13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 5,160 holding rows worth $24,322,380,000.
- Accession
- 0000950123-16-014138
- Filer
- CIK 5272
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 12,273 entries on the cover page, a total value of $24,322,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,322,380,148 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 9,600 | $12,000 | dollars, detected | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,000 | $12,000 | dollars, detected | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 477 | $12,000 | dollars, detected | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 470 | $12,000 | dollars, detected | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 538 | $12,000 | dollars, detected | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,665 | $12,000 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 425 | $12,000 | dollars, detected | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,000 | $12,000 | dollars, detected | |
| WABASH NATL CORP | 929566AH0 | CNV | 10 | $12,000 | dollars, detected | principal |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 106 | $11,000 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 840 | $11,000 | dollars, detected | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 166 | $11,000 | dollars, detected | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 383 | $11,000 | dollars, detected | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 600 | $11,000 | dollars, detected | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 176 | $11,000 | dollars, detected | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 660 | $11,000 | dollars, detected | |
| Mexico Fund Inc/The | 592835102 | COM | 689 | $11,000 | dollars, detected | |
| UNION BANKSHARES INC | 905400107 | CMN | 400 | $11,000 | dollars, detected | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,165 | $11,000 | dollars, detected | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 4,000 | $11,000 | dollars, detected | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 15,585 | $11,000 | dollars, detected | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 40,800 | $11,000 | dollars, detected | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 155 | $11,000 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 359 | $11,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 698 | $11,000 | dollars, detected | |
| FLEXSHARES TR | 33939L811 | COM | 545 | $11,000 | dollars, detected | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 629 | $11,000 | dollars, detected | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 231 | $11,000 | dollars, detected | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 3,406 | $11,000 | dollars, detected | |
| DIREXION SHS ETF TR | 25490K752 | Cmn | 500 | $11,000 | dollars, detected | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200 | $10,000 | dollars, detected | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 239 | $10,000 | dollars, detected | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 197 | $10,000 | dollars, detected | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 351 | $10,000 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,350 | $10,000 | dollars, detected | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 551 | $10,000 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 573 | $10,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 296 | $10,000 | dollars, detected | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 273 | $10,000 | dollars, detected | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 500 | $10,000 | dollars, detected | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 900 | $10,000 | dollars, detected | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 530 | $10,000 | dollars, detected | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 480 | $10,000 | dollars, detected | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,100 | $10,000 | dollars, detected | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 15,461 | $10,000 | dollars, detected | |
| INTEROIL CORP | 460951106 | COM | 323 | $10,000 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 912 | $10,000 | dollars, detected | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 250 | $10,000 | dollars, detected | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 760 | $10,000 | dollars, detected | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 325 | $10,000 | dollars, detected | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 4,187 | $10,000 | dollars, detected | |
| UBS AG LONDON BRANCH | 90274P302 | MNT REST 2X LV | 450 | $10,000 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 400 | $10,000 | dollars, detected | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 250 | $10,000 | dollars, detected | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 145 | $9,000 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 384 | $9,000 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,083 | $9,000 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 265 | $9,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 239 | $9,000 | dollars, detected | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 600 | $9,000 | dollars, detected | |
| OFS CAPITAL CORP | 67103B100 | COM | 820 | $9,000 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 820 | $9,000 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 675 | $9,000 | dollars, detected | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $9,000 | dollars, detected | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 795 | $9,000 | dollars, detected | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 599 | $9,000 | dollars, detected | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 304 | $9,000 | dollars, detected | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 377 | $9,000 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,744 | $9,000 | dollars, detected | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 939 | $9,000 | dollars, detected | |
| ISHARES INC | 464286952 | PUT | 8 | $9,000 | dollars, detected | put |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 23,650 | $9,000 | dollars, detected | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 500 | $9,000 | dollars, detected | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 533 | $9,000 | dollars, detected | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 450 | $9,000 | dollars, detected | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 500 | $9,000 | dollars, detected | |
| LRAD CORP | 50213V109 | COM | 4,760 | $9,000 | dollars, detected | |
| BEBE STORES INC | 075571109 | COM | 16,677 | $9,000 | dollars, detected | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 400 | $9,000 | dollars, detected | |
| POLYMET MINING CORP | 731916102 | COM | 11,250 | $9,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 834 | $9,000 | dollars, detected | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 500 | $9,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 200 | $9,000 | dollars, detected | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,000 | $9,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $9,000 | dollars, detected | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 670 | $9,000 | dollars, detected | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 5,012 | $9,000 | dollars, detected | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 321 | $8,000 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $8,000 | dollars, detected | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 162 | $8,000 | dollars, detected | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 334 | $8,000 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 530 | $8,000 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 330 | $8,000 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 219 | $8,000 | dollars, detected | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 500 | $8,000 | dollars, detected | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 773 | $8,000 | dollars, detected | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 675 | $8,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 481 | $8,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 88 | $8,000 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 675 | $8,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 379 | $8,000 | dollars, detected | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 183 | $8,000 | dollars, detected | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,070 | $8,000 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 789 | $8,000 | dollars, detected | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 537 | $8,000 | dollars, detected | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 274 | $8,000 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,620 | $8,000 | dollars, detected | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 600 | $8,000 | dollars, detected | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $8,000 | dollars, detected | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 454 | $8,000 | dollars, detected | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 600 | $8,000 | dollars, detected | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 171 | $8,000 | dollars, detected | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,649 | $8,000 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 103 | $8,000 | dollars, detected | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,576 | $8,000 | dollars, detected | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 100 | $8,000 | dollars, detected | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,000 | $8,000 | dollars, detected | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 160 | $8,000 | dollars, detected | |
| GAS NAT INC | 367204104 | COM | 1,047 | $8,000 | dollars, detected | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4,000 | $8,000 | dollars, detected | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 812 | $8,000 | dollars, detected | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,200 | $8,000 | dollars, detected | |
| ENZYMOTEC LTD | M4059L101 | SHS | 800 | $8,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 400 | $8,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 400 | $8,000 | dollars, detected | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 410 | $8,000 | dollars, detected | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 350 | $8,000 | dollars, detected | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 391 | $8,000 | dollars, detected | |
| CIM COML TR CORP | 125525105 | COM | 537 | $8,000 | dollars, detected | |
| LIVE VENTURES INC | 538142100 | COM | 5,700 | $8,000 | dollars, detected | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 300 | $8,000 | dollars, detected | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 70 | $7,000 | dollars, detected | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 245 | $7,000 | dollars, detected | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 449 | $7,000 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 268 | $7,000 | dollars, detected | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $7,000 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,698 | $7,000 | dollars, detected | |
| STANTEC INC COM | 85472N109 | Stock | 300 | $7,000 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 129 | $7,000 | dollars, detected | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 300 | $7,000 | dollars, detected | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 539 | $7,000 | dollars, detected | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $7,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 561 | $7,000 | dollars, detected | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 225 | $7,000 | dollars, detected | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 628 | $7,000 | dollars, detected | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 476 | $7,000 | dollars, detected | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 300 | $7,000 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 364 | $7,000 | dollars, detected | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 500 | $7,000 | dollars, detected | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 250 | $7,000 | dollars, detected | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 600 | $7,000 | dollars, detected | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $7,000 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,226 | $7,000 | dollars, detected | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 10,000 | $7,000 | dollars, detected | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 864 | $7,000 | dollars, detected | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 9,215 | $7,000 | dollars, detected | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8 | $7,000 | dollars, detected | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 800 | $7,000 | dollars, detected | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 50 | $7,000 | dollars, detected | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 100 | $7,000 | dollars, detected | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 170 | $7,000 | dollars, detected | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 191 | $7,000 | dollars, detected | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,058 | $7,000 | dollars, detected | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,100 | $7,000 | dollars, detected | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 272 | $7,000 | dollars, detected | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 365 | $7,000 | dollars, detected | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 500 | $6,000 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 167 | $6,000 | dollars, detected | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 210 | $6,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 145 | $6,000 | dollars, detected | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 360 | $6,000 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 212 | $6,000 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 547 | $6,000 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 203 | $6,000 | dollars, detected | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 100 | $6,000 | dollars, detected | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | dollars, detected | |
| VUZIX CORP | 92921W300 | COM NEW | 775 | $6,000 | dollars, detected | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 500 | $6,000 | dollars, detected | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 160 | $6,000 | dollars, detected | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 636 | $6,000 | dollars, detected | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 150 | $6,000 | dollars, detected | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 250 | $6,000 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,126 | $6,000 | dollars, detected | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,160 | $6,000 | dollars, detected | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,663 | $6,000 | dollars, detected | |
| GAFISA S A | 362607301 | SPONS ADR | 5,187 | $6,000 | dollars, detected | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,740 | $6,000 | dollars, detected | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $6,000 | dollars, detected | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 149 | $6,000 | dollars, detected | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 316 | $6,000 | dollars, detected | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,380 | $6,000 | dollars, detected | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 617 | $6,000 | dollars, detected | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 393 | $6,000 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $6,000 | dollars, detected | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 400 | $6,000 | dollars, detected | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 200 | $6,000 | dollars, detected | |
| AMAYA INC | 02314M108 | COM | 500 | $6,000 | dollars, detected | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 959 | $6,000 | dollars, detected | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 750 | $6,000 | dollars, detected | |
| Alon Blue Square Israel Ltd | 02051Q205 | CMN | 1,500 | $6,000 | dollars, detected | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 270 | $5,000 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,800 | $5,000 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,600 | $5,000 | dollars, detected | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 913 | $5,000 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 331 | $5,000 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 290 | $5,000 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 350 | $5,000 | dollars, detected | |
| AXOGEN INC | 05463X106 | COM | 1,000 | $5,000 | dollars, detected | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,066 | $5,000 | dollars, detected | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $5,000 | dollars, detected | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 783 | $5,000 | dollars, detected | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 502 | $5,000 | dollars, detected | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 400 | $5,000 | dollars, detected | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $5,000 | dollars, detected | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 199 | $5,000 | dollars, detected | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400 | $5,000 | dollars, detected | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 400 | $5,000 | dollars, detected | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,209 | $5,000 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $5,000 | dollars, detected | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 500 | $5,000 | dollars, detected | |
| WISDOMTREE TR | 97717X867 | CMN | 146 | $5,000 | dollars, detected | |
| ISHARES TR | 46429B408 | CMN | 129 | $5,000 | dollars, detected | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 230 | $5,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 105 | $5,000 | dollars, detected | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 117 | $5,000 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $5,000 | dollars, detected | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $5,000 | dollars, detected | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 500 | $5,000 | dollars, detected | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,662 | $5,000 | dollars, detected | |
| NEONODE INC | 64051M402 | COM NEW | 2,000 | $5,000 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $5,000 | dollars, detected | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 350 | $5,000 | dollars, detected | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,050 | $5,000 | dollars, detected | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $5,000 | dollars, detected | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 104 | $5,000 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5 | $5,000 | dollars, detected | principal |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $5,000 | dollars, detected | |
| Full Circle Capital Corp. | 359671104 | COM | 1,741 | $5,000 | dollars, detected | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 200 | $5,000 | dollars, detected | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 225 | $5,000 | dollars, detected | |
| FERRARI NV | N3167J106 | COM | 110 | $5,000 | dollars, detected | |
| SFX ENTMT INC | 784178303 | COM | 26,807 | $5,000 | dollars, detected | |
| EP ENERGY CORP | 268785102 | CL A | 1,302 | $5,000 | dollars, detected | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 241 | $4,000 | dollars, detected | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $4,000 | dollars, detected | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 84 | $4,000 | dollars, detected | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 77 | $4,000 | dollars, detected | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 240 | $4,000 | dollars, detected | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 96 | $4,000 | dollars, detected | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 75 | $4,000 | dollars, detected | |
| TELADOC HEALTH INC | 87918A105 | COM | 200 | $4,000 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,155 | $4,000 | dollars, detected | |
| VERICEL CORP | 92346J108 | COM | 1,679 | $4,000 | dollars, detected | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 89 | $4,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 118 | $4,000 | dollars, detected | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | dollars, detected | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 540 | $4,000 | dollars, detected | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 169 | $4,000 | dollars, detected | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 300 | $4,000 | dollars, detected | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 98 | $4,000 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 2,340 | $4,000 | dollars, detected | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 300 | $4,000 | dollars, detected | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,502 | $4,000 | dollars, detected | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 400 | $4,000 | dollars, detected | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 580 | $4,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 198 | $4,000 | dollars, detected | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 458 | $4,000 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5 | $4,000 | dollars, detected | principal |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 60 | $4,000 | dollars, detected | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 635 | $4,000 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 115 | $4,000 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,237 | $4,000 | dollars, detected | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 100 | $4,000 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 350 | $4,000 | dollars, detected | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 350 | $4,000 | dollars, detected | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,300 | $4,000 | dollars, detected | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 685 | $4,000 | dollars, detected | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 249 | $4,000 | dollars, detected | |
| XTNT | 98420P100 | Common | 1,460 | $4,000 | dollars, detected | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 96 | $4,000 | dollars, detected | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 449 | $3,255 | dollars, detected | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 102 | $3,000 | dollars, detected | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,850 | $3,000 | dollars, detected | |
| NATERA INC COM | 632307104 | Stock | 300 | $3,000 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 124 | $3,000 | dollars, detected | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 119 | $3,000 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 37 | $3,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 105 | $3,000 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 252 | $3,000 | dollars, detected | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 200 | $3,000 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 515 | $3,000 | dollars, detected | |
| MINDBODY INC | 60255W105 | COM CL A | 200 | $3,000 | dollars, detected | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 370 | $3,000 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 600 | $3,000 | dollars, detected | |
| WILLDAN GROUP INC | 96924N100 | COM | 300 | $3,000 | dollars, detected | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 200 | $3,000 | dollars, detected | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 500 | $3,000 | dollars, detected | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10,600 | $3,000 | dollars, detected | |
| ARK RESTAURANTS CORP | 040712101 | COM | 112 | $3,000 | dollars, detected | |
| IDENTIV INC | 45170X205 | COM NEW | 1,600 | $3,000 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 63 | $3,000 | dollars, detected | |
| KCAP FINANCIAL INC | 48668E101 | COM | 718 | $3,000 | dollars, detected | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 875 | $3,000 | dollars, detected | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 470 | $3,000 | dollars, detected | |
| McCormick & Company Inc | 579780107 | COM | 33 | $3,000 | dollars, detected | |
| AWARE INC MASS | 05453N100 | CMN | 973 | $3,000 | dollars, detected | |
| CSP INC | 126389105 | CMN | 400 | $3,000 | dollars, detected | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 192 | $3,000 | dollars, detected | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 150 | $3,000 | dollars, detected | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 375 | $3,000 | dollars, detected | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $3,000 | dollars, detected | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 350 | $3,000 | dollars, detected | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 19,240 | $3,000 | dollars, detected | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 398 | $3,000 | dollars, detected | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 300 | $3,000 | dollars, detected | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 341 | $3,000 | dollars, detected | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $3,000 | dollars, detected | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40 | $3,000 | dollars, detected | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,660 | $3,000 | dollars, detected | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 258 | $3,000 | dollars, detected | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 498 | $3,000 | dollars, detected | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 5,000 | $3,000 | dollars, detected | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 300 | $3,000 | dollars, detected | |
| NEVSUN RES LTD | 64156L101 | COM | 1,200 | $3,000 | dollars, detected | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 36 | $3,000 | dollars, detected | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 218 | $3,000 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 15,443 | $3,000 | dollars, detected | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $3,000 | dollars, detected | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $3,000 | dollars, detected | |
| GOLDFIELD CORP | 381370105 | COM | 2,000 | $3,000 | dollars, detected | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 385 | $3,000 | dollars, detected | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 20 | $3,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 180 | $3,000 | dollars, detected | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 412 | $3,000 | dollars, detected | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 268 | $3,000 | dollars, detected | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 47 | $3,000 | dollars, detected | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 349 | $3,000 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 300 | $3,000 | dollars, detected | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 96 | $3,000 | dollars, detected | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 3,225 | $3,000 | dollars, detected | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 90 | $3,000 | dollars, detected | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 100 | $3,000 | dollars, detected | |
| ARCH COAL INC | 039380308 | Common Stock | 3,030 | $3,000 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,200 | $2,000 | dollars, detected | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 487 | $2,000 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 49 | $2,000 | dollars, detected | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 99 | $2,000 | dollars, detected | |
| DIANA SHIPPING INC | Y2066G104 | COM | 400 | $2,000 | dollars, detected | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 54 | $2,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 69 | $2,000 | dollars, detected | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $2,000 | dollars, detected | |
| COSTAMARE INC | Y1771G102 | SHS | 200 | $2,000 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 60 | $2,000 | dollars, detected | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 161 | $2,000 | dollars, detected | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 53 | $2,000 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 61 | $2,000 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 99 | $2,000 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 146 | $2,000 | dollars, detected | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 118 | $2,000 | dollars, detected | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 200 | $2,000 | dollars, detected | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 363 | $2,000 | dollars, detected | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 112 | $2,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 61 | $2,000 | dollars, detected | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $2,000 | dollars, detected | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 223 | $2,000 | dollars, detected | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 100 | $2,000 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $2,000 | dollars, detected | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 71 | $2,000 | dollars, detected | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 100 | $2,000 | dollars, detected | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 100 | $2,000 | dollars, detected | |
| AH BELO CORP | 001282102 | COMMON STOCK | 429 | $2,000 | dollars, detected | |
| NETLIST INC | 64118P109 | COM | 1,850 | $2,000 | dollars, detected | |
| Western Midstream Partners | 95825r103 | COM | 42 | $2,000 | dollars, detected | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 75 | $2,000 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 463 | $2,000 | dollars, detected | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $2,000 | dollars, detected | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,900 | $2,000 | dollars, detected | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,800 | $2,000 | dollars, detected | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,100 | $2,000 | dollars, detected | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,467 | $2,000 | dollars, detected | |
| BANRO CORP | 066800103 | COM | 10,000 | $2,000 | dollars, detected | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 2,000 | $2,000 | dollars, detected | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 86 | $2,000 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 60 | $2,000 | dollars, detected | |
| JOES JEANS INC | 47777N101 | COM | 10,525 | $2,000 | dollars, detected | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 300 | $2,000 | dollars, detected | |
| DANAOS CORP | Y1968P105 | SHS | 364 | $2,000 | dollars, detected | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 297 | $2,000 | dollars, detected | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $2,000 | dollars, detected | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 10,000 | $2,000 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,287 | $2,000 | dollars, detected | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 262 | $2,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 100 | $2,000 | dollars, detected | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 6,344 | $2,000 | dollars, detected | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 70 | $2,000 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 80 | $2,000 | dollars, detected | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 200 | $2,000 | dollars, detected | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 185 | $2,000 | dollars, detected | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 150 | $2,000 | dollars, detected | |
| BARCLAYS BK PLC | 06739F101 | COM | 82 | $2,000 | dollars, detected | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,250 | $2,000 | dollars, detected | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 302 | $2,000 | dollars, detected | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 323 | $2,000 | dollars, detected | |
| GIGA TRONICS INC | 375175106 | COM | 1,400 | $2,000 | dollars, detected | |
| STARZ | 85571Q201 | COM | 55 | $2,000 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 49 | $2,000 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 55 | $2,000 | dollars, detected | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,500 | $2,000 | dollars, detected | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,000 | $2,000 | dollars, detected | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 300 | $2,000 | dollars, detected | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 5,000 | $2,000 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 64 | $2,000 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 56 | $2,000 | dollars, detected | |
| VOXELJET AG | 92912L107 | ADS | 500 | $2,000 | dollars, detected | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 200 | $2,000 | dollars, detected | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $2,000 | dollars, detected | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,000 | $2,000 | dollars, detected | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 100 | $2,000 | dollars, detected | |
| CODE REBEL CORP | 19200J106 | COM | 627 | $2,000 | dollars, detected | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 500 | $2,000 | dollars, detected | |
| DEX MEDIA INC | 25213A107 | COM | 16,053 | $1,869 | dollars, detected | |
| METHANEX CORP COM | 59151K108 | Stock | 31 | $1,000 | dollars, detected | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 116 | $1,000 | dollars, detected | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 154 | $1,000 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 188 | $1,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 34 | $1,000 | dollars, detected | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 100 | $1,000 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 42 | $1,000 | dollars, detected | |
| CHAMPION HOMES INC | 830830105 | COM | 250 | $1,000 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $1,000 | dollars, detected | |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $1,000 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 18 | $1,000 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 35 | $1,000 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 30 | $1,000 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 72 | $1,000 | dollars, detected | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 74 | $1,000 | dollars, detected | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | dollars, detected | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 59 | $1,000 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 150 | $1,000 | dollars, detected | |
| TCW CONV SECS FD INC | 872340104 | COM | 281 | $1,000 | dollars, detected | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | dollars, detected | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,000 | $1,000 | dollars, detected | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 218 | $1,000 | dollars, detected | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 24 | $1,000 | dollars, detected | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | dollars, detected | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 27 | $1,000 | dollars, detected | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 100 | $1,000 | dollars, detected | |
| SEARS CDA INC | 81234D109 | COM | 206 | $1,000 | dollars, detected | |
| ALPHA PRO TECH LTD | 020772109 | COM | 300 | $1,000 | dollars, detected | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 31 | $1,000 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 44 | $1,000 | dollars, detected | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 114 | $1,000 | dollars, detected | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 49 | $1,000 | dollars, detected | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 34 | $1,000 | dollars, detected | |
| ULTRALIFE CORP | 903899102 | COM | 100 | $1,000 | dollars, detected | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,000 | dollars, detected | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | dollars, detected | |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $1,000 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 50 | $1,000 | dollars, detected | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 57 | $1,000 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V955 | PUT | 28 | $1,000 | dollars, detected | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $1,000 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 241 | $1,000 | dollars, detected | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,000 | $1,000 | dollars, detected | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 74 | $1,000 | dollars, detected | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,200 | $1,000 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24 | $1,000 | dollars, detected | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 150 | $1,000 | dollars, detected | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 800 | $1,000 | dollars, detected | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 900 | $1,000 | dollars, detected | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 75 | $1,000 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 325 | $1,000 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,000 | $1,000 | dollars, detected | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 26 | $1,000 | dollars, detected | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 20 | $1,000 | dollars, detected | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $1,000 | dollars, detected | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 144 | $1,000 | dollars, detected | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 12,522 | $1,000 | dollars, detected | |
| TOWERSTREAM CORP | 892000100 | COM | 1,348 | $1,000 | dollars, detected | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 400 | $1,000 | dollars, detected | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 250 | $1,000 | dollars, detected | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 91 | $1,000 | dollars, detected | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $1,000 | dollars, detected | principal |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,700 | $1,000 | dollars, detected | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 100 | $1,000 | dollars, detected | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 4,650 | $1,000 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 56 | $1,000 | dollars, detected | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 42 | $1,000 | dollars, detected | |
| NEURALSTEM INC | 64127R302 | COM | 715 | $1,000 | dollars, detected | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 200 | $1,000 | dollars, detected | |
| MEETME INC | 585141104 | COM | 200 | $1,000 | dollars, detected | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,134 | $1,000 | dollars, detected | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 50 | $1,000 | dollars, detected | |
| GTX INC | 40052B108 | COM | 1,700 | $1,000 | dollars, detected | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 3,300 | $1,000 | dollars, detected | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $1,000 | dollars, detected | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 50 | $1,000 | dollars, detected | |
| INFOSONICS CORP | 456784107 | COM | 900 | $1,000 | dollars, detected | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 600 | $1,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014138 | this filing | 2016-02-11 | acceptance time not in the bulk data set |