13F-HR filed by CLOUGH CAPITAL PARTNERS L P
CLOUGH CAPITAL PARTNERS L P filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 194 holding rows worth $2,138,549,000.
- Accession
- 0000950123-16-015114
- Filer
- CIK 1276144
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 194 entries on the cover page, a total value of $2,138,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,138,544,000 with VALUE read as thousands by filing date, 13F file number 028-10679. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCharles I. Clough, Jr. 028-12502
- included managerJames E. Canty 028-12503
- included managerEric A. Brock 028-12501
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 1,970,007 | $101,948,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,750,329 | $78,957,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,568,074 | $76,881,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,140,001 | $55,757,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 5,368,657 | $47,405,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,417,101 | $45,390,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,335,160 | $42,471,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 787,523 | $40,841,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 624,938 | $38,727,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,053,654 | $37,447,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 594,480 | $36,269,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,742,500 | $35,826,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 337,619 | $35,335,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 552,225 | $33,150,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 405,864 | $32,234,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,224,652 | $32,191,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 258,804 | $32,011,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 623,800 | $31,857,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 126,406 | $28,877,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 345,370 | $28,068,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 815,600 | $28,065,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 863,000 | $27,845,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 493,095 | $27,825,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 269,340 | $26,824,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 986,662 | $25,545,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 274,094 | $24,403,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 31,365 | $24,402,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,868,889 | $24,053,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31,545 | $23,939,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 889,600 | $23,708,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 589,033 | $22,430,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 169,725 | $21,356,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 426,094 | $19,485,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,421,812 | $19,066,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,421,100 | $19,029,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 389,800 | $18,936,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 130,768 | $18,922,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 470,781 | $18,478,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 270,900 | $17,888,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 471,153 | $17,579,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 139,930 | $17,544,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 118,986 | $17,411,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 221,200 | $17,342,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 701,690 | $16,841,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 210,846 | $16,752,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 52,600 | $16,438,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 613,841 | $15,972,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 726,222 | $15,897,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 220,276 | $15,296,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 193,670 | $14,461,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,738,353 | $14,098,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 370,892 | $13,771,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 405,503 | $13,767,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 146,550 | $13,609,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 385,400 | $13,601,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 755,900 | $13,470,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 440,490 | $13,281,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 236,600 | $13,127,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 29,400 | $12,750,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 89,014 | $12,512,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,022,700 | $12,395,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 801,573 | $12,232,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 103,350 | $11,821,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,435,555 | $11,628,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 116,600 | $11,400,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 60,300 | $11,399,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 208,600 | $11,221,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 287,695 | $11,131,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 163,999 | $11,091,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 234,700 | $10,970,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 175,385 | $10,553,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 387,100 | $10,440,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 207,897 | $10,137,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 153,400 | $10,134,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 497,100 | $9,867,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,087,233 | $9,133,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 362,383 | $8,755,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 693,600 | $8,615,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,703,100 | $8,601,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 157,218 | $8,120,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 115,165 | $7,922,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 125,800 | $7,910,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 280,403 | $7,781,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 604,771 | $7,662,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,061,354 | $7,642,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 383,911 | $7,624,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 100,000 | $7,600,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 514,400 | $7,330,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 444,400 | $7,301,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 257,837 | $7,256,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 83,476 | $7,226,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 278,404 | $7,141,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 38,253 | $6,829,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,112,954 | $6,783,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 398,200 | $6,622,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 44,000 | $6,556,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 208,100 | $6,457,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 146,100 | $6,412,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 132,800 | $6,324,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 392,950 | $6,210,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 186,935 | $5,982,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 345,048 | $5,693,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 79,900 | $5,656,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 212,968 | $5,516,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 137,020 | $5,196,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 96,700 | $4,978,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 158,200 | $4,945,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 85,300 | $4,612,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 159,200 | $4,542,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 413,218 | $4,285,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 587,000 | $3,974,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 202,600 | $3,947,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 345,521 | $3,891,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 76,254 | $3,788,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 81,800 | $3,345,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 182,732 | $3,254,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 541,298 | $2,874,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 90,274 | $2,836,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,400 | $2,615,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 136,064 | $2,585,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 97,300 | $2,581,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 141,700 | $2,555,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 190,000 | $2,548,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 255,278 | $2,527,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,300 | $2,483,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 36,500 | $2,417,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 72,778 | $2,406,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 330,373 | $2,313,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 427,293 | $2,286,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 56,784 | $1,965,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 116,900 | $1,851,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 94,400 | $1,714,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 91,300 | $1,684,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 283,800 | $1,680,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 56,987 | $1,549,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 54,900 | $1,510,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,716 | $1,483,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 85,300 | $1,483,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 78,400 | $1,415,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 44,200 | $1,237,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 147,402 | $1,154,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 130,360 | $1,137,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,800 | $1,057,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 53,000 | $1,007,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 110,000 | $965,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,000 | $935,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 63,600 | $777,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 63,050 | $716,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 35,100 | $699,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 33,862 | $661,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 35,400 | $521,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,000 | $518,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,100 | $516,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 41,400 | $513,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 51,700 | $512,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,800 | $507,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 33,900 | $448,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 37,100 | $394,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 38,500 | $391,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 36,800 | $388,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 36,600 | $385,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 31,900 | $384,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 66,100 | $367,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 28,090 | $359,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,943 | $356,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 30,000 | $344,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 28,700 | $342,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 16,500 | $337,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,200 | $332,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 28,500 | $329,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 20,400 | $322,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 17,600 | $281,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 5,300 | $280,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 12,100 | $266,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,500 | $265,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 24,400 | $264,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 18,300 | $262,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 13,600 | $259,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,100 | $259,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 16,900 | $256,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 21,700 | $255,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 15,500 | $253,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,400 | $252,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 34,632 | $251,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 26,300 | $249,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,100 | $242,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 37,032 | $203,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,900 | $193,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 11,658 | $177,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 15,298 | $174,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 17,000 | $131,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 95,800 | $126,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,800 | $125,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 313,400 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-015114 | this filing | 2016-02-16 | acceptance time not in the bulk data set |