13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 3,919 holding rows worth $170,359,874,000.
- Accession
- 0000950123-16-014114
- Filer
- CIK 820027
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 7,371 entries on the cover page, a total value of $170,359,874,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,359,874,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 304,999 | $9,203,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 259,314 | $9,201,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 501,730 | $9,196,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 422,169 | $9,187,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 744,481 | $9,186,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,791,793 | $9,185,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 857,997 | $9,140,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 208,098 | $9,123,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 433,756 | $9,109,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 230,798 | $9,083,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 299,865 | $9,069,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 187,697 | $9,065,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 77,655 | $9,061,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 79,485 | $9,049,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 876,452 | $9,045,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 255,986 | $9,039,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 211,099 | $9,032,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 390,898 | $9,006,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 7,500,000 | $9,005,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 834,879 | $8,990,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 303,214 | $8,984,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 241,593 | $8,984,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,135,742 | $8,982,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 200,624 | $8,962,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 217,392 | $8,946,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 209,959 | $8,933,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 76,017 | $8,929,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 152,291 | $8,913,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 247,510 | $8,910,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,045,089 | $8,905,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 923,893 | $8,887,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 276,564 | $8,877,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 353,121 | $8,870,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 292,640 | $8,866,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 74,158 | $8,862,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 216,840 | $8,857,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 49,333 | $8,846,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 94,575 | $8,820,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 191,169 | $8,816,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,232,843 | $8,803,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 511,625 | $8,800,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 176,401 | $8,785,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 218,608 | $8,746,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 198,992 | $8,734,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 106,334 | $8,713,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 274,104 | $8,708,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 250,894 | $8,700,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,709,667 | $8,696,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 206,145 | $8,692,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 279,057 | $8,685,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,113,429 | $8,685,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 150,597 | $8,679,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 397,238 | $8,674,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 142,794 | $8,673,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 70,566 | $8,669,000 | thousands by filing date | |
| Nuance Communications | 67020YAH3 | CONV | 9,000,000 | $8,666,000 | thousands by filing date | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 359,056 | $8,656,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 418,197 | $8,652,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 292,968 | $8,652,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 393,698 | $8,627,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 70,305 | $8,622,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,699,914 | $8,584,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 183,416 | $8,575,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 109,046 | $8,574,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 271,336 | $8,544,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 217,950 | $8,520,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 873,974 | $8,512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 166,413 | $8,509,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 370,951 | $8,508,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 407,242 | $8,499,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 345,689 | $8,493,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 509,607 | $8,490,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 238,170 | $8,489,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 158,919 | $8,487,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 297,037 | $8,478,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 632,102 | $8,464,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 181,272 | $8,451,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 161,406 | $8,445,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 504,470 | $8,444,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 373,081 | $8,443,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 320,549 | $8,427,000 | thousands by filing date | |
| NMR MAND EXCH NOTE 1.72 YHOO | 65539ABW9 | PRF | 10,000 | $8,417,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 163,445 | $8,395,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,202,000 | $8,392,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 602,683 | $8,384,000 | thousands by filing date | |
| HONGKONG LAND HOLDINGS LTD | 438584997 | COM | 1,199,900 | $8,379,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 630,684 | $8,369,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAJ8 | CONV BND | 22,900,000 | $8,344,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 827,318 | $8,339,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 154,425 | $8,334,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,171,251 | $8,304,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 84,177 | $8,302,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 680,531 | $8,295,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 784,727 | $8,279,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 243,062 | $8,256,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 240,572 | $8,251,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 108,902 | $8,245,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,095,515 | $8,238,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 119,904 | $8,231,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 138,989 | $8,228,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 253,880 | $8,204,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 327,398 | $8,191,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 361,176 | $8,169,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 87,954 | $8,167,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 299,481 | $8,166,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 197,057 | $8,147,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 264,666 | $8,146,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 454,539 | $8,136,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 305,866 | $8,136,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 679,667 | $8,131,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 441,869 | $8,113,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 518,118 | $8,109,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 190,759 | $8,101,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 573,674 | $8,100,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 101,511 | $8,100,000 | thousands by filing date | |
| FIREEYE INC | 31816QAC5 | CONV | 10,100,000 | $8,099,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 151,359 | $8,090,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 318,961 | $8,069,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 170,784 | $8,066,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 329,969 | $8,058,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 261,465 | $8,050,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 420,615 | $8,049,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499AB7 | CONV BND | 16,060,000 | $8,029,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 189,496 | $8,027,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 6,180,000 | $8,027,000 | thousands by filing date | principal |
| FRESH MKT INC | 35804H106 | COM | 342,666 | $8,025,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 509,430 | $8,011,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 410,429 | $8,004,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 260,514 | $7,982,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 134,360 | $7,966,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 175,532 | $7,952,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 165,772 | $7,947,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 356,908 | $7,922,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 79,597 | $7,920,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 168,809 | $7,917,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 272,552 | $7,910,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 55,105 | $7,904,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 637,889 | $7,899,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 314,889 | $7,894,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 117,930 | $7,893,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 162,029 | $7,890,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 77,083 | $7,883,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 94,921 | $7,877,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 185,755 | $7,863,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 241,592 | $7,855,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 646,873 | $7,853,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 157,331 | $7,848,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 87,812 | $7,839,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 242,114 | $7,834,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 462,374 | $7,825,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 392,191 | $7,804,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 1,026,785 | $7,788,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 326,853 | $7,785,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 16,048 | $7,783,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 285,593 | $7,781,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 637,463 | $7,776,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 206,568 | $7,773,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 207,604 | $7,771,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 390,763 | $7,765,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 219,379 | $7,755,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 182,843 | $7,745,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 267,103 | $7,739,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 335,644 | $7,739,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 123,032 | $7,738,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 213,599 | $7,729,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 178,868 | $7,716,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 90,676 | $7,697,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 425,089 | $7,682,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 479,911 | $7,678,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 268,013 | $7,664,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 190,916 | $7,660,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 615,359 | $7,660,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 657,299 | $7,638,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 377,006 | $7,636,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 64,054 | $7,627,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 146,188 | $7,622,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 263,053 | $7,616,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 299,485 | $7,583,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 269,784 | $7,563,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61,347 | $7,548,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,880,000 | $7,545,000 | thousands by filing date | principal |
| PARKWAY PPTYS INC | 70159Q104 | COM | 480,057 | $7,503,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 2,400,000 | $7,500,000 | thousands by filing date | principal |
| KINDRED HEALTHCARE INC | 494580103 | COM | 627,664 | $7,476,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 36,888 | $7,474,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 234,889 | $7,469,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,324,114 | $7,468,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 186,009 | $7,452,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 143,759 | $7,450,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 220,920 | $7,449,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 92,058 | $7,429,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 182,137 | $7,413,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 213,825 | $7,411,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 17,067 | $7,401,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 98,756 | $7,378,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 394,214 | $7,375,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 293,170 | $7,353,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 224,681 | $7,341,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,350,000 | $7,338,000 | thousands by filing date | principal |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 144,890 | $7,336,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 744,249 | $7,317,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 230,313 | $7,308,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 601,182 | $7,296,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 217,291 | $7,294,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 123,455 | $7,288,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 174,842 | $7,282,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 420,655 | $7,273,000 | thousands by filing date | |
| CIENA CORP 3.75 144A 10-18 | 171779AG6 | CONVERT | 5,830,000 | $7,272,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AD7 | CONV BND | 5,740,000 | $7,271,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 399,182 | $7,269,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 62,001 | $7,261,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 419,425 | $7,251,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 655,851 | $7,247,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 77,503 | $7,246,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 85,335 | $7,234,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,550,000 | $7,225,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 470,245 | $7,220,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 384,940 | $7,212,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 149,088 | $7,193,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 133,803 | $7,187,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,003,652 | $7,156,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 325,062 | $7,144,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 196,892 | $7,132,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 211,792 | $7,127,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 325,518 | $7,119,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 275,225 | $7,077,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 212,450 | $7,074,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 130,887 | $7,073,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 152,235 | $7,068,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 295,522 | $7,064,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 420,468 | $7,039,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 213,572 | $7,038,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 178,720 | $7,032,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,757,801 | $7,032,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 263,144 | $7,018,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 58,290 | $7,016,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 58,715 | $7,016,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 102,531 | $7,013,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 275,123 | $7,013,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 18,316 | $6,982,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 110,432 | $6,946,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 764,836 | $6,937,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 232,850 | $6,932,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 450,054 | $6,921,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 69,882 | $6,902,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 116,453 | $6,902,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 138,109 | $6,861,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL LTD | 22943FAG5 | CONV BND | 6,120,000 | $6,858,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 278,762 | $6,849,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 950,776 | $6,847,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 208,734 | $6,844,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 165,373 | $6,844,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 800,643 | $6,830,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 342,326 | $6,823,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 427,942 | $6,821,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 594,875 | $6,810,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 136,925 | $6,799,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 126,614 | $6,796,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 603,418 | $6,795,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 49,059 | $6,786,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 373,654 | $6,771,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 421,273 | $6,766,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 254,388 | $6,764,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 6,751,000 | $6,740,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 413,368 | $6,739,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 336,515 | $6,735,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAA8 | CONV BND | 7,300,000 | $6,726,000 | thousands by filing date | principal |
| Bladex, Inc. Class E | P16994132 | COM | 258,684 | $6,708,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 255,772 | $6,697,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 236,892 | $6,688,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 119,097 | $6,679,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 105,498 | $6,679,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 1,690,000 | $6,676,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 421,697 | $6,672,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 165,152 | $6,671,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 451,535 | $6,670,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 192,544 | $6,648,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 328,864 | $6,627,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 321,065 | $6,595,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 126,402 | $6,585,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 150,352 | $6,582,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 280,168 | $6,575,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,681,352 | $6,575,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 257,991 | $6,571,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 255,061 | $6,565,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,530,044 | $6,564,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 130,790 | $6,562,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 180,784 | $6,560,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 184,219 | $6,547,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 364,101 | $6,538,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 61,641 | $6,536,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 235,970 | $6,532,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 115,766 | $6,514,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 226,331 | $6,485,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 432,880 | $6,481,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 371,225 | $6,480,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 329,048 | $6,478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 70,654 | $6,473,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,850,000 | $6,472,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 47,279 | $6,458,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,063,203 | $6,454,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 255,570 | $6,438,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 229,424 | $6,423,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 375,761 | $6,396,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 461,919 | $6,381,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 176,196 | $6,374,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 892,600 | $6,363,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 158,799 | $6,360,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 362,873 | $6,343,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 225,606 | $6,335,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 490,428 | $6,326,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 77,864 | $6,320,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 79,875 | $6,315,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 115,831 | $6,305,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 246,024 | $6,284,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 91,493 | $6,282,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 6,800,000 | $6,281,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 186,674 | $6,272,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 382,622 | $6,268,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 3,360,000 | $6,264,000 | thousands by filing date | principal |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 745,457 | $6,261,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 405,699 | $6,250,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 8,457,000 | $6,247,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 259,866 | $6,245,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 183,461 | $6,236,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30,885 | $6,234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 269,086 | $6,212,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 56,163 | $6,192,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 533,070 | $6,179,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 483,558 | $6,160,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 178,380 | $6,148,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 435,872 | $6,143,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 882,634 | $6,143,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 303,490 | $6,140,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 200,674 | $6,135,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 448,630 | $6,128,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 145,847 | $6,124,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000,000 | $6,124,000 | thousands by filing date | principal |
| VANGUARD STAR FDS | 921909768 | COM | 136,051 | $6,120,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 351,540 | $6,113,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 620,570 | $6,111,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 445,280 | $6,109,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 29,875 | $6,108,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 511,212 | $6,089,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 4,140,000 | $6,086,000 | thousands by filing date | principal |
| AVOLON HLDGS LTD | G52237107 | COM | 196,686 | $6,082,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 134,952 | $6,081,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 415,715 | $6,078,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 151,312 | $6,071,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 5,800,000 | $6,071,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAC6 | CONV BND | 5,620,000 | $6,057,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 199,524 | $6,054,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 566,339 | $6,042,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 103,232 | $6,039,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 206,482 | $6,038,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 409,086 | $6,038,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 342,183 | $6,037,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,536,214 | $6,037,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 209,865 | $6,027,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 396,684 | $6,014,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 225,357 | $6,007,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 40,001 | $6,002,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 189,164 | $6,001,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6,794 | $6,000,000 | thousands by filing date | |
| FHLB ACTIVITY SHARES | 4569FHLB0 | COM | 6,000,000 | $6,000,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 469,548 | $5,998,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 320,355 | $5,990,000 | thousands by filing date | |
| Horizon Pharma Investment Ltd | 44052TAA9 | Corporate | 6,000,000 | $5,989,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,300,000 | $5,977,000 | thousands by filing date | principal |
| WP GLIMCHER IN | 92939N102 | COM | 563,222 | $5,976,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 187,305 | $5,975,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 240,634 | $5,973,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 163,643 | $5,964,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 438,505 | $5,964,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 5,500,000 | $5,964,000 | thousands by filing date | principal |
| CEPHEID | 15670R107 | COM | 163,213 | $5,961,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 137,112 | $5,960,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 700,240 | $5,959,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 465,974 | $5,947,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,272,706 | $5,943,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 79,831 | $5,941,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 540,214 | $5,941,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 222,737 | $5,935,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 66,837 | $5,933,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 7,170,000 | $5,933,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 521,192 | $5,932,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 4,500,000 | $5,931,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 258,801 | $5,927,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 250,830 | $5,914,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,940,000 | $5,914,000 | thousands by filing date | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 332,377 | $5,883,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 161,228 | $5,881,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 213,812 | $5,868,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 318,584 | $5,865,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 647,745 | $5,862,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,153,186 | $5,858,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 188,517 | $5,855,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 43,455 | $5,849,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 66,012 | $5,834,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 45,665 | $5,833,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 197,077 | $5,828,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 606,733 | $5,825,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 342,725 | $5,799,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 137,481 | $5,784,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 393,560 | $5,779,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 101,183 | $5,774,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 368,458 | $5,772,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 212,664 | $5,767,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 5,600,000 | $5,764,000 | thousands by filing date | principal |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 196,483 | $5,737,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 655,957 | $5,734,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 334,537 | $5,732,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,539,953 | $5,728,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 212,222 | $5,726,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,881,000 | $5,723,000 | thousands by filing date | principal |
| HUBSPOTINC | 443573100 | STOK | 101,574 | $5,720,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 108,264 | $5,689,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 203,971 | $5,687,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 895,600 | $5,686,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 165,621 | $5,676,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 68,317 | $5,673,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 3,939,999 | $5,673,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 144,152 | $5,668,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 919,532 | $5,657,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 85,693 | $5,656,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 657,455 | $5,656,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 334,753 | $5,642,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 606,643 | $5,640,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 228,112 | $5,634,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,800,000 | $5,626,000 | thousands by filing date | principal |
| HORMEL FOODS CORP COM | 440452100 | Stock | 71,103 | $5,622,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 296,471 | $5,609,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 73,260 | $5,599,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 204,836 | $5,596,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 341,870 | $5,576,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 112,155 | $5,574,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 301,351 | $5,561,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 104,868 | $5,558,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 6,010,000 | $5,545,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 97,443 | $5,529,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 382,721 | $5,515,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,380,000 | $5,508,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 80,643 | $5,505,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 346,853 | $5,504,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 229,378 | $5,498,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 120,740 | $5,493,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 71,389 | $5,487,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 64,333 | $5,485,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 157,112 | $5,484,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 928,897 | $5,481,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 381,264 | $5,478,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 177,169 | $5,472,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 233,262 | $5,470,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 154,156 | $5,457,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 134,297 | $5,446,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 204,928 | $5,446,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 200,034 | $5,432,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 418,871 | $5,430,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 335,837 | $5,424,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 688,888 | $5,408,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 80,014 | $5,401,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 87,957 | $5,399,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 201,561 | $5,393,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46,670 | $5,389,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 233,868 | $5,374,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 177,594 | $5,371,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 296,225 | $5,365,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 113,213 | $5,352,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 103,859 | $5,349,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 341,947 | $5,334,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 229,190 | $5,333,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 186,676 | $5,326,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,825,925 | $5,313,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 67,840 | $5,308,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 126,234 | $5,294,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 109,825 | $5,294,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 577,010 | $5,291,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 125,461 | $5,288,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 49,609 | $5,280,000 | thousands by filing date | |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 5,940,000 | $5,277,000 | thousands by filing date | principal |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 56,349 | $5,275,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 113,521 | $5,268,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 131,155 | $5,258,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 857,330 | $5,257,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 181,550 | $5,249,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 105,817 | $5,249,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 119,120 | $5,247,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 301,672 | $5,247,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 271,655 | $5,246,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 52,761 | $5,236,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 105,605 | $5,225,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 394,332 | $5,218,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 6,940,000 | $5,218,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 46,697 | $5,211,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 167,659 | $5,209,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 501,824 | $5,163,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 63,269 | $5,158,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 120,593 | $5,156,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 614,753 | $5,152,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAK5 | CONV BND | 13,400,000 | $5,133,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014114 | this filing | 2016-02-11 | acceptance time not in the bulk data set |