $15,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 286 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,428 | $15,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,100 | $15,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 464 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,081 | $15,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 224 | $15,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,958 | $15,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 510 | $15,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,100 | $15,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,284 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 339 | $15,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,739 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 518 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-015939 | this filing | 2016-04-22 | acceptance time not in the bulk data set |