13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 9,072 holding rows worth $103,784,687,000.
- Accession
- 0000950123-15-012233
- Filer
- CIK 1423053
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,739 entries on the cover page, a total value of $103,784,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,784,687,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOUNT INTL INC NEW | 095180905 | CALL | 3,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 485 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 18,992 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 11,709 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTU FINL INC | 928254901 | CALL | 700 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A905 | UT LTD PTN INT | 700 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PTC INC | 69370C900 | COM | 500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M909 | COM | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 1,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 541 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 54,967 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,867 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104100 | COM | 137,623 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 177,527 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 32,304 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 556 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N957 | Cmn | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571908 | Cmn | 600 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E903 | COM | 16,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T900 | COM | 5,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R900 | COM | 500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 18,611 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P908 | CALL | 1,400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M955 | PUT | 4,500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773400 | COM NEW | 14,292 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57061R956 | Cmn | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 219,637 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC CMN STOCK | 589499952 | Cmn | 2,300 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 14,981 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,157 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 2,500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOGEN INC | 45780L904 | CALL | 300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 2,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC | 56117J900 | CALL | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 13,470 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864957 | PUT | 1,600 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693106 | COM | 16,976 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 40,836 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 15,043 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RLJ ENTMT INC | 74965F104 | COM | 30,648 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,016 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 18,888 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 24,388 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATARAM CORP | 238108302 | COM | 12,208 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP CMN STOCK | 909218959 | Cmn | 1,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP CMN STK | 091826907 | Cmn | 1,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 5,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 8,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 19,030 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U901 | COM | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 13,566 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017951 | PUT | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GANNETT CO INC | 36473H904 | CALL | 1,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHECK CAP LTD | M2361E112 | SHS | 6,813 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 13,240 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B950 | PUT | 2,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N904 | Cmn | 8,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 230 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 11,500 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772959 | COM | 6,900 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660956 | PUT | 1,600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 35,807 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 13,486 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 22,873 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTERNATION | 82706L908 | COM | 3,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 1,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 8,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 5,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 16,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L906 | COM | 12,900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 6,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X956 | PUT | 2,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H900 | CALL | 5,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R954 | PUT | 3,500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 5,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 9,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 13,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824954 | PUT | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 4,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U905 | COM | 800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794958 | COM | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF THE OZARKS | 063904106 | COM | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462952 | COM | 200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,225 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 10,278 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388100 | TR UNIT | 9,698 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 11,309 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 12,410 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rex Energy Corp | 761565950 | PUT | 6,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 5,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B951 | Cmn | 9,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P951 | COM | 10,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482957 | PUT | 500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P954 | PUT | 1,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 52,377 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103902 | CALL | 6,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 2,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROHIVE NETWORKS INC | 007786956 | PUT | 2,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,549 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314951 | Cmn | 8,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K951 | SHS NEW | 6,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 1,323 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382106 | COM | 791 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 855 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B905 | COM | 600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F905 | COM | 2,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 2,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 1,900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092959 | COM | 1,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 14,276 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 9,799 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 66,109 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 5,900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES SHORT DOW30 | 74347R951 | COM | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768902 | COM | 27,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 8,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP958 | Cmn | 2,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 6,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 11,317 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 10,230 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 9,800 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X952 | PUT | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q959 | PUT | 4,800 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TR AMER INC | 42225P951 | COM | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P900 | CALL | 2,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J950 | PUT | 2,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C900 | CALL | 6,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 20,558 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 3,900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 14,318 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V905 | Cmn | 5,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 248 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L903 | COM | 4,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 3,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,361 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRICURE INC | 04963C959 | PUT | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 28,148 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 59,362 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 26,380 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4,849 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRX INC | 19422J108 | COM | 15,506 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST MINES INC | 828365106 | COMMON | 11,935 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 18,450 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 34,038 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 24,803 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182950 | Cmn | 1,800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 4,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W906 | Cmn | 2,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J954 | Cmn | 1,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 4,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 5,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N954 | Cmn | 19,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 13,598 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 5,700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355904 | COM | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 2,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E903 | COM | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360907 | COM NEW | 6,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B957 | SHS | 1,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U954 | PUT | 3,700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 7,639 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 1,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W952 | PUT | 1,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 6,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 210 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 2,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637906 | Cmn | 4,500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W952 | Cmn | 13,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 1,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B907 | COM | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740900 | CALL | 1,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885902 | CALL | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,170 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,394 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483954 | COM | 700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 10,376 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,591 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 18,558 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 13,309 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 51,225 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 36,095 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 4,400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 8,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 8,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 11,900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328951 | COM | 12,900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693956 | COM CL A | 11,200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 5,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481957 | PUT | 700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q954 | PUT | 1,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FREESEAS INC | Y26496193 | Cmn | 68,821 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499902 | COM | 1,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R905 | COM NEW | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYSTEMS CORP CMN STOCK | 25848T959 | Cmn | 1,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 843 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543951 | COM | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC | 115236901 | COM | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405952 | COM | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,703 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 8,713 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 30,152 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Professional Diversity Network | 74312y103 | COM | 11,986 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 56 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 44,317 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 1,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 12,675 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780907 | Cmn | 1,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS LP COMMON STOCK | 63900P903 | Cmn | 3,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 3,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 2,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694905 | Cmn | 2,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 5,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 1,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNUM HUNTER RESOURCES CORP | 55973B952 | Cmn | 27,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354902 | COM | 50,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 10,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 3,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC | 879360955 | PUT | 100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 19,284 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W950 | COM | 1,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M901 | CALL | 3,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174900 | COM | 10,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB US DOLLAR INDEX | 73936D956 | PUT | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 16,220 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE GROUP INC | 198280909 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 1,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP | 320771957 | PUT | 2,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMS HEALTH HOLDINGS INC | 44970B909 | Cmn | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON OFFSHORE PLC | G6S01W958 | Cmn | 36,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 312 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 25,611 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 24,998 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 55,424 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P956 | COM | 2,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536908 | COM | 600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 2,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 26,093 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 25,368 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,969 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10,465 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 625 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,379 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N905 | COM | 4,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738901 | COM | 21,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N906 | COM | 11,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 308 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACORN INTL INC | 004854105 | SPON ADR | 11,672 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 3,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC CMN STOCK | 817337955 | Cmn | 4,800 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NISKA GAS STORAGE PARTNERS LLC | 654678951 | Cmn | 2,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 7,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 4,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 3,900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730953 | SH BEN INT | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268901 | COM | 3,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E955 | PUT | 3,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F958 | PUT | 600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T900 | COM | 1,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 2,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 15,043 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406900 | CALL | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC | 866674954 | COM | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W908 | CL A | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944959 | SHS | 1,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 5,700 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 2,900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P903 | CALL | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 26,170 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 4,154 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664908 | COM | 3,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662956 | Cmn | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 1,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J957 | Cmn | 9,900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP NEW | 76169B952 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 1,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087953 | PUT | 6,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVALANCHE BIOT | 05337G107 | Common Stock | 825 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 889 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 3,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLUE BUFFALO PET PRODS INC | 09531U902 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G959 | Cmn | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 6,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K953 | Cmn | 5,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P901 | Cmn | 15,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 2,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 2,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E957 | COM | 6,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 13,556 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC COMMON STOCK | 98950P954 | Cmn | 5,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHILDRENS PL INC NEW | 168905107 | COM | 96 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 30,885 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 6,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491902 | COM | 1,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R951 | COM | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543901 | COM | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872952 | COM NEW | 600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 26,923 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P909 | CALL | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732952 | PUT | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 3,844 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,759 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTERNATION | 82706L958 | COM | 1,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 3,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W953 | Cmn | 1,200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 1,700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645908 | COM | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M909 | COM | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 1,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 12,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 4,843 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229950 | PUT | 1,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROHIVE NETWORKS INC | 007786906 | CALL | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U901 | CALL | 3,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY SNACK BRANDS | 03211L902 | COM | 600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 4,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 1,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P952 | PUT | 8,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693906 | COM CL A | 6,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086951 | COM | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 16,912 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BWX TECHNOLOGIES INC | 05605H950 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K903 | CALL | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R901 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X902 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409108 | COM | 128 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMTURA CORP | 163893209 | COM NEW | 169 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,287 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P908 | Cmn | 3,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 12,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 1,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 4,700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 14,800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 2,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 2,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265954 | Cmn | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 21,590 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 20,879 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D954 | COM | 2,500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904908 | COM | 4,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E905 | COM | 2,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T901 | COM | 1,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487955 | PUT | 2,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EnerJex Resources Inc | 292758406 | COM | 11,144 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178953 | Cmn | 9,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252959 | PUT | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730955 | PUT | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B900 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST CMNTYS INC | 13466Y905 | CALL | 900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K901 | SHS NEW | 2,200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081904 | Cmn | 6,600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A906 | Cmn | 3,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V955 | Cmn | 2,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP | 505743954 | CL A | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,357 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 11,078 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC | 302081954 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G952 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 301 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P906 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 549 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,272 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 11,774 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q901 | COM | 25,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 2,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 1,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 3,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 3,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 8,700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 1,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A907 | COM | 28,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LRR ENERGY LP | 50214A904 | COM | 1,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X906 | CALL | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F908 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W900 | CALL | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W902 | CALL | 3,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314901 | CALL | 2,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 2,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 123 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,570 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 119 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 2,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J950 | COM | 1,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,298 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P959 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC | 624756952 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 8,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PTS AMER INC | 620071950 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 4,373 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 6,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T906 | Cmn | 1,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 2,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N904 | Cmn | 6,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 1,300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 2,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360957 | COM NEW | 1,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174950 | COM | 2,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043901 | COM | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420908 | COM | 600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275958 | PUT | 1,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G950 | PUT | 1,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 1,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEB INC | 125134106 | COM | 46 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8POINT3 ENERGY PARTNERS LP | 282539955 | PUT | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 2,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396958 | Cmn | 1,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N908 | Cmn | 700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP | 05501X900 | Cmn | 500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021951 | Cmn | 4,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TRUST | 21870U905 | Cmn | 600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,468 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS GROUP AG SHS | H42097107 | Stock | 94 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 178 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 109 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 899 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 7,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W950 | COM NEW | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E954 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 185 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215909 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215959 | COM NEW | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 6,891 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 3,863 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WILDERH CLEAN EN | 73935X900 | COM | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 10,864 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 2,650 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M103 | COM | 9,401 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORUM ENERGY TECHNOLOGIES IN | 34984V950 | Option | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 2,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 2,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NISKA GAS STORAGE PARTNERS LLC | 654678901 | Cmn | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W956 | COM | 800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F955 | COM NEW | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 11,300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E953 | COM | 2,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730903 | SH BEN INT | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A957 | COM | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310957 | COM | 3,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J959 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L905 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F952 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M951 | PUT | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 1,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 1,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082958 | PUT | 2,400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS I | 772081954 | PUT | 2,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUM HLDG CORP | 65542W906 | COM NEW | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC CMN STK | 306137900 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC CMN STK | 306137950 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WATER RESOURCES | 73935X955 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 46 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 370 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K104 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K903 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282905 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236956 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U954 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENCOR INC | 98401F905 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 3,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACOR HOLDINGS INC | 811904101 | COM | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-012233 | this filing | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-013517 | added | 2016-02-08 | acceptance time not in the bulk data set |