13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,905 holding rows worth $114,094,824,000.
- Accession
- 0000950123-15-009457
- Filer
- CIK 1423053
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 11,384 entries on the cover page, a total value of $114,094,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,094,824,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN SUPERCONDUCTOR CORP | 030111957 | SHS NEW | 7,600 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 6,900 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 16,124 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660956 | PUT | 2,900 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 9,986 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 6,300 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTERNATION | 82706L908 | COM | 6,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 3,800 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 6,300 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 13,500 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 4,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404K906 | COM | 1,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174900 | COM | 11,600 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554102 | COM | 901 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 10,262 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUBRIDGE INC | 205306103 | COM | 723 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328907 | CALL | 1,100 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328957 | PUT | 1,100 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075902 | COM | 2,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 12,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 4,400 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC | 379577958 | CL A | 1,500 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INS CORP | 910710902 | CALL | 2,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES CMN STOCK | 517942908 | Cmn | 1,100 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 4,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY COMWLTH | 294628902 | CALL | 1,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORUM ENERGY TECHNOLOGIES IN | 34984V900 | CALL | 1,900 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R952 | Cmn | 20,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E907 | Cmn | 30,900 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 1,600 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U909 | COM | 2,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 7,813 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 30,852 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIKSILVER INC | 74838C106 | COM | 56,987 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 7,163 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 43,513 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G953 | Cmn | 3,500 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 3,100 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 10,500 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A908 | Cmn | 7,200 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L906 | COM | 31,500 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LRR ENERGY LP | 50214A954 | COM | 5,000 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 2,000 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V209 | COM | 32,063 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 10,082 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K958 | Cmn | 1,800 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 4,000 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOGITECH INTL S A | H50430952 | SHS | 2,500 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R903 | COM | 2,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837953 | PUT | 1,300 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 96,032 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 11,163 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 15,669 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768902 | COM | 44,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 3,900 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 1,900 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 21,600 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 18,300 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178903 | Cmn | 8,300 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 2,600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357902 | Cmn | 21,300 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 254 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELME COMMUNITIES | 939653951 | PUT | 1,400 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B958 | PUT | 2,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 3,604 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 2,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 3,400 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F959 | COM | 3,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388950 | Cmn | 14,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 16,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U955 | PUT | 1,500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 1,200 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 99,008 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 20,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMSURG CORP | 03232P955 | Cmn | 500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 5,640 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758908 | CALL | 3,700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 11,921 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 8,410 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 15,280 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 9,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 9,800 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 3,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 6,600 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVT CORP | 16934Q908 | COM | 2,500 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOYD GAMING CORP | 103304901 | COM | 2,200 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602953 | SHS | 600 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947957 | PUT | 1,800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885902 | CALL | 3,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PTS AMER INC | 620071950 | COM | 1,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 79,051 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 14,023 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 2,296 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685909 | COM | 1,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 2,200 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L905 | Cmn | 2,700 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 5,300 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 2,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC CMN STOCK | 817337955 | Cmn | 10,900 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 8,500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP NEW | 76169B952 | COM | 1,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X951 | COM | 1,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 24,232 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103902 | CALL | 8,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q957 | PUT | 6,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC | 941053950 | Cmn | 700 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180955 | PUT | 3,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842905 | Cmn | 4,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287953 | PUT | 1,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340953 | COM | 2,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755958 | PUT | 1,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED | G3922B957 | PUT | 1,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WALTER ENERGY INC | 93317Q955 | COM | 147,300 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 15,577 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 2,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 4,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LRR ENERGY LP | 50214A904 | COM | 4,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTERO MIDSTREAM PARTNERS LP | 03673L953 | PUT | 1,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487955 | PUT | 11,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K953 | Cmn | 5,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIGGLE INC | 92672V204 | COM NEW | 15,440 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842955 | Cmn | 4,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,499 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION | 63938C908 | COM | 1,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543951 | COM | 1,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,246 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC | 942749952 | PUT | 600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,631 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 24,830 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 64,548 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,560 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 1,187 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 15,193 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 14,627 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,540 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 23,076 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030907 | COM | 600 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENOMIC HEALTH INC COMMON STOCK | 37244C951 | Cmn | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 9,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 23,153 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYONE CORP | 73179P956 | COM | 800 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q959 | COM | 2,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P954 | PUT | 2,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 1,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605954 | PUT | 12,900 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229950 | PUT | 5,800 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROHIVE NETWORKS INC | 007786906 | CALL | 4,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIA GEN INC NEW | 58441K900 | COM | 1,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693906 | COM CL A | 21,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANADIANNATLRYCOF | 136375102 | STOK | 519 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 5,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223954 | COM | 1,900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P906 | CALL | 1,200 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 5,597 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848959 | Cmn | 1,300 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 1,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A907 | COM | 40,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYREN LTD | M26895108 | SHS | 16,135 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q909 | CALL | 8,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C900 | CALL | 7,800 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 7,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 7,576 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Capnia, Inc. | 14066L105 | Common | 10,520 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 5,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 11,129 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U955 | COM | 4,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 33,572 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES FUNDAMENTAL HIGH Y | 73936T957 | Cmn | 1,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 278 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,766 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOELIS & CO | 60786M955 | CL A | 1,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096958 | COM | 2,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543901 | COM | 1,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCP CAP CORP | 87238Q103 | COM | 1,875 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084954 | PUT | 2,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483954 | COM | 2,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 9,763 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 16,286 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 997 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLAZYME INC | 83415T101 | COM | 9,369 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 23,223 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V951 | COM | 2,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E953 | COM | 13,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 9,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011527958 | Cmn | 5,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,784 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA YUCHAI INTL LTD | G21082955 | COM | 1,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692903 | COM | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 24,454 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T955 | Cmn | 7,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182900 | Cmn | 4,400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T906 | Cmn | 4,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420908 | COM | 3,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES INDIA ETF TR | 73935L950 | PUT | 1,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P958 | COM | 2,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907952 | PUT | 5,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP DEL | 85917A900 | CALL | 1,900 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFRAREIT INC | 45685L950 | PUT | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,456 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 939 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W952 | PUT | 2,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC | 897238959 | COM NEW | 2,800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Green Plains Renewable Energy Inc | 422245950 | COM | 2,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 3,912 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M953 | Cmn | 6,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268909 | CALL | 1,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 23,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL MONTE CORP ORD | G36738105 | Stock | 711 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,612 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC | 282914100 | COMMON STOCK | 3,012 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 2,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 2,500 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388100 | TR UNIT | 10,731 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,490 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 209,435 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY NATIONAL CORP | 178566955 | COM | 300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 1,900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T906 | Cmn | 2,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 30,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W951 | COM | 5,200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X952 | PUT | 1,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K907 | CALL | 11,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 6,001 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K901 | CALL | 2,500 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828959 | COM PAR | 7,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 3,769 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 4,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903900 | CALL | 2,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 4,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 8,467 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINES MGMT INC | 603432105 | COM | 54,020 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 8,761 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 1,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077955 | Cmn | 1,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 6,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T956 | Cmn | 3,800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 9,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 12,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T952 | PUT | 1,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 79,403 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,098 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 10,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N904 | Cmn | 11,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 10,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 20,536 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC COMMON STOCK | 98950P954 | Cmn | 11,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 21,603 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P903 | CALL | 1,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Alamos Gold, Inc. | 011527108 | COM | 4,360 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,383 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 2,700 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214953 | Cmn | 1,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 10,800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699907 | CALL | 3,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICEMASTER GLOBAL HLDGS I | 81761R909 | CALL | 700 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 4,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 558 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q950 | PUT | 500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264959 | PUT | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Transition Therapeutics, Inc. | 893716209 | COM | 11,255 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 17,868 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 40,632 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 3,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADURO BIOTECH INC | 00739L901 | CALL | 800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981901 | CALL | 7,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M959 | COM NEW | 1,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B950 | PUT | 3,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N908 | Cmn | 3,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P952 | PUT | 20,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 16,898 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084904 | COM | 1,800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC | 314211953 | CL B | 700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 3,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 1,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC COM NEW | 817337405 | COM | 7,675 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 68,546 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 17,287 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 12,550 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 5,800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694905 | Cmn | 2,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P907 | Cmn | 5,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 2,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354902 | COM | 60,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 7,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U904 | COM | 1,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074950 | PUT | 900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U901 | CALL | 7,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA COML CR INC | 16891K103 | COM | 18,323 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B955 | PUT | 1,600 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637906 | Cmn | 6,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 3,730 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160952 | COM | 3,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R951 | COM | 1,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 2,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 14,861 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,911 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO | 852312905 | CALL | 2,300 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 10,003 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,300 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 2,836 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 18,763 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 8,600 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 1,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662956 | Cmn | 5,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 22,800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 11,189 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 700 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420958 | PUT | 2,900 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q959 | PUT | 6,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 2,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X906 | CL A NEW | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P959 | SHS | 3,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P401 | Cmn | 23,371 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57061R956 | Cmn | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 4,800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| US ECOLOGY INC COM | 91732J102 | COM | 441 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P956 | COM | 3,800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210905 | COM | 1,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 1,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462902 | CALL | 300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 24,074 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 14,013 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HATTERAS FINANCIAL CORP | 41902R903 | COM | 1,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSPORTATION INC | 499064903 | COM | 800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738901 | COM | 10,500 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACORN INTL INC | 004854105 | SPON ADR | 12,215 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 19,414 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 10,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 11,900 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL FST PRODS INC | 913543954 | COM | 400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KRATON CORP | 50077C956 | PUT | 900 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q907 | CALL | 4,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 2,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228904 | CALL | 900 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 2,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 6,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K901 | SHS NEW | 7,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WADDELL & REED FINL INC | 930059100 | CL A | 421 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 10,701 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A909 | ST STR P500GRW | 300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885952 | CL A | 2,100 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R907 | CL A | 2,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092959 | COM | 2,500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 27,563 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 46,907 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walter Energy Inc | 93317Q105 | COM | 92,768 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,404 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,921 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 11,159 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 2,732 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C905 | COM | 7,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 17,275 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 24,533 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 28,635 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 63,278 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405950 | Cmn | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 5,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 8,900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 9,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375958 | Cmn | 1,900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 17,036 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 3,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,442 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T950 | COM | 2,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 60 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 9,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 43,109 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 57,726 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 382 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 11,041 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 15,846 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X905 | COM NEW | 3,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684958 | COM | 500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M909 | COM | 2,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W908 | CALL | 1,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 11,958 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 16,393 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 31,797 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 12,655 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 16,246 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 1,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,131 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 1,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 2,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T956 | Cmn | 1,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 5,940 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269951 | COM | 5,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 6,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W900 | CALL | 2,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730905 | OPTION | 3,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 540 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 1,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297909 | CALL | 1,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 11,929 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 33,095 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 1,448 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 3,748 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 18,918 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 66,106 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W104 | COM | 184,623 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 13,009 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 75,601 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRX INC | 19422J108 | COM | 25,581 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N955 | COM | 11,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 45,319 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 15,672 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 34,219 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUANT CORPORATION -CL A CMN STK | 00508X903 | Cmn | 800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 6,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 12,680 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 36,672 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J901 | COM | 4,800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V952 | COM | 1,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 12,111 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U954 | PUT | 3,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,131 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A954 | Cmn | 400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 148411951 | PUT | 2,900 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALMER BANCORP INC -CL A | 87482X951 | Cmn | 1,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 1,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP | 505743954 | CL A | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINIUM CORPORATION | 483007954 | PUT | 200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E109 | COM | 1,720 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXMARK INTL NEW | 529771107 | CL A | 381 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,008 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 26,830 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 12,534 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 6,847 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 11,693 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 4,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 8,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 2,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL ENGINES INC | 317485950 | Cmn | 400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 11,348 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J951 | COM | 4,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N908 | COM | 4,800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 4,200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HOLDINGS INC | 432748951 | PUT | 700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 60,495 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK CAP LTD | M2361E112 | SHS | 4,855 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCI PARTNERS LP | 67091N908 | CALL | 1,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADEPT TECHNOLOGY INC | 006854952 | OPTION | 2,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E957 | COM | 13,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 10,491 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465906 | CALL | 500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669906 | SHS | 2,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 7,611 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPHASE CORP | 460593106 | COM | 21,043 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 11,077 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 11,440 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 350 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 14,759 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 20,724 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSE GENETICS INC | 76123U105 | COM | 48,098 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 17,888 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233909 | Cmn | 1,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780907 | Cmn | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 8,800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 66,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W957 | Cmn | 19,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,171 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 294100902 | COM | 5,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINL CORP | 583928956 | COM | 1,900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J909 | COM | 1,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 13,653 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 10,114 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 657 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 4,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223950 | COM | 4,900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684908 | COM | 400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 5,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHFIELD BANCORP INC DEL | 66611T908 | CALL | 1,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URBAN EDGE PPTYS | 91704F904 | CALL | 700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 32,918 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 107,693 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 22,052 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 11,974 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIKSILVER INC | 74838C906 | COM | 23,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 42,019 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 6,159 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 43,693 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 12,639 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 3,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Put NCS $60 9/21/2013 | 628852954 | COM | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 5,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903950 | COM | 1,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A953 | PUT | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G909 | Cmn | 600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 5,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081904 | Cmn | 9,700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009457 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011055 | added | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-16-013515 | added | 2016-02-05 | acceptance time not in the bulk data set |