13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 5,160 holding rows worth $24,322,380,000.
- Accession
- 0000950123-16-014138
- Filer
- CIK 5272
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 12,273 entries on the cover page, a total value of $24,322,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,322,380,148 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,678 | $43,000 | dollars, detected | |
| TECK RESOURCES LTD CLS B | 878742956 | EQUITY | 11,201 | $43,000 | dollars, detected | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1,085 | $43,000 | dollars, detected | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,673 | $43,000 | dollars, detected | |
| ALIMERA SCIENCES INC | 016259103 | COM | 17,812 | $43,000 | dollars, detected | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 977 | $43,000 | dollars, detected | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,223 | $43,000 | dollars, detected | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 3,359 | $43,000 | dollars, detected | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 40,017 | $43,000 | dollars, detected | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,253 | $42,000 | dollars, detected | |
| AES TR III | 00808N202 | PFD CV 6.75% | 834 | $42,000 | dollars, detected | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 82,640 | $42,000 | dollars, detected | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,761 | $42,000 | dollars, detected | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 13,183 | $42,000 | dollars, detected | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 3,349 | $42,000 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 6,673 | $41,000 | dollars, detected | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,440 | $41,000 | dollars, detected | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8,997 | $41,000 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,040 | $41,000 | dollars, detected | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,011 | $41,000 | dollars, detected | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,050 | $41,000 | dollars, detected | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 4,000 | $41,000 | dollars, detected | |
| REX ENERGY CORPORATION | 761565100 | COM | 39,610 | $41,000 | dollars, detected | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 630 | $41,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,268 | $41,000 | dollars, detected | |
| CORIUM INTL INC | 21887L107 | COM | 5,089 | $41,000 | dollars, detected | |
| VINCE HLDG CORP | 92719W108 | COM | 9,017 | $41,000 | dollars, detected | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 8,022 | $40,000 | dollars, detected | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $40,000 | dollars, detected | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,293 | $40,000 | dollars, detected | |
| NEW GERMANY FD INC | 644465106 | COM | 2,712 | $40,000 | dollars, detected | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,332 | $40,000 | dollars, detected | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 538 | $40,000 | dollars, detected | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 4,000 | $40,000 | dollars, detected | |
| CORMEDIX INC | 21900C100 | COM | 19,687 | $40,000 | dollars, detected | |
| FLEX PHARMA INC | 33938A105 | COM | 3,184 | $40,000 | dollars, detected | |
| VRINGO INC | 92911N302 | Cmn | 16,332 | $40,000 | dollars, detected | |
| FIDELITY COMWLTH TR | 315912808 | COM | 198 | $39,000 | dollars, detected | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,886 | $39,000 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,940 | $39,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,401 | $39,000 | dollars, detected | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,600 | $39,000 | dollars, detected | |
| GROUPON INC | 399473107 | COMMON STOCK | 12,632 | $39,000 | dollars, detected | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,000 | $39,000 | dollars, detected | |
| APPROACH RESOURCES INC | 03834A103 | COM | 21,412 | $39,000 | dollars, detected | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,070 | $39,000 | dollars, detected | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 3,000 | $39,000 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 900 | $39,000 | dollars, detected | |
| FQF TR | 351680855 | OSHARS FTSE US | 1,550 | $39,000 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,399 | $38,000 | dollars, detected | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 800 | $38,000 | dollars, detected | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,520 | $38,000 | dollars, detected | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 489 | $38,000 | dollars, detected | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $38,000 | dollars, detected | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,000 | $38,000 | dollars, detected | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,841 | $38,000 | dollars, detected | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,038 | $38,000 | dollars, detected | |
| MARINE PRODS CORP | 568427108 | cs | 6,257 | $38,000 | dollars, detected | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 22,774 | $38,000 | dollars, detected | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 22,865 | $38,000 | dollars, detected | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 897 | $38,000 | dollars, detected | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,790 | $37,000 | dollars, detected | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,085 | $37,000 | dollars, detected | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,910 | $37,000 | dollars, detected | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 990 | $37,000 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 4,688 | $37,000 | dollars, detected | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 817 | $37,000 | dollars, detected | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,068 | $37,000 | dollars, detected | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 2,500 | $37,000 | dollars, detected | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 4,810 | $37,000 | dollars, detected | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,074 | $37,000 | dollars, detected | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 7,610 | $37,000 | dollars, detected | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,864 | $37,000 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,132 | $36,000 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 666 | $36,000 | dollars, detected | |
| CNA FINL CORP | 126117100 | COM | 1,038 | $36,000 | dollars, detected | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,000 | $36,000 | dollars, detected | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,418 | $36,000 | dollars, detected | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $36,000 | dollars, detected | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 5,607 | $36,000 | dollars, detected | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,894 | $36,000 | dollars, detected | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,844 | $36,000 | dollars, detected | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 647 | $36,000 | dollars, detected | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 24,755 | $36,000 | dollars, detected | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 2,234 | $36,000 | dollars, detected | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 760 | $36,000 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 387 | $35,000 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 24,509 | $35,000 | dollars, detected | |
| INVITAE CORP | 46185L103 | COM | 4,285 | $35,000 | dollars, detected | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,519 | $35,000 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 2,352 | $35,000 | dollars, detected | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $35,000 | dollars, detected | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,765 | $35,000 | dollars, detected | |
| VERASTEM INC | 92337C104 | COM | 18,921 | $35,000 | dollars, detected | |
| ATYR PHARMA INC | 002120103 | COM | 3,537 | $35,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,080 | $34,000 | dollars, detected | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,675 | $34,000 | dollars, detected | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 3,082 | $34,000 | dollars, detected | |
| ISHARES TR | 464288125 | 3YRTB ETF | 440 | $34,000 | dollars, detected | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 790 | $34,000 | dollars, detected | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,536 | $34,000 | dollars, detected | |
| TRAVELZOO | 89421Q205 | CMN | 4,076 | $34,000 | dollars, detected | |
| UNILIFE CORP NEW | 90478E103 | COM | 67,818 | $34,000 | dollars, detected | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,962 | $34,000 | dollars, detected | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,706 | $34,000 | dollars, detected | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 977 | $34,000 | dollars, detected | |
| MICHAELS COS INC | 59408Q106 | COM | 1,558 | $34,000 | dollars, detected | |
| 6D Global Tech Inc | 83002F100 | COM | 11,608 | $34,000 | dollars, detected | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 903 | $33,000 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,275 | $33,000 | dollars, detected | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,576 | $33,000 | dollars, detected | |
| PREMIER INC | 74051N102 | CL A | 934 | $33,000 | dollars, detected | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,650 | $33,000 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,378 | $33,000 | dollars, detected | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,744 | $33,000 | dollars, detected | |
| ASHFORD INC | 044104107 | COM | 628 | $33,000 | dollars, detected | |
| PATRIOT NATL INC | 70338T102 | COM | 4,869 | $33,000 | dollars, detected | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,814 | $33,000 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,500 | $32,000 | dollars, detected | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 894 | $32,000 | dollars, detected | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,392 | $32,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,100 | $32,000 | dollars, detected | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,200 | $32,000 | dollars, detected | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,138 | $32,000 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,250 | $32,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,198 | $32,000 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,000 | $32,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 3,654 | $32,000 | dollars, detected | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,423 | $32,000 | dollars, detected | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,676 | $32,000 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 908 | $31,000 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 2,520 | $31,000 | dollars, detected | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 9,320 | $31,000 | dollars, detected | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,400 | $31,000 | dollars, detected | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $31,000 | dollars, detected | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 652 | $31,000 | dollars, detected | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,150 | $31,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,328 | $31,000 | dollars, detected | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,541 | $31,000 | dollars, detected | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,533 | $31,000 | dollars, detected | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 600 | $31,000 | dollars, detected | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,515 | $31,000 | dollars, detected | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,705 | $31,000 | dollars, detected | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,570 | $31,000 | dollars, detected | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 4,581 | $31,000 | dollars, detected | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,960 | $30,000 | dollars, detected | |
| BLUE BIRD CORP | 095306106 | COM | 2,978 | $30,000 | dollars, detected | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,187 | $30,000 | dollars, detected | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,814 | $30,000 | dollars, detected | |
| RYERSON HLDG CORP | 783754104 | COM | 6,412 | $30,000 | dollars, detected | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $30,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 976 | $30,000 | dollars, detected | |
| ISHARES B-CA | 46432F404 | COM | 725 | $30,000 | dollars, detected | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 322 | $29,000 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,132 | $29,000 | dollars, detected | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,377 | $29,000 | dollars, detected | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,806 | $29,000 | dollars, detected | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,174 | $29,000 | dollars, detected | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $29,000 | dollars, detected | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 39,290 | $29,000 | dollars, detected | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,573 | $29,000 | dollars, detected | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 4,700 | $29,000 | dollars, detected | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 956 | $29,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,274 | $29,000 | dollars, detected | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,020 | $29,000 | dollars, detected | |
| Emerald Oil Inc | 29101U407 | Common Stock | 25,917 | $29,000 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 30 | $29,000 | dollars, detected | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 555 | $28,000 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 454 | $28,000 | dollars, detected | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 356 | $28,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,990 | $28,000 | dollars, detected | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,416 | $28,000 | dollars, detected | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,572 | $28,000 | dollars, detected | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,246 | $28,000 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 5,064 | $28,000 | dollars, detected | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 4,878 | $28,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,350 | $28,000 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,116 | $28,000 | dollars, detected | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 825 | $28,000 | dollars, detected | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,700 | $28,000 | dollars, detected | |
| CUMULUS MEDIA INC | 231082108 | CL A | 83,935 | $28,000 | dollars, detected | |
| IMATION CORP | 45245A107 | COM | 20,575 | $28,000 | dollars, detected | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,000 | $28,000 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,342 | $28,000 | dollars, detected | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,011 | $28,000 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,306 | $28,000 | dollars, detected | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,000 | $28,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 786 | $28,000 | dollars, detected | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 2,980 | $28,000 | dollars, detected | |
| RICE ENERGY INC | 762760106 | COM | 2,577 | $28,000 | dollars, detected | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 1,215 | $28,000 | dollars, detected | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,947 | $27,000 | dollars, detected | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,950 | $27,000 | dollars, detected | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $27,000 | dollars, detected | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 257 | $27,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 750 | $27,000 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 561 | $27,000 | dollars, detected | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $27,000 | dollars, detected | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,962 | $27,000 | dollars, detected | |
| VWR CORP | 91843L103 | COM | 960 | $27,000 | dollars, detected | |
| COTT CORP QUE | 22163N106 | COM | 2,400 | $27,000 | dollars, detected | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,721 | $27,000 | dollars, detected | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,620 | $27,000 | dollars, detected | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 419 | $26,000 | dollars, detected | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 250 | $26,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,410 | $26,000 | dollars, detected | |
| XBIOTECH INC | 98400H102 | COM | 2,361 | $26,000 | dollars, detected | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 661 | $26,000 | dollars, detected | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 255 | $26,000 | dollars, detected | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 760 | $26,000 | dollars, detected | |
| RENREN INC | 759892102 | SPONSORED ADR | 7,000 | $26,000 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 1,600 | $26,000 | dollars, detected | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,678 | $26,000 | dollars, detected | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $26,000 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,020 | $26,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,188 | $26,000 | dollars, detected | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,077 | $26,000 | dollars, detected | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 8,122 | $26,000 | dollars, detected | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 7,184 | $26,000 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 460 | $25,000 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 892 | $25,000 | dollars, detected | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 908 | $25,000 | dollars, detected | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 638 | $25,000 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,333 | $25,000 | dollars, detected | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,054 | $25,000 | dollars, detected | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,061 | $25,000 | dollars, detected | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,500 | $25,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 275 | $25,000 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,861 | $25,000 | dollars, detected | |
| HENNESSY ADVISORS INC | 425885100 | COM | 831 | $25,000 | dollars, detected | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,313 | $25,000 | dollars, detected | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $25,000 | dollars, detected | |
| DBX ETF TR | 233051408 | FUND | 1,052 | $25,000 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,758 | $25,000 | dollars, detected | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,590 | $25,000 | dollars, detected | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $25,000 | dollars, detected | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,150 | $25,000 | dollars, detected | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 582 | $24,000 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $24,000 | dollars, detected | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,750 | $24,000 | dollars, detected | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,450 | $24,000 | dollars, detected | |
| GARRISON CAP INC | 366554103 | COM | 1,980 | $24,000 | dollars, detected | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,484 | $24,000 | dollars, detected | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 325 | $24,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 858 | $24,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 589 | $24,000 | dollars, detected | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 23 | $24,000 | dollars, detected | principal |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,416 | $24,000 | dollars, detected | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,068 | $24,000 | dollars, detected | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 5,476 | $24,000 | dollars, detected | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 27 | $24,000 | dollars, detected | principal |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,295 | $24,000 | dollars, detected | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 6,229 | $24,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,034 | $24,000 | dollars, detected | |
| APIGEE CORP COM | 03765N108 | Stock | 2,994 | $24,000 | dollars, detected | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,849 | $23,000 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 508 | $23,000 | dollars, detected | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 200 | $23,000 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,980 | $23,000 | dollars, detected | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,073 | $23,000 | dollars, detected | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,450 | $23,000 | dollars, detected | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,000 | $23,000 | dollars, detected | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,079 | $23,000 | dollars, detected | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,189 | $23,000 | dollars, detected | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 23 | $23,000 | dollars, detected | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 3,729 | $23,000 | dollars, detected | |
| TRANSUNION COM | 89400J107 | Stock | 798 | $22,000 | dollars, detected | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,600 | $22,000 | dollars, detected | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,418 | $22,000 | dollars, detected | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,737 | $22,000 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 947 | $22,000 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $22,000 | dollars, detected | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,089 | $22,000 | dollars, detected | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 300 | $22,000 | dollars, detected | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,900 | $22,000 | dollars, detected | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 400 | $22,000 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,012 | $22,000 | dollars, detected | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,000 | $22,000 | dollars, detected | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 61,223 | $22,000 | dollars, detected | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 28,085 | $22,000 | dollars, detected | |
| EXFO INC | 302046107 | SUB VTG SHS | 7,899 | $22,000 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 687 | $22,000 | dollars, detected | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $22,000 | dollars, detected | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $22,000 | dollars, detected | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 913 | $22,000 | dollars, detected | |
| NEW GOLD INC CDA | 644535106 | COM | 8,694 | $21,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 462 | $21,000 | dollars, detected | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,150 | $21,000 | dollars, detected | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,000 | $21,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 500 | $21,000 | dollars, detected | |
| RCS CAP CORP | 74937W102 | COM CL A | 68,638 | $21,000 | dollars, detected | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $21,000 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 500 | $21,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 615 | $21,000 | dollars, detected | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,123 | $21,000 | dollars, detected | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 2,217 | $21,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 948 | $20,000 | dollars, detected | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 962 | $20,000 | dollars, detected | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,075 | $20,000 | dollars, detected | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $20,000 | dollars, detected | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,051 | $20,000 | dollars, detected | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 810 | $20,000 | dollars, detected | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,861 | $20,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 691 | $20,000 | dollars, detected | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,224 | $20,000 | dollars, detected | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,700 | $20,000 | dollars, detected | |
| CIFC CORP | 12547R105 | COM | 3,546 | $20,000 | dollars, detected | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $20,000 | dollars, detected | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 20 | $20,000 | dollars, detected | principal |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3,510 | $20,000 | dollars, detected | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,639 | $20,000 | dollars, detected | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 977 | $20,000 | dollars, detected | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 269 | $19,000 | dollars, detected | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 200 | $19,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 200 | $19,000 | dollars, detected | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 256 | $19,000 | dollars, detected | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 947 | $19,000 | dollars, detected | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 195 | $19,000 | dollars, detected | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,700 | $19,000 | dollars, detected | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 463 | $19,000 | dollars, detected | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,143 | $19,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 385 | $19,000 | dollars, detected | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 860 | $19,000 | dollars, detected | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 711 | $19,000 | dollars, detected | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 428 | $19,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 864 | $19,000 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,100 | $19,000 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,532 | $19,000 | dollars, detected | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,799 | $19,000 | dollars, detected | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,458 | $19,000 | dollars, detected | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 294 | $19,000 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $19,000 | dollars, detected | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,461 | $19,000 | dollars, detected | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 25,000 | $19,000 | dollars, detected | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,800 | $18,000 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 883 | $18,000 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 574 | $18,000 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,758 | $18,000 | dollars, detected | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,150 | $18,000 | dollars, detected | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,125 | $18,000 | dollars, detected | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,195 | $18,000 | dollars, detected | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 451 | $18,000 | dollars, detected | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,111 | $18,000 | dollars, detected | |
| MV OIL TR | 553859109 | TR UNITS | 3,931 | $18,000 | dollars, detected | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,272 | $18,000 | dollars, detected | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,680 | $18,000 | dollars, detected | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 38,213 | $18,000 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,177 | $18,000 | dollars, detected | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $18,000 | dollars, detected | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 740 | $18,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 680 | $18,000 | dollars, detected | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,663 | $18,000 | dollars, detected | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 15,000 | $18,000 | dollars, detected | |
| BLACK KNIGHT INC | 09214X100 | COM | 540 | $18,000 | dollars, detected | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 542 | $17,000 | dollars, detected | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,574 | $17,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 253 | $17,000 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,730 | $17,000 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 3,007 | $17,000 | dollars, detected | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 800 | $17,000 | dollars, detected | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,000 | $17,000 | dollars, detected | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 543 | $17,000 | dollars, detected | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,891 | $17,000 | dollars, detected | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,434 | $17,000 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,305 | $17,000 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,935 | $17,000 | dollars, detected | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 379 | $17,000 | dollars, detected | |
| VANGUARD | 92205F106 | Domestic Common | 5,772 | $17,000 | dollars, detected | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,208 | $17,000 | dollars, detected | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 301 | $17,000 | dollars, detected | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,508 | $17,000 | dollars, detected | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 633 | $17,000 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 1,151 | $17,000 | dollars, detected | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 680 | $17,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 580 | $17,000 | dollars, detected | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $17,000 | dollars, detected | |
| LOMBARD MED INC | G55598109 | COM | 12,630 | $17,000 | dollars, detected | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $17,000 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 4,600 | $17,000 | dollars, detected | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,000 | $17,000 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,200 | $16,000 | dollars, detected | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $16,000 | dollars, detected | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,422 | $16,000 | dollars, detected | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 329 | $16,000 | dollars, detected | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,185 | $16,000 | dollars, detected | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,200 | $16,000 | dollars, detected | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 450 | $16,000 | dollars, detected | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 575 | $16,000 | dollars, detected | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,100 | $16,000 | dollars, detected | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 60 | $16,000 | dollars, detected | call |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 397 | $16,000 | dollars, detected | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,172 | $16,000 | dollars, detected | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,050 | $16,000 | dollars, detected | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 19,700 | $16,000 | dollars, detected | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,352 | $16,000 | dollars, detected | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,867 | $16,000 | dollars, detected | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $16,000 | dollars, detected | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $16,000 | dollars, detected | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 830 | $16,000 | dollars, detected | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,300 | $16,000 | dollars, detected | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 730 | $16,000 | dollars, detected | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 266 | $15,000 | dollars, detected | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 324 | $15,000 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,890 | $15,000 | dollars, detected | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 800 | $15,000 | dollars, detected | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,451 | $15,000 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 3,850 | $15,000 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,114 | $15,000 | dollars, detected | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 992 | $15,000 | dollars, detected | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 156 | $15,000 | dollars, detected | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 642 | $15,000 | dollars, detected | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 243 | $15,000 | dollars, detected | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 331 | $15,000 | dollars, detected | |
| RELX NV | 75955B102 | SPONSORED ADR | 885 | $15,000 | dollars, detected | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,900 | $15,000 | dollars, detected | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,100 | $15,000 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,275 | $15,000 | dollars, detected | |
| VALHI INC NEW | 918905100 | COM | 11,184 | $15,000 | dollars, detected | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,800 | $15,000 | dollars, detected | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,240 | $15,000 | dollars, detected | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | dollars, detected | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 600 | $15,000 | dollars, detected | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 650 | $15,000 | dollars, detected | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 8,488 | $15,000 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,115 | $14,000 | dollars, detected | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,139 | $14,000 | dollars, detected | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $14,000 | dollars, detected | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 650 | $14,000 | dollars, detected | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 318 | $14,000 | dollars, detected | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 500 | $14,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 383 | $14,000 | dollars, detected | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 550 | $14,000 | dollars, detected | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,839 | $14,000 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,534 | $14,000 | dollars, detected | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,412 | $14,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 569 | $14,000 | dollars, detected | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 419 | $14,000 | dollars, detected | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $14,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 600 | $14,000 | dollars, detected | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 7 | $14,000 | dollars, detected | principal |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,500 | $14,000 | dollars, detected | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 4,761 | $14,000 | dollars, detected | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 681 | $14,000 | dollars, detected | |
| CONNECTURE INC COM | 20786J106 | Stock | 3,889 | $14,000 | dollars, detected | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 1,409 | $14,000 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 465 | $13,000 | dollars, detected | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $13,000 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,925 | $13,000 | dollars, detected | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 120 | $13,000 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 109 | $13,000 | dollars, detected | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $13,000 | dollars, detected | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,000 | $13,000 | dollars, detected | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $13,000 | dollars, detected | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,027 | $13,000 | dollars, detected | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,298 | $13,000 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $13,000 | dollars, detected | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 505 | $13,000 | dollars, detected | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 42,969 | $13,000 | dollars, detected | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,900 | $13,000 | dollars, detected | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 656 | $13,000 | dollars, detected | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $13,000 | dollars, detected | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 500 | $13,000 | dollars, detected | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $13,000 | dollars, detected | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,500 | $13,000 | dollars, detected | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 571 | $13,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 300 | $13,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 535 | $13,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 400 | $13,000 | dollars, detected | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,000 | $13,000 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,890 | $12,000 | dollars, detected | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 240 | $12,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 630 | $12,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 499 | $12,000 | dollars, detected | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 500 | $12,000 | dollars, detected | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 960 | $12,000 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $12,000 | dollars, detected | |
| BANCROFT FUND LIMITED | 059695106 | COM | 676 | $12,000 | dollars, detected | |
| TRANSALTA CORP | 89346D107 | COM | 3,363 | $12,000 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 902 | $12,000 | dollars, detected | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 397 | $12,000 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 950 | $12,000 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $12,000 | dollars, detected | |
| LENNAR CORP CL B | 526057302 | Stock | 301 | $12,000 | dollars, detected | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 208 | $12,000 | dollars, detected | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,989 | $12,000 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 287 | $12,000 | dollars, detected | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 875 | $12,000 | dollars, detected | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,203 | $12,000 | dollars, detected | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $12,000 | dollars, detected | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 518 | $12,000 | dollars, detected | |
| ORBOTECH LTD | M75253100 | ORD | 529 | $12,000 | dollars, detected | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15 | $12,000 | dollars, detected | principal |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,559 | $12,000 | dollars, detected | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 490 | $12,000 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,001 | $12,000 | dollars, detected | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 507 | $12,000 | dollars, detected | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 441 | $12,000 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,475 | $12,000 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 242 | $12,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014138 | this filing | 2016-02-11 | acceptance time not in the bulk data set |