13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,905 holding rows worth $114,094,824,000.
- Accession
- 0000950123-15-009457
- Filer
- CIK 1423053
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 11,384 entries on the cover page, a total value of $114,094,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,094,824,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMSA HOLDINGS INC | 30255X956 | Cmn | 1,800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 220 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 704 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A905 | UT LTD PTN INT | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,122 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,270 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KORN FERRY | 500643900 | CALL | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 72,431 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 25,220 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 10,002 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 17,278 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX SHIPS INC | Y09675102 | CMN | 14,675 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 14,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 8,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 4,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 10,779 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 11,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W956 | COM | 3,500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 16,819 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDROCK HOSPITALITY CO | 252784951 | PUT | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525952 | PUT | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P950 | PUT | 2,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E909 | Cmn | 1,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730955 | PUT | 2,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 12,008 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 10,578 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 1,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 6,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U905 | COM | 800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 630 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENCOR INC | 98401F905 | CALL | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 11,949 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 16,216 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE CMN STOCK | 402629908 | Cmn | 1,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N954 | Cmn | 23,700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 7,616 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 4,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360907 | COM NEW | 4,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682903 | CALL | 5,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X951 | PUT | 3,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 3,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X955 | PUT | 600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 6,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P955 | COM | 1,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585904 | CALL | 1,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 742 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 360 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 58,027 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X849 | INDX FD | 467 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331905 | CALL | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 3,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BENEFITFOCUS INC | 08180D106 | COM | 263 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 3,759 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N104 | COM | 22,323 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q901 | COM | 19,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 9,098 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 3,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228905 | COM | 700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 3,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730953 | SH BEN INT | 1,700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A957 | COM | 16,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 18,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043901 | COM | 1,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KELLY SVCS INC | 488152958 | CL A | 800 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121950 | PUT | 600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P908 | CALL | 1,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135954 | PUT | 2,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 4,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 210 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 14,977 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTS INC | 23335C951 | PUT | 400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 3,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944959 | SHS | 1,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 5,498 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 2,800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G952 | PUT | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 1,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,187 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 5,018 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 5,494 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 53,213 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 33,949 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,753 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 56,140 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SERVICES INC | 492914906 | COM | 6,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738951 | COM | 5,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 11,686 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTE HANKS INC CMN STK | 416196903 | Cmn | 1,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 8,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W953 | Cmn | 1,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F906 | COM | 1,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC | 898570956 | Cmn | 800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P901 | Cmn | 11,800 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 3,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L955 | Cmn | 6,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 157 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO | 852312955 | COM PAR $0.01 | 1,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U952 | COM | 600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 1,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST MINES INC | 828365106 | COMMON | 10,431 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 2,500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES OFFSHORE INC | 427093959 | Cmn | 44,700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS CMN STK | 76028H959 | Cmn | 1,400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 2,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 2,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 1,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 4,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 4,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 3,800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 6,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 11,046 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E903 | COM | 4,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268901 | COM | 3,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,653 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 1,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843958 | PUT | 800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H900 | CALL | 3,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 10,726 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 11,729 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058904 | COM | 5,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 16,380 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WATER RESOURCES | 73935X955 | Cmn | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941109 | COM | 214 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,838 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 110 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 22,849 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 4,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP | 49446R909 | COM | 400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 659 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 724 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,727 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 17,673 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 14,624 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592200 | CMN | 12,073 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 22,598 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 4,551 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 1,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 4,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 14,358 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R900 | COM | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U906 | COM | 2,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174950 | COM | 2,700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V956 | SH BEN INT | 2,200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L905 | CALL | 400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CINEDIGM CORP COM | 172406100 | COM | 12,632 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADURO BIOTECH INC | 00739L951 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y953 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U951 | PUT | 2,800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB US DOLLAR INDEX | 73936D956 | PUT | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058954 | PUT | 4,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 15,249 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED | 20451Q904 | SH BEN INT | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,734 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 978 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 398 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,220 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 28,757 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 2,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738D951 | PUT | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 1,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 4,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W908 | CALL | 700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TRUST | 21870U905 | Cmn | 1,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L905 | Cmn | 5,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 1,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576956 | PUT | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303109 | COM | 103 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 4,186 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 4,167 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 6,999 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X952 | COM | 21,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTERNATIONAL LTD | 384313952 | COM | 1,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,950 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 1,041 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rex Energy Corp | 761565950 | PUT | 1,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 3,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HMS HOLDINGS CORP CMN STK | 40425J951 | Cmn | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 4,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 7,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 12,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 4,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W907 | Cmn | 7,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D954 | COM | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 18,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904908 | COM | 6,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223900 | COM | 2,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U956 | COM | 2,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T906 | COM | 2,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P901 | COM | 3,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487905 | CALL | 2,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y109 | COM | 623 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LION BIOTECHNOLOGIES INC | 53619R902 | COM | 800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 2,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 33,154 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B900 | CALL | 1,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PUB ED INC | 02913V103 | COM | 224 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 198 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,134 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X900 | COM | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC | 343498901 | COM | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 13,914 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301959 | PUT | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASGN INC | 682159108 | COM | 165 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LinnCo, LLC | 535782106 | LTD | 605 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 359 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 8,608 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 1,946 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 12,591 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYPORE INTERNATIONAL INC | 73179V903 | COM | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N905 | COM | 4,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECH DATA CORP | 878237906 | COM | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N906 | COM | 4,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAEGIS INC | 233720101 | COM | 10,705 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 1,200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 3,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMVERSE INC | 20585P905 | COM | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149905 | CALL | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981951 | PUT | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 2,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824904 | Cmn | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K951 | SHS NEW | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA CMN STOCK | 231082908 | Cmn | 3,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A901 | ST STR SP AERO | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R907 | COM | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HACKETT GROUP INC | 404609909 | CALL | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,936 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 12,376 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 11,593 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WILDERH CLEAN EN | 73935X950 | COM | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485906 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 20,080 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 5,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R959 | Cmn | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 4,500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 3,600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 1,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N904 | Cmn | 9,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 11,799 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358901 | COM PAR $0.01 | 4,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H950 | PUT | 2,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP | 295625957 | PUT | 1,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREATBATCH INC | 39153L906 | Cmn | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388900 | CALL | 1,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELDEN INC COM | 077454106 | Stock | 54 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FABRINET | G3323L900 | SHS | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225902 | COM NEW | 1,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTSTAR LOTTERY PLC | G4863A958 | SHS USD | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 3,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENCOR INC | 98401F955 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 7,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 6,400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,148 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 4,068 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 1,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 2,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W902 | Cmn | 1,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 1,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 3,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730903 | SH BEN INT | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P902 | COM | 2,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 1,800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE INC | 37185X956 | PUT | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G950 | PUT | 700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 1,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H901 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 2,305 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,688 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 8,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075952 | COM | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 494 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672951 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215959 | COM NEW | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RTI INTERNATIONAL METALS CMN STK | 74973W907 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B958 | Cmn | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 3,400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602904 | Cmn | 4,400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 2,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911903 | COM | 2,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K957 | PUT | 1,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USA Technologies | 90328S900 | COM | 1,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W950 | COM | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N955 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALEN ENERGY CORP | 87422J905 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M950 | Cmn | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS I | 772081954 | PUT | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U101 | COM | 108 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 3,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRTU FINL INC | 928254901 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q955 | SHS | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772909 | COM | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL STORAGE AFFILIATES | 637870956 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,174 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,890 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846953 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 5,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 1,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 7,300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602954 | Cmn | 3,400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 89 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P900 | CALL | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL BLDG PRODS INC | 211171903 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC CMN STOCK | 589499952 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357952 | Cmn | 900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,368 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 97 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC | 98139A955 | COM CL A | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINL INC MD | 94188P901 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 307 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,327 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G900 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T909 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P908 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271958 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC CMN STOCK | 293904958 | Cmn | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099951 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673906 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 1,300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373902 | Cmn | 1,500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A908 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358951 | COM PAR $0.01 | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571909 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 1,900 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M958 | COM NEW | 2,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P952 | COM | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 1,300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M903 | COM | 1,700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360957 | COM NEW | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P907 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P951 | PUT | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499902 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 1,400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021951 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC-CLASS A | 69913R908 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526950 | Cmn | 1,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ETSY INC | 29786A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y903 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANN INC | 035623107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213956 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N955 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907902 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853903 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC-CLASS A | 69913R958 | Cmn | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009457 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011055 | added | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-013515 | added | 2016-02-05 | acceptance time not in the bulk data set |