13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 3,919 holding rows worth $170,359,874,000.
- Accession
- 0000950123-16-014114
- Filer
- CIK 820027
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 7,371 entries on the cover page, a total value of $170,359,874,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,359,874,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 216,123 | $2,384,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 140,925 | $2,376,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 79,157 | $2,375,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,659 | $2,374,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 87,522 | $2,365,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 55,006 | $2,364,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 50,664 | $2,363,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 103,467 | $2,359,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21,314 | $2,353,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 136,998 | $2,347,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 436,131 | $2,337,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 66,645 | $2,330,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 315,985 | $2,329,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 372,160 | $2,326,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 171,454 | $2,325,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 43,374 | $2,324,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 266,710 | $2,320,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 94,397 | $2,320,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 51,463 | $2,310,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 102,543 | $2,303,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 353,707 | $2,299,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 79,905 | $2,294,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 20,375 | $2,292,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 25,846 | $2,292,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,255,023 | $2,284,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 61,407 | $2,281,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 72,705 | $2,275,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 504,561 | $2,273,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 280,020 | $2,266,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 62,095 | $2,262,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 82,816 | $2,255,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 361,709 | $2,254,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 100,293 | $2,251,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 303,277 | $2,251,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 181,001 | $2,248,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 264,505 | $2,246,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80,203 | $2,244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 34,512 | $2,241,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 168,486 | $2,233,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 108,149 | $2,232,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 121,735 | $2,231,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 32,695 | $2,227,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 33,040 | $2,208,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 23,396 | $2,204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 74,427 | $2,202,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 84,147 | $2,202,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 56,254 | $2,201,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 119,410 | $2,200,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 139,884 | $2,195,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 11,962 | $2,190,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 67,432 | $2,186,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 182,871 | $2,185,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 87,710 | $2,181,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 27,763 | $2,181,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,151,840 | $2,176,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 93,107 | $2,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50,844 | $2,171,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 45,556 | $2,170,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 117,084 | $2,164,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 317,719 | $2,162,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 155,058 | $2,161,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 124,470 | $2,160,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,350,271 | $2,160,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 931,509 | $2,153,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 146,087 | $2,152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 28,726 | $2,144,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 113,231 | $2,143,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,499 | $2,143,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 157,458 | $2,141,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 77,115 | $2,140,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 27,615 | $2,135,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 18,566 | $2,131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 106,839 | $2,122,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 16,345 | $2,110,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 57,263 | $2,101,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 95,740 | $2,096,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 288,212 | $2,089,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 79,820 | $2,088,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 201,327 | $2,088,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 433,719 | $2,086,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 34,241 | $2,080,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 56,842 | $2,078,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 43,757 | $2,075,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 71,241 | $2,074,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 70,939 | $2,066,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 122,333 | $2,059,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 98,167 | $2,051,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 67,321 | $2,048,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 61,773 | $2,043,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 28,429 | $2,043,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 58,992 | $2,043,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 120,125 | $2,042,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 227,220 | $2,038,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 194,179 | $2,031,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 97,225 | $2,028,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 71,913 | $2,024,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 42,495 | $2,020,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 60,501 | $2,020,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 105,375 | $2,018,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 35,851 | $2,017,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 156,083 | $2,016,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,974,100 | $2,014,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 93,699 | $2,010,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 117,535 | $2,004,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 33,717 | $2,003,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 38,192 | $1,998,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 111,793 | $1,987,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 14,784 | $1,984,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 193,692 | $1,982,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 89,701 | $1,981,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 148,001 | $1,979,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 212,130 | $1,978,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 59,389 | $1,961,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 15,434 | $1,959,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 145,497 | $1,954,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 127,163 | $1,953,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 57,664 | $1,952,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 94,619 | $1,950,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 64,800 | $1,949,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 151,670 | $1,948,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 81,740 | $1,948,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 148,894 | $1,947,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 62,281 | $1,939,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 176,703 | $1,931,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 68,571 | $1,930,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 76,915 | $1,929,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 295,562 | $1,924,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 73,351 | $1,920,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 195,882 | $1,919,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 60,071 | $1,917,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 60,140 | $1,914,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 156,578 | $1,912,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 107,261 | $1,910,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 241,606 | $1,907,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 61,706 | $1,905,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 21,868 | $1,898,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 486,940 | $1,895,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 58,983 | $1,891,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,886 | $1,886,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 130,133 | $1,883,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 82,404 | $1,879,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 189,303 | $1,874,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 41,080 | $1,854,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 46,537 | $1,853,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 143,607 | $1,849,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,200 | $1,848,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 234,691 | $1,847,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 150,000 | $1,842,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 64,978 | $1,840,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 82,084 | $1,831,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 164,914 | $1,827,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 79,646 | $1,826,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 72,960 | $1,826,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 37,233 | $1,824,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 30,235 | $1,820,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 811,917 | $1,819,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 37,964 | $1,819,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 199,453 | $1,818,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 149,963 | $1,810,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 181,715 | $1,808,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 85,495 | $1,806,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 38,726 | $1,799,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 79,473 | $1,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 47,552 | $1,791,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 95,968 | $1,787,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 83,638 | $1,786,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 35,712 | $1,784,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 364,152 | $1,781,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 190,695 | $1,780,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 379,623 | $1,773,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 312,259 | $1,770,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 335,982 | $1,767,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 138,685 | $1,751,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 110,059 | $1,751,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 29,250 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 21,398 | $1,749,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 197,079 | $1,745,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 747,326 | $1,741,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 97,549 | $1,739,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 101,160 | $1,736,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 93,097 | $1,733,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 107,734 | $1,730,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 94,679 | $1,727,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 73,406 | $1,726,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 127,594 | $1,723,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 365,822 | $1,722,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 71,023 | $1,720,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 31,511 | $1,717,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 88,957 | $1,716,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 52,980 | $1,710,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 40,663 | $1,709,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 80,647 | $1,709,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 12,152 | $1,709,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 16,664 | $1,704,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 180,101 | $1,703,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 136,597 | $1,686,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 55,324 | $1,681,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 111,031 | $1,681,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 153,596 | $1,681,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,179,500 | $1,680,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 67,676 | $1,670,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 158,565 | $1,668,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 276,405 | $1,667,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 142,639 | $1,663,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 408,076 | $1,660,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 108,197 | $1,651,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 76,176 | $1,650,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 106,237 | $1,647,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,206 | $1,645,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 122,483 | $1,641,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 67,878 | $1,639,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 133,686 | $1,634,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 230,114 | $1,634,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 234,497 | $1,634,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 61,930 | $1,632,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 31,469 | $1,632,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 31,592 | $1,631,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 34,825 | $1,630,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,746 | $1,626,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 211,180 | $1,622,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 119,333 | $1,612,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 30,214 | $1,610,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 74,108 | $1,610,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 139,243 | $1,609,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 238,943 | $1,608,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 102,301 | $1,608,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 574,890 | $1,593,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 50,130 | $1,583,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 119,332 | $1,576,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 226,756 | $1,576,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 118,705 | $1,566,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 43,616 | $1,560,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 271,748 | $1,560,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 128,405 | $1,559,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 142,941 | $1,559,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 47,184 | $1,558,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,217 | $1,552,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 245,030 | $1,550,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 87,606 | $1,546,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 16,345 | $1,539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 40,843 | $1,537,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 110,886 | $1,529,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 145,488 | $1,528,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 129,676 | $1,526,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 31,094 | $1,525,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 80,798 | $1,521,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 84,617 | $1,520,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 20,635 | $1,519,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 122,707 | $1,514,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 221,365 | $1,512,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 223,728 | $1,510,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 45,355 | $1,508,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,679 | $1,506,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 415,353 | $1,504,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 197,066 | $1,502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 63,361 | $1,502,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 226,990 | $1,499,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 10,847 | $1,496,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 75,991 | $1,491,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 298,300 | $1,488,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 36,276 | $1,484,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 52,449 | $1,483,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 67,591 | $1,480,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 83,918 | $1,479,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 62,162 | $1,473,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 105,363 | $1,471,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 43,396 | $1,465,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 38,330 | $1,465,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 120,461 | $1,463,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 68,454 | $1,461,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 44,268 | $1,459,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 119,685 | $1,456,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 125,054 | $1,450,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 74,894 | $1,448,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 195,129 | $1,444,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 14,987 | $1,441,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 38,813 | $1,440,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 42,468 | $1,438,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 170,945 | $1,434,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 41,957 | $1,433,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 95,409 | $1,429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 41,390 | $1,425,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 350,083 | $1,425,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 291,975 | $1,423,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 39,752 | $1,417,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 97,670 | $1,416,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 56,466 | $1,412,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 88,842 | $1,410,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 87,498 | $1,396,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 145,049 | $1,394,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 188,938 | $1,393,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 80,960 | $1,384,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 91,481 | $1,383,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 14,881 | $1,382,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 145,800 | $1,381,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 87,214 | $1,378,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 83,502 | $1,376,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 224,400 | $1,376,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 216,254 | $1,373,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 18,739 | $1,368,000 | thousands by filing date | |
| PROVIDENT FINL PLC SPONSORED ADR | 74387B103 | ADR | 26,811 | $1,367,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 73,804 | $1,366,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 10,923 | $1,362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 52,764 | $1,359,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 47,478 | $1,356,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 70,384 | $1,355,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 149,677 | $1,355,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 250,825 | $1,354,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 72,975 | $1,349,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 620,020 | $1,345,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 136,095 | $1,345,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 56,860 | $1,345,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 46,203 | $1,343,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,618 | $1,342,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 223,348 | $1,340,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 53,085 | $1,339,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 42,439 | $1,337,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 24,468 | $1,328,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 27,329 | $1,327,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 56,137 | $1,323,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 44,737 | $1,318,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 181,807 | $1,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 32,265 | $1,314,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,710,548 | $1,314,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 75,992 | $1,313,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 37,394 | $1,308,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 18,730 | $1,306,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 21,714 | $1,303,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 123,837 | $1,302,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 137,625 | $1,298,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 22,857 | $1,297,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 72,909 | $1,292,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 45,226 | $1,288,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 235,289 | $1,285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 22,492 | $1,283,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 28,310 | $1,280,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 33,201 | $1,280,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 11,667 | $1,279,000 | thousands by filing date | |
| AMERICAN ENERGY PERMIAN PIK | 02563WAA2 | CONV BND | 12,750,400 | $1,275,000 | thousands by filing date | principal |
| BOOT BARN HLDGS INC | 099406100 | COM | 103,573 | $1,273,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 102,940 | $1,267,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 49,254 | $1,265,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 16,620 | $1,263,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 153,867 | $1,261,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 48,205 | $1,258,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 36,005 | $1,255,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 52,082 | $1,255,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 143,931 | $1,255,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,255,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 21,969 | $1,252,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,361 | $1,249,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,490,903 | $1,246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 93,231 | $1,245,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,348 | $1,237,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 98,716 | $1,234,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,810 | $1,233,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 31,090 | $1,231,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 92,023 | $1,229,000 | thousands by filing date | |
| WINCOR NIXDORF AG-UNSP ADR | 97315H108 | ADR | 120,400 | $1,228,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 34,008 | $1,226,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 25,240 | $1,224,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 196,111 | $1,222,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 69,454 | $1,220,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 11,928 | $1,217,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 68,513 | $1,217,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 22,232 | $1,215,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 66,313 | $1,212,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 26,090 | $1,210,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 409,705 | $1,208,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 49,929 | $1,207,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 40,072 | $1,206,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 57,694 | $1,205,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 69,422 | $1,203,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 89,008 | $1,196,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 42,590 | $1,194,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 29,934 | $1,191,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 106,659 | $1,186,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 30,181 | $1,185,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 335,991 | $1,178,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 45,298 | $1,170,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 88,063 | $1,169,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 52,398 | $1,164,000 | thousands by filing date | |
| REXAM PLC | 761655604 | COMMON | 26,045 | $1,156,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 106,861 | $1,155,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 218,185 | $1,155,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 118,546 | $1,150,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 34,026 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 11,213 | $1,147,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 22,919 | $1,146,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 16,500 | $1,144,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 315,200 | $1,144,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,943 | $1,141,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 100,588 | $1,141,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 17,530,000 | $1,139,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 9,800 | $1,137,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 56,078 | $1,133,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 122,577 | $1,130,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 40,319 | $1,125,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 56,170 | $1,117,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 87,357 | $1,115,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 43,680 | $1,113,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 86,073 | $1,110,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 68,801 | $1,106,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,979 | $1,105,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 12,905 | $1,105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 15,527 | $1,105,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 113,534 | $1,098,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 11,072 | $1,098,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 11,080 | $1,097,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 149,458 | $1,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 34,058 | $1,093,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 21,167 | $1,093,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 58,607 | $1,084,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 39,729 | $1,083,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 14,273 | $1,081,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 145,107 | $1,081,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 157,965 | $1,078,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,841 | $1,075,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 59,717 | $1,074,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 96,679 | $1,070,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 64,838 | $1,069,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,652 | $1,066,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 120,031 | $1,066,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 411,176 | $1,065,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 8,348 | $1,064,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 96,842 | $1,058,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 16,275 | $1,057,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 24,294 | $1,056,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 40,550 | $1,055,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 41,468 | $1,054,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 64,672 | $1,053,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 38,484 | $1,051,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 206,445 | $1,051,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 834,574 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 38,521 | $1,044,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 102,316 | $1,043,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 48,413 | $1,039,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 41,474 | $1,036,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 298,261 | $1,035,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO ADR | 23857W105 | ADR | 236,403 | $1,033,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 85,911 | $1,031,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 42,400 | $1,029,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 92,064 | $1,026,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 55,661 | $1,025,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 24,562 | $1,019,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 61,146 | $1,017,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,608 | $1,016,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 38,899 | $1,016,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 23,910 | $1,015,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 229,646 | $1,015,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 22,094 | $1,015,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 9,055 | $1,009,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 98,388 | $1,007,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 12,786 | $1,007,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 28,804 | $1,006,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 39,560 | $1,004,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 37,391 | $1,003,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 57,145 | $1,002,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 10,682 | $1,000,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 106,137 | $999,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 37,759 | $999,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 18,304 | $999,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 65,914 | $997,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 68,939 | $994,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 17,600 | $991,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 55,718 | $991,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 35,375 | $990,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 35,195 | $987,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 38,130 | $987,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 90,452 | $987,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 66,202 | $982,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 42,572 | $982,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167826 | CONV PRF | 56,000 | $980,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,836 | $976,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 32,247 | $975,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 59,270 | $975,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 93,019 | $973,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 118,769 | $969,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 33,050 | $961,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 11,263 | $960,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 169,015 | $958,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 64,950 | $957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 21,326 | $956,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 56,540 | $950,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 163,993 | $946,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 118,401 | $946,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 26,133 | $946,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100,242 | $946,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,246 | $944,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,518 | $942,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 238,903 | $939,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 47,695 | $937,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 20,884 | $931,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 66,778 | $927,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 34,052 | $926,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 238,814 | $922,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 40,569 | $922,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 43,222 | $922,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 48,155 | $919,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 136,024 | $916,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014114 | this filing | 2016-02-11 | acceptance time not in the bulk data set |