13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,308 holding rows worth $6,113,765,000.
- Accession
- 0000950123-15-011967
- Filer
- CIK 1569391
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 3,313 entries on the cover page, a total value of $6,113,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,113,765,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 92,586 | $53,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 32,657 | $53,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 26,024 | $53,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 28,837 | $53,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,425 | $52,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 20,429 | $52,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 11,270 | $52,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 43,125 | $51,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,205 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 14,981 | $51,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,732 | $50,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,029 | $50,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 14,256 | $50,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 21,539 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 60,874 | $49,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 59,865 | $48,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,609 | $48,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,022 | $48,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 27,100 | $47,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 10,195 | $47,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,039 | $47,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 11,034 | $47,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 13,861 | $47,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,854 | $46,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 21,282 | $46,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,751 | $45,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 27,542 | $45,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 88,429 | $45,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,169 | $44,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,640 | $44,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 23,336 | $44,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,463 | $44,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 16,238 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 12,506 | $44,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,324 | $43,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 10,100 | $43,000 | thousands by filing date | call |
| ZYNGA INC - CL A | 98986T958 | COM | 18,700 | $43,000 | thousands by filing date | put |
| MARA HLDGS INC | 56585W203 | COM | 23,084 | $43,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 31,472 | $43,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 25,652 | $43,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 55,982 | $43,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,136 | $42,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 17,890 | $42,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 61,894 | $42,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 26,865 | $42,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 12,179 | $42,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 24,330 | $42,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 45,226 | $42,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,276 | $41,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 28,017 | $41,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 57,576 | $41,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 18,797 | $41,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 33,545 | $41,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 34,336 | $41,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,483 | $40,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 20,968 | $40,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,630 | $40,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 28,177 | $40,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 47,443 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,245 | $40,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 22,532 | $40,000 | thousands by filing date | |
| ARCH COAL INC | 039380958 | Cmn | 12,000 | $40,000 | thousands by filing date | put |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 21,048 | $40,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 24,910 | $39,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 18,401 | $39,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 100,900 | $39,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 37,531 | $39,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 30,274 | $39,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 12,803 | $39,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 53,649 | $39,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 23,610 | $39,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 105,756 | $39,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,439 | $38,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,060 | $38,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,148 | $38,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 10,920 | $38,000 | thousands by filing date | |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 10,500 | $38,000 | thousands by filing date | call |
| GLOBALSCAPE INC | 37940G109 | COM | 11,487 | $38,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 59,603 | $37,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,405 | $36,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 56,406 | $36,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 40,455 | $36,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 15,000 | $36,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,750 | $35,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 14,727 | $35,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 125,874 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y900 | COM | 20,400 | $35,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 62,566 | $35,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,949 | $34,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 24,202 | $34,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,041 | $34,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 45,513 | $34,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 182,735 | $34,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 30,207 | $33,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 41,259 | $33,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 21,375 | $33,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,308 | $32,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 13,785 | $32,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,455 | $32,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 18,291 | $32,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 47,582 | $32,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 188,731 | $31,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,395 | $31,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 29,544 | $31,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 11,276 | $30,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,368 | $30,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 28,471 | $30,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,496 | $30,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 11,085 | $29,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 21,626 | $29,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 73,122 | $29,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 47,864 | $29,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 12,800 | $29,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 46,396 | $29,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 14,856 | $29,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 25,334 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 40,380 | $28,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 148,681 | $28,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 30,769 | $28,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 56,369 | $28,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 19,109 | $28,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 10,924 | $27,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 15,147 | $27,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 57,648 | $27,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 13,607 | $27,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 16,297 | $27,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 28,453 | $26,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,216 | $26,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 15,487 | $26,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 53,561 | $26,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 18,863 | $26,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 17,978 | $26,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 16,248 | $26,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 31,116 | $26,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 19,225 | $26,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,470 | $25,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,334 | $25,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 14,600 | $25,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 29,031 | $25,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 11,700 | $25,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 12,433 | $25,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 26,026 | $25,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 37,450 | $25,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 13,970 | $25,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 11,949 | $25,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,069 | $24,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 26,017 | $24,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 11,201 | $24,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 63,975 | $24,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 13,935 | $23,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 27,960 | $23,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 37,091 | $22,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,380 | $22,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,131 | $22,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 11,929 | $22,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 31,465 | $22,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 10,425 | $22,000 | thousands by filing date | |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 27,788 | $22,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 28,816 | $21,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,424 | $21,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 14,463 | $21,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 37,744 | $21,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,365 | $21,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 23,052 | $21,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 15,646 | $21,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 19,923 | $21,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,044 | $20,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 22,051 | $20,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 20,141 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 27,656 | $20,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 13,506 | $20,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 19,825 | $20,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 21,721 | $20,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 10,900 | $20,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 58,082 | $20,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,685 | $20,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,231 | $20,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 23,198 | $20,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 14,800 | $20,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 19,676 | $19,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,470 | $19,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,323 | $19,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,320 | $19,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y950 | COM | 10,900 | $19,000 | thousands by filing date | put |
| NET ELEMENT INTL INC | 64111R102 | CMN | 120,229 | $19,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,601 | $18,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 103,874 | $18,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 14,505 | $18,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 46,222 | $18,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,110 | $18,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 29,516 | $18,000 | thousands by filing date | |
| VAPOR CORP DEL | 922099304 | Cmn | 38,003 | $18,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 33,442 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 43,215 | $17,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 44,108 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 14,264 | $17,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,819 | $17,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 30,687 | $17,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 83,744 | $16,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,448 | $16,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18,194 | $16,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 144,802 | $16,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 53,625 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 57,434 | $16,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 16,599 | $16,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 36,199 | $16,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,740 | $16,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 40,075 | $16,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 37,701 | $15,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 63,813 | $15,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 21,537 | $15,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 17,772 | $15,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,501 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 32,174 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 14,602 | $14,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 34,504 | $14,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 49,470 | $14,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 11,067 | $14,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 19,450 | $14,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 79,586 | $14,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,347 | $13,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 18,251 | $13,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 10,443 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 37,702 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 41,499 | $12,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,108 | $12,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 17,203 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 35,824 | $12,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 15,526 | $12,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 11,523 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,347,714 | $12,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 24,981 | $12,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 30,506 | $11,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 39,436 | $11,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 22,167 | $11,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 35,743 | $11,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 20,160 | $11,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 24,451 | $11,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 18,904 | $11,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 28,413 | $10,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 23,017 | $10,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 30,810 | $10,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 16,941 | $10,000 | thousands by filing date | |
| PERSEON CORP | 715270203 | Cmn | 31,783 | $10,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,727 | $9,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 11,648 | $9,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 26,670 | $9,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 25,726 | $9,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 15,380 | $9,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 10,950 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 13,917 | $8,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,197 | $8,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 39,603 | $8,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 22,751 | $8,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 12,427 | $8,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 11,000 | $8,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 27,740 | $7,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 19,126 | $7,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 12,959 | $7,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 43,653 | $7,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 14,619 | $7,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 17,282 | $6,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 10,204 | $6,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 12,830 | $6,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 13,820 | $6,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 4,179,282 | $6,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 11,692 | $5,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 10,986 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 17,943 | $5,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 55,665 | $5,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 11,119 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,417 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 13,538 | $4,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 13,924 | $4,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 17,584 | $4,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 43,739 | $4,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 10,829 | $4,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 15,266 | $3,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 14,662 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 11,235 | $3,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 20,737 | $3,000 | thousands by filing date | |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 125,336 | $3,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 10,856 | $3,000 | thousands by filing date | |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $3,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 37,453 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 19,944 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 13,287 | $2,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 11,684 | $2,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 63,086 | $2,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 401,011 | $2,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 10,298 | $2,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 12,414 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 41,557 | $2,000 | thousands by filing date | |
| PRESIDENTIAL RLTY NEW CL B | 741004204 | COM | 31,462 | $1,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517115 | *W EXP 10/12/201 | 20,195 | $1,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 20,752 | $1,000 | thousands by filing date | |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 56,695 | $1,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 20,084 | $1,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 13,173 | $1,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 43,368 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 66,104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 19,468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 279,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 664,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMB MUNAI INC | 09656A105 | COM | 56,635 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011967 | this filing | 2015-11-13 | acceptance time not in the bulk data set |