13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 9,072 holding rows worth $103,784,687,000.
- Accession
- 0000950123-15-012233
- Filer
- CIK 1423053
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,739 entries on the cover page, a total value of $103,784,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,784,687,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEALTHGAS INC | Y81669106 | COM | 8,050 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,751 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U955 | COM | 2,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A953 | PUT | 4,600 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 89,910 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANTRONICS INC | 727493958 | COM | 700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 11,900 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROFIN SINAR TECHNOLOGIES INC | 775043902 | COM | 1,400 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 16,241 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER L B CO | 350060959 | PUT | 2,900 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L954 | PUT | 2,700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 2,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 25,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K950 | PUT | 13,600 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP | 76120W958 | COM NEW | 3,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 6,150 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INC RESH HLDGS INC | 45329R909 | CALL | 900 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 586 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 557 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 3,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210955 | PUT | 1,900 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 3,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC | 379577958 | CL A | 1,700 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,327 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 3,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTA PHARMACEUTICALS CORP | 87162T956 | Cmn | 20,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 48,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 8,600 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V954 | COM | 2,700 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL BLDG PRODS INC | 211171903 | CALL | 1,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C950 | PUT | 17,400 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q957 | PUT | 7,800 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q958 | COM | 13,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M908 | Cmn | 1,900 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388900 | CALL | 27,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 4,686 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC | 55024U959 | PUT | 2,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BWX TECHNOLOGIES INC | 05605H900 | COM | 1,300 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 1,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP | 505743904 | CL A | 2,400 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,843 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 18,942 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,046 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882956 | COM | 64,300 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077955 | Cmn | 2,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045958 | Cmn | 1,700 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COMMON STOCK | 395259954 | Cmn | 1,200 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X951 | COM | 1,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,580 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D952 | PUT | 3,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELMOND LTD | G1154H907 | CALL | 3,400 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,021 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HOLDINGS GP LP | 01861G950 | PUT | 1,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVSL INC | 12665T206 | Cmn | 20,533 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DILLARDS INC CL A | 254067101 | Stock | 376 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340953 | COM | 2,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210905 | COM | 1,800 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483904 | CALL | 2,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIMPSON MFG INC | 829073955 | PUT | 1,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297909 | CALL | 2,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 56,252 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 12,445 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 11,910 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 21,549 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 900 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y902 | COM | 6,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 109,536 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 8,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L905 | Cmn | 3,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 40,973 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER L B CO | 350060909 | COM | 2,700 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P958 | COM | 2,900 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFRAREIT INC | 45685L950 | PUT | 1,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T951 | PUT | 12,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077902 | CALL | 2,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 9,618 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E107 | Cmn | 31,645 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M953 | Cmn | 7,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K903 | Cmn | 24,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 525 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 418 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669956 | SHS | 7,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 168,484 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 61,272 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 6,950 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHIBRO ANIMAL HEALTH CORP | 71742Q956 | PUT | 1,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,201 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 10,175 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 3,547 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 722 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 32,744 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N956 | COM | 44,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 23,381 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE CMN STOCK | 402629908 | Cmn | 5,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR PARTNERS LP | 126633956 | Cmn | 3,400 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER BAY RLTY TR CORP | 82735Q902 | COM | 2,000 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V956 | SH BEN INT | 14,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q952 | COM | 2,800 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,181 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748101 | COM | 1,557 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X905 | COM NEW | 8,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M959 | COM | 4,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 3,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 8,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900956 | COM | 600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 14,140 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 41,906 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 1,173 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 33,888 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMTC CORP | 832682207 | COM NEW | 20,288 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 5,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J951 | COM | 8,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 2,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N902 | CL A | 900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T950 | COM | 4,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 209,941 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245952 | ORD SHS | 4,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 171 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIX COM LTD SHS | M98068105 | Stock | 1,719 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPRO INC | 29355X107 | COM | 768 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P953 | COM | 2,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076954 | COM | 1,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772909 | COM | 15,300 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 51,201 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL STORAGE AFFILIATES | 637870956 | PUT | 2,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 41,998 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 149,189 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 1,597 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 3,935 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTSHRT BASIC MAT | 74347X958 | COM | 700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405950 | Cmn | 2,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK WHITNEY CORPORATION | 410120959 | PUT | 1,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K907 | CALL | 14,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 11,900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY LP | 874696957 | PUT | 1,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q951 | PUT | 3,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 51,032 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGI LABS INC | 449575909 | COM | 4,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 5,727 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5,236 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 2,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD TAX-MANAGED FDS | 921943908 | VAN FTSE DEV MKT | 800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOELIS & CO | 60786M905 | CL A | 1,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 10,600 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M902 | COM | 4,400 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J903 | COM | 4,400 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M906 | COM | 2,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INS CORP | 910710902 | CALL | 2,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 22,629 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 11,055 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630953 | COM | 1,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939906 | COM | 1,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 2,400 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572953 | Cmn | 27,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EAGLE ROCK ENERGY PARTNERS | 26985R954 | Cmn | 23,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 148411901 | COM | 13,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T901 | COM | 1,500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GROUP INC | 69924R908 | COM | 1,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q955 | PUT | 3,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U952 | PUT | 2,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U951 | PUT | 1,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP DEL | 55027E952 | PUT | 1,700 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H950 | PUT | 10,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 20,700 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549904 | Cmn | 4,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTL INC | 73936N955 | Cmn | 2,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BADGER METER INC COM | 056525108 | Stock | 487 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 7,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOYD GAMING CORP | 103304901 | COM | 1,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 4,800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGAL REXNORD CORPORATION | 758750903 | COM | 500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536958 | COM | 2,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 4,200 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 2,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 11,604 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,740 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 29,174 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTURA CORP | 883211104 | COM | 1,072 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,737 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETROLEUM LTD | 707887905 | COM | 62,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 25,090 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 51,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563904 | Cmn | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 19,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 1,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P958 | COM | 17,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T906 | COM | 10,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 12,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525952 | PUT | 2,800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U900 | COM NEW | 4,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 1,875 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L950 | COM | 13,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396908 | Cmn | 16,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP | 05501X950 | Cmn | 4,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 297 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V958 | COM | 2,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 3,100 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,189 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 104,673 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 296,916 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 12,816 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 8,893 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS LP COMMON STOCK | 63900P953 | Cmn | 10,500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 31,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBE SPECIALTY METALS INC | 37954N956 | Cmn | 2,200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELTEK LTD | M40184109 | ORD | 22,339 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 47,452 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 28,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121900 | CALL | 1,300 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PerkinElmer Inc | 73936B957 | COM | 2,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP | 295625907 | COM | 6,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORP CMN STK | 361086901 | Cmn | 4,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890109 | COM | 736 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,176 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINGSTOP INC | 974155953 | PUT | 1,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 2,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X906 | NASDAQ CYB ETF | 1,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 7,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282955 | PUT | 2,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 9,918 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,286 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 41,381 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 24,703 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ISE-REV NAT GAS | 33734J952 | COM | 4,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270953 | Cmn | 2,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 9,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 8,700 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 12,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 27,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755959 | PUT | 1,800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 6,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 19,041 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,939 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 3,800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEPHONE & DATA SYS INC | 879433959 | COM NEW | 1,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,908 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141951 | PUT | 3,100 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865908 | COM | 40,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 813 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233909 | Cmn | 1,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624R956 | COM | 1,300 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 30,559 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTD COS INC | 30281V108 | COM | 850 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J958 | PUT | 4,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W952 | COM | 21,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC | 64976L909 | CALL | 2,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC | 98872E108 | COM | 51,525 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALEN ENERGY CORP | 87422J905 | Cmn | 2,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 6,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F957 | PUT | 8,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 2,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENCOR INC | 98401F955 | PUT | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X955 | PUT | 6,900 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 23,043 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,083 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,963 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275952 | COM | 1,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BILL BARRETT CORP | 06846N904 | COM | 7,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 3,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 1,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375958 | Cmn | 2,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 1,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4,381 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J908 | CALL | 3,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E907 | Cmn | 22,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W902 | Cmn | 30,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD WAYPOINT RESIDENTL | 85571W959 | Cmn | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN PARTNERS LLC | Y8977Y950 | PUT | 2,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,017 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 4,484 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cynosure, Inc. | 232577205 | COM | 763 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 32,893 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 22,232 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 45,274 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX RENT CORP COM | 297187106 | Common | 63,488 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265904 | COM | 1,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N955 | COM | 13,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 14,613 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 46,705 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 138,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J906 | COM | 4,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W951 | COM | 3,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 2,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 12,717 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 68,045 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X905 | OPTION | 2,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 2,306 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W908 | CALL | 6,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 3,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A907 | Cmn | 10,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842955 | Cmn | 3,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 764 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 4,638 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 2,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 17,087 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,152 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,930 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406950 | PUT | 1,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R957 | PUT | 1,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G902 | CL A | 1,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,916 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 800 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 27,866 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 69,592 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 11,283 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196903 | Cmn | 8,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC CMN STOCK | 75605L958 | Cmn | 5,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 12,232 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355954 | COM | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 7,500 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q958 | PUT | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TR AMER INC | 42225P901 | CALL | 900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 12,292 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 12,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G900 | CALL | 11,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 4,700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 16,156 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E907 | Cmn | 20,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 380 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,809 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,265 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,966 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648903 | COM | 800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 47,320 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G952 | PUT | 1,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576956 | PUT | 2,100 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 192,275 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B958 | ETF | 400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 11,049 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 19,593 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,923 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 10,484 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 21,559 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMS HOLDINGS CORP CMN STK | 40425J951 | Cmn | 2,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MEDICAL GROUP INC | 98235T957 | Cmn | 1,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 9,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 8,600 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 61,372 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 38,350 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 13,066 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T902 | COM | 1,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYREN LTD | M26895108 | SHS | 11,750 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605954 | PUT | 10,600 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKS INTL N V | N33462957 | COM | 1,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 20,475 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 34,171 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 6,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R952 | Cmn | 17,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC | 898570956 | Cmn | 2,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 12,621 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,576 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 21,561 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESWELL INDS INC | 250639101 | COM | 13,182 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 23,715 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755958 | PUT | 800 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 11,435 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 24,715 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 38,176 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC | 25213A107 | COM | 149,830 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 21,131 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 23,815 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279902 | COM | 27,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTERNATIONAL | 81763U900 | COM | 5,100 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 35,283 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTER BANCORP INC | 736233107 | COM | 14,218 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 11,817 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 124,339 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 31,675 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G953 | Cmn | 2,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 7,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 24,289 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NAT GAS INC | 720186905 | COM | 500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 15,817 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U904 | CALL | 6,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA COML CR INC | 16891K103 | COM | 32,949 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035905 | CALL | 3,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 100,961 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A909 | CALL | 1,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 492 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N955 | PUT | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 3,700 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L900 | COM | 9,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 10,162 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORNIER N V | N87237958 | SHS | 1,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 257 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 48,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 5,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,561 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP | 371901909 | CALL | 1,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 14,184 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 19,550 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP | 747277101 | COM | 1,859 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 18,103 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 12,899 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 7,484 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 30,055 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 12,087 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,431 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 111,522 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 4,656 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768952 | COM | 43,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751103 | SHS | 53,785 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 12,441 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE9 LTD | 88337K104 | ADR | 17,354 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 7,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 2,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J907 | Cmn | 25,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 3,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588959 | COM | 15,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 14,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T952 | PUT | 900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14,122 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 1,171 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605904 | CALL | 9,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 333 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYS INC | 628852904 | CALL | 1,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785952 | PUT | 3,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 10,470 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B955 | PUT | 1,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 11,972 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 14,895 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 13,605 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLORI ENERGY INC | 379606106 | Cmn | 25,005 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 19,986 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANAR SYSTEMS INC CMN STK | 726900903 | Cmn | 3,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 45,635 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,568 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 11,993 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607907 | CALL | 400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 1,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 38,262 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,947 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX SHIPS INC | Y09675102 | CMN | 30,268 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 11,736 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC | 817337905 | Option | 10,300 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 1,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848959 | Cmn | 1,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 2,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 17,679 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P901 | COM | 1,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903950 | COM | 1,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 34,879 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,811 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 14,288 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C952 | PUT | 2,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X906 | CL A NEW | 1,600 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP | 295625957 | PUT | 4,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC | 300415906 | Cmn | 2,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC | 300415956 | Cmn | 2,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 22,617 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 162 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J900 | CALL | 8,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 1,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST HORIZON CORPORATION | 320517955 | COM | 1,200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301909 | CALL | 1,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONALDSON INC | 257651959 | PUT | 600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236906 | CALL | 2,800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC NEW | 282914950 | COM | 2,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 9,083 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINES MGMT INC | 603432105 | COM | 65,145 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 77,254 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T109 | COM | 1,738 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 90,329 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 26,424 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 9,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L958 | COM | 3,500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHMARK CORP | 891027954 | COM | 300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 16,854 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 13,660 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 102,541 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 11,887 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICON INDS INC | 925811101 | COM | 11,225 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 3,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 5,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 9,800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC | 72348P954 | Cmn | 400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 6,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 18,296 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEDEAL INC | 538144304 | COM NEW | 10,209 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 24,854 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,006 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G902 | COM | 900 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL FST PRODS INC | 913543954 | COM | 300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V906 | SH BEN INT | 7,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129901 | COM | 3,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q902 | COM | 1,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 18,125 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 39,227 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388950 | Cmn | 13,500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 15,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 2,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-012233 | this filing | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-013517 | added | 2016-02-08 | acceptance time not in the bulk data set |