13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 3,308 holding rows worth $6,113,765,000.
- Accession
- 0000950123-15-011967
- Filer
- CIK 1569391
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 3,313 entries on the cover page, a total value of $6,113,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,113,765,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 15,706 | $216,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 2,397 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,461 | $216,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 3,300 | $216,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,252 | $215,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,961 | $215,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,846 | $215,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,603 | $215,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,976 | $215,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 4,700 | $215,000 | thousands by filing date | put |
| PHARMERICA CORP | 71714F104 | COM | 7,545 | $215,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,275 | $214,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,989 | $214,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 2,600 | $214,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 12,217 | $214,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,200 | $213,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 13,456 | $213,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,319 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 3,000 | $213,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733E903 | CALL | 2,100 | $213,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,289 | $212,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,922 | $212,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 5,600 | $212,000 | thousands by filing date | put |
| EAGLE MATLS INC | 26969P908 | COM | 3,100 | $212,000 | thousands by filing date | call |
| LENNAR CORP | 526057954 | CL A | 4,400 | $212,000 | thousands by filing date | put |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 4,433 | $212,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,712 | $211,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,828 | $211,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13,568 | $211,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 15,897 | $210,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,442 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,334 | $210,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,551 | $210,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954M901 | CL A | 7,300 | $210,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 29,250 | $210,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 5,280 | $210,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 9,006 | $209,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 11,508 | $209,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 19,283 | $209,000 | thousands by filing date | |
| SINA CORP | G81477954 | COM | 5,200 | $209,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 12,798 | $209,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,066 | $208,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,051 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,499 | $208,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,263 | $208,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 7,000 | $208,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,909 | $208,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 3,300 | $208,000 | thousands by filing date | call |
| AETNA INC | 00817Y958 | COM | 1,900 | $208,000 | thousands by filing date | put |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 16,033 | $208,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,066 | $207,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 2,200 | $207,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,608 | $207,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 107,288 | $207,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 16,377 | $207,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,777 | $206,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,568 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 4,539 | $206,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U908 | COM | 6,500 | $206,000 | thousands by filing date | call |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,912 | $206,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,065 | $205,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,245 | $205,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,377 | $205,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 8,794 | $204,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 97,299 | $204,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 19,901 | $204,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,786 | $203,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 11,041 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,405 | $203,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 4,800 | $203,000 | thousands by filing date | call |
| SYSCO CORP | 871829957 | COM | 5,200 | $203,000 | thousands by filing date | put |
| CIGNA CORP | 125509909 | COM | 1,500 | $203,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,779 | $202,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 11,989 | $202,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 12,619 | $202,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,977 | $202,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,879 | $201,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,755 | $201,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 22,925 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,908 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 9,708 | $201,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 35,911 | $201,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,241 | $200,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 11,168 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,931 | $198,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,965 | $198,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,449 | $198,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 19,488 | $198,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,968 | $198,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 26,650 | $197,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 15,044 | $196,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 33,103 | $196,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 11,900 | $196,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,360 | $196,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 18,742 | $195,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 17,991 | $195,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 28,272 | $195,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 34,027 | $195,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 31,930 | $195,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 11,671 | $194,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,063 | $194,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 14,606 | $194,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,004 | $194,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 10,617 | $194,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,969 | $193,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,225 | $193,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 20,865 | $193,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 17,996 | $192,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,545 | $191,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,538 | $190,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 16,515 | $190,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 14,071 | $188,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 13,077 | $188,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 76,300 | $188,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,866 | $187,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 31,120 | $185,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 53,660 | $184,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,826 | $184,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,622 | $183,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F903 | CALL | 29,900 | $183,000 | thousands by filing date | call |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 13,812 | $183,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 13,630 | $182,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,270 | $182,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,767 | $181,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,293 | $181,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 29,833 | $181,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 53,901 | $181,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,479 | $180,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 30,710 | $180,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 42,713 | $179,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,121 | $178,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,115 | $178,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,348 | $178,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 15,263 | $178,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 12,621 | $178,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 98,610 | $178,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,741 | $177,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 12,531 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,177 | $175,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 13,959 | $174,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,517 | $174,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,693 | $173,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,320 | $173,000 | thousands by filing date | |
| KB HOME | 48666K909 | COM | 12,800 | $173,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 12,494 | $172,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S956 | COM | 12,200 | $172,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 16,644 | $172,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,973 | $171,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,688 | $171,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,358 | $170,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 16,491 | $170,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 28,523 | $169,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 15,119 | $169,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 12,500 | $169,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,034 | $168,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,418 | $168,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,565 | $167,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,945 | $167,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,591 | $167,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 12,427 | $167,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,584 | $167,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 13,651 | $167,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 40,304 | $166,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,635 | $166,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,369 | $166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 10,355 | $166,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 15,200 | $166,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,398 | $165,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13,471 | $165,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,669 | $165,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,850 | $165,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 20,567 | $165,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 12,527 | $164,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,289 | $164,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 25,660 | $164,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 15,429 | $163,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 14,659 | $163,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 29,511 | $162,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,574 | $162,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,808 | $161,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,897 | $161,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 24,100 | $161,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 21,335 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 10,027 | $160,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,664 | $160,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,536 | $160,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,589 | $159,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 16,253 | $159,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,512 | $158,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 42,533 | $157,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 11,370 | $156,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,044 | $155,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,326 | $155,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 105,826 | $155,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,505 | $154,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 20,709 | $154,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 25,602 | $154,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 52,105 | $154,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 11,687 | $154,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,857 | $153,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,126 | $153,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 22,411 | $153,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 50,800 | $152,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 28,700 | $152,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 18,745 | $152,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 19,061 | $152,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 10,087 | $151,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 23,135 | $151,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 40,386 | $150,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 19,265 | $150,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 24,521 | $150,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,607 | $149,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 61,795 | $149,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 10,266 | $149,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 13,092 | $149,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 12,810 | $149,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 34,040 | $149,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,592 | $148,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 27,642 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,900 | $148,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 22,186 | $148,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 22,965 | $147,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 23,100 | $147,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,015 | $146,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,096 | $146,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,203 | $146,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 13,918 | $146,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 12,785 | $146,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 15,959 | $145,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,109 | $145,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,872 | $144,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 11,304 | $144,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 57,717 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,936 | $143,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,642 | $142,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 840,970 | $142,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,802 | $142,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,371 | $141,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,732 | $141,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 21,389 | $141,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 73,785 | $141,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 25,045 | $140,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 144,365 | $140,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 18,095 | $139,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 29,897 | $139,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,543 | $138,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,013 | $138,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 40,359 | $138,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,155 | $137,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 49,818 | $137,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 33,589 | $137,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 15,590 | $137,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 13,456 | $136,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 23,318 | $136,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,454 | $136,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,558 | $136,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,069 | $135,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 79,641 | $135,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,269 | $134,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 19,379 | $134,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 129,036 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 16,790 | $132,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,185 | $131,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,456 | $131,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 10,441 | $131,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 28,534 | $131,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 14,166 | $131,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,763 | $131,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,648 | $131,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,885 | $131,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 70,007 | $131,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 224,626 | $130,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 77,034 | $129,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 12,316 | $128,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,725 | $127,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 51,056 | $127,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 39,498 | $126,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,685 | $126,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,500 | $124,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 97,548 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 14,996 | $124,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 75,621 | $124,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,925 | $123,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,365 | $123,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 22,341 | $123,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,683 | $122,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 25,060 | $120,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,049 | $120,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 16,712 | $120,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 74,819 | $120,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 22,069 | $120,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 11,525 | $119,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 17,788 | $118,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215958 | Option | 13,600 | $118,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 16,094 | $117,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,963 | $117,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,842 | $117,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,533 | $117,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 79,060 | $117,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,111 | $116,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 60,614 | $116,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 22,426 | $115,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,037 | $114,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 19,314 | $113,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 41,009 | $113,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 26,290 | $113,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 85,691 | $113,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P909 | COM | 11,500 | $113,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,457 | $112,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,805 | $111,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 67,857 | $111,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 49,034 | $111,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,799 | $111,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 61,779 | $110,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,441 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 15,110 | $110,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 13,714 | $110,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,470 | $109,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,973 | $109,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 68,568 | $109,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,521 | $108,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 37,254 | $108,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,769 | $108,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 263,736 | $108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 54,334 | $107,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,174 | $107,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,723 | $107,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 47,203 | $107,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 13,461 | $106,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 21,478 | $105,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 91,543 | $105,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 51,766 | $104,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,908 | $104,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 14,305 | $104,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,226 | $103,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 14,272 | $103,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 32,930 | $103,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,121 | $102,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,003 | $102,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 12,466 | $101,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,310 | $100,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,758 | $100,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 105,156 | $100,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 80,387 | $100,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,528 | $99,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 93,882 | $99,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 31,838 | $99,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 17,075 | $98,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,329 | $97,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,707 | $97,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,788 | $97,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 13,441 | $96,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 14,584 | $96,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,212 | $95,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 46,870 | $95,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 19,900 | $95,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 14,200 | $95,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,423 | $94,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,711 | $94,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 38,704 | $94,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 203,774 | $94,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 44,584 | $94,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,242 | $93,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 46,798 | $93,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,449 | $93,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 52,783 | $93,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,502 | $92,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,044 | $92,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 94,786 | $92,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 176,453 | $92,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,790 | $91,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 149,219 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K900 | CALL | 30,800 | $89,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,984 | $88,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,301 | $88,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 19,413 | $88,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 33,808 | $88,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 12,983 | $88,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 38,655 | $88,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 14,900 | $88,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,412 | $87,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,466 | $87,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 14,177 | $87,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 13,247 | $87,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 13,630 | $87,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 23,785 | $87,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,515 | $86,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,777 | $86,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 22,337 | $86,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 13,059 | $86,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,082 | $85,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 12,160 | $85,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20,516 | $84,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 83,217 | $84,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 10,884 | $83,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 40,416 | $83,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 63,914 | $82,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 24,788 | $82,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 101,660 | $82,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 8,188,813 | $82,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 12,380 | $81,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 12,233 | $81,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 35,258 | $80,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,293 | $80,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,045 | $80,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,422 | $80,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 33,229 | $80,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 28,607 | $79,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,423 | $78,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 18,500 | $78,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,745 | $78,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 11,047 | $78,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 52,460 | $78,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 46,527 | $78,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,089 | $77,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 16,645 | $77,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,393 | $77,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 61,524 | $77,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 23,925 | $76,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,647 | $76,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,756 | $76,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 42,640 | $76,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 13,577 | $75,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,068 | $75,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 99,923 | $75,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,566 | $75,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,091 | $74,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 23,550 | $74,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,332 | $74,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 13,240 | $74,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,370 | $73,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 16,700 | $73,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 10,313 | $73,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 53,875 | $73,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,035 | $72,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 14,455 | $72,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,015 | $71,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,611 | $70,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,073 | $70,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,307 | $70,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 10,132 | $70,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 42,805 | $69,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 15,353 | $69,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 25,092 | $69,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 41,519 | $69,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 11,674 | $69,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 11,097 | $68,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626956 | COM | 10,700 | $68,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 18,625 | $67,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,021 | $67,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 92,732 | $67,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 32,271 | $67,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 60,961 | $67,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 42,121 | $66,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 13,593 | $66,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 59,335 | $66,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 32,541 | $65,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 35,459 | $65,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,194 | $65,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 60,445 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K950 | PUT | 22,500 | $65,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,353 | $64,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 69,838 | $64,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 57,030 | $63,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,449 | $63,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,151 | $62,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 20,431 | $62,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 22,933 | $62,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 10,832 | $62,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,721 | $61,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 34,575 | $61,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,972 | $61,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,010 | $61,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 14,758 | $61,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,562 | $60,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,017 | $60,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,200 | $60,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 18,877 | $60,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 42,837 | $60,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,703 | $59,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 26,634 | $59,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,683 | $59,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 11,565 | $59,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 43,282 | $59,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 42,430 | $59,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,377 | $58,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 70,000 | $58,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 43,841 | $58,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 23,913 | $58,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 13,100 | $57,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,523 | $57,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,696 | $56,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,650 | $55,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,181 | $55,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 60,826 | $55,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 52,183 | $55,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 30,788 | $54,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 39,796 | $54,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 12,279 | $54,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,279 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011967 | this filing | 2015-11-13 | acceptance time not in the bulk data set |